13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 6,775 holding rows worth $353,274,848,000.
- Accession
- 0000895421-19-000487
- Filer
- CIK 895421
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 22,379 entries on the cover page, a total value of $353,274,848,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,274,848,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 164,057 | $3,726,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 65,893 | $3,718,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 73,802 | $3,713,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 122,061 | $3,711,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 466,458 | $3,704,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 73,319 | $3,702,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 126,746 | $3,702,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 27,909 | $3,699,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 169,905 | $3,692,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 45,431 | $3,689,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 48,313 | $3,680,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 149,958 | $3,678,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 300,717 | $3,666,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 237,801 | $3,656,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 449,275 | $3,644,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 3,430,000 | $3,643,000 | thousands by filing date | principal |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 82,215 | $3,637,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 332,361 | $3,636,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 91,799 | $3,633,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 701,746 | $3,629,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 188,761 | $3,628,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 367,746 | $3,626,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 125,684 | $3,625,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 290,285 | $3,614,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 66,729 | $3,607,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 364,964 | $3,602,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 140,633 | $3,599,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 56,567 | $3,599,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 89,314 | $3,598,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 3,325,000 | $3,595,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 522,762 | $3,590,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 373,472 | $3,585,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 166,047 | $3,577,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 203,517 | $3,576,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 83,200 | $3,571,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,485,557 | $3,565,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,697,592 | $3,565,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 63,518 | $3,564,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 63,253 | $3,562,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 89,549 | $3,559,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 155,578 | $3,557,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 598,901 | $3,557,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 229,305 | $3,550,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 84,917 | $3,550,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 72,317 | $3,550,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 318,292 | $3,546,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 110,217 | $3,546,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 258,705 | $3,539,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 414,863 | $3,539,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 139,373 | $3,529,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 61,445 | $3,526,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 589,716 | $3,521,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 31,333 | $3,508,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 46,438 | $3,507,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 35,442 | $3,503,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 24,548 | $3,500,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 3,096,000 | $3,499,000 | thousands by filing date | principal |
| RED ROCK RESORTS INC | 75700L108 | CL A | 135,296 | $3,498,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 108,257 | $3,493,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 3,506,000 | $3,493,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 441,087 | $3,488,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 85,423 | $3,482,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 110,431 | $3,481,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 171,230 | $3,478,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 38,476 | $3,474,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 79,990 | $3,468,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 113,980 | $3,465,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 75,051 | $3,460,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 965,931 | $3,458,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,519,000 | $3,455,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 246,058 | $3,450,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 322,697 | $3,449,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1,729,925 | $3,442,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 57,949 | $3,440,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 55,629 | $3,438,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 117,018 | $3,432,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 68,784 | $3,431,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 210,361 | $3,430,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 225,875 | $3,425,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 65,037 | $3,421,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 729,449 | $3,421,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 798,622 | $3,417,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 23,677 | $3,415,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 231,685 | $3,413,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 88,727 | $3,404,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 101,891 | $3,401,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 216,654 | $3,400,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 98,914 | $3,397,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 320,355 | $3,395,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 222,727 | $3,386,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 109,942 | $3,385,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 79,116 | $3,382,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 115,097 | $3,380,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 149,701 | $3,375,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 226,379 | $3,362,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 110,442 | $3,357,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 28,736 | $3,351,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 121,944 | $3,348,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 66,021 | $3,344,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 879,187 | $3,341,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 134,052 | $3,341,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 46,971 | $3,334,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 61,528 | $3,333,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 551,838 | $3,332,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 266,456 | $3,331,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 62,529 | $3,322,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 355,822 | $3,317,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 40,071 | $3,316,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,015,000 | $3,314,000 | thousands by filing date | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 57,326 | $3,312,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 336,262 | $3,312,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 2,008,000 | $3,306,000 | thousands by filing date | principal |
| VERITEX HLDGS INC | 923451108 | COM | 136,192 | $3,299,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 114,097 | $3,296,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 106,027 | $3,294,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 212,190 | $3,293,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 166,469 | $3,288,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 631,476 | $3,284,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 268,179 | $3,282,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 517,382 | $3,281,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 25,734 | $3,279,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 202,631 | $3,279,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 31,444 | $3,278,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 108,626 | $3,274,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 252,715 | $3,273,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,250,000 | $3,271,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 93,745 | $3,266,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 702,277 | $3,265,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 698,929 | $3,264,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 233,740 | $3,263,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 53,375 | $3,260,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 99,127 | $3,258,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 36,990 | $3,254,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 92,284 | $3,247,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 229,461 | $3,245,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 78,728 | $3,244,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 85,921 | $3,244,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 40,474 | $3,241,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 223,174 | $3,235,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 173,310 | $3,234,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 337,653 | $3,228,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 311,626 | $3,228,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 25,902 | $3,226,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 117,424 | $3,223,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 82,735 | $3,219,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 69,486 | $3,218,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 219,092 | $3,218,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 134,915 | $3,211,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 202,089 | $3,211,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 89,875 | $3,208,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 59,343 | $3,206,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 3,405,105 | $3,204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 25,927 | $3,199,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 50,985 | $3,198,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 490,434 | $3,188,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 306,533 | $3,170,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 65,022 | $3,169,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 25,933 | $3,167,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 134,256 | $3,164,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 393,696 | $3,154,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 198,111 | $3,154,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 98,306 | $3,153,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 63,795 | $3,152,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 458,175 | $3,152,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,745,000 | $3,147,000 | thousands by filing date | principal |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 265,708 | $3,141,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 58,672 | $3,140,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 306,992 | $3,133,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 81,818 | $3,129,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 141,122 | $3,128,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 271,584 | $3,124,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 62,007 | $3,122,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 142,576 | $3,119,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 229,755 | $3,114,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 42,297 | $3,110,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,018,000 | $3,108,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 101,001 | $3,104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 59,336 | $3,104,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 52,742 | $3,101,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 139,579 | $3,101,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 136,006 | $3,100,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 195,341 | $3,099,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 121,263 | $3,091,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,281,000 | $3,084,000 | thousands by filing date | principal |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 38,756 | $3,081,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 212,670 | $3,077,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 207,534 | $3,074,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 23,736 | $3,073,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 62,069 | $3,072,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,002,000 | $3,072,000 | thousands by filing date | principal |
| FS KKR CAPITAL CORP | 302635107 | COM | 506,650 | $3,065,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,918,000 | $3,065,000 | thousands by filing date | principal |
| NEWTEKONE INC | 652526203 | COM NEW | 155,936 | $3,063,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 131,892 | $3,062,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 326,096 | $3,062,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 538,771 | $3,060,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 133,670 | $3,055,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 59,396 | $3,055,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 68,415 | $3,055,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 47,099 | $3,053,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 42,585 | $3,053,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,013,824 | $3,052,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,892,000 | $3,052,000 | thousands by filing date | principal |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 74,329 | $3,051,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 156,711 | $3,048,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 81,786 | $3,046,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 70,149 | $3,042,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 55,151 | $3,040,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 166,859 | $3,038,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 130,639 | $3,037,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 193,624 | $3,028,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 238,908 | $3,023,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 51,280 | $3,020,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 37,726 | $3,020,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 269,174 | $3,017,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 72,547 | $3,013,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 853,829 | $3,005,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 28,024 | $3,002,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 163,078 | $3,002,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 46,031 | $2,999,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 12,534 | $2,999,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 36,956 | $2,987,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 366,784 | $2,986,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 53,871 | $2,978,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 99,593 | $2,977,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 389,161 | $2,977,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 88,431 | $2,972,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 125,045 | $2,967,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,078,860 | $2,966,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 58,850 | $2,964,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 107,958 | $2,963,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 87,233 | $2,961,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 174,350 | $2,960,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 127,770 | $2,959,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,000,000 | $2,957,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 2,808,000 | $2,952,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 334,190 | $2,951,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 220,585 | $2,949,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 73,731 | $2,947,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 40,455 | $2,945,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 105,741 | $2,940,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 94,384 | $2,939,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 76,746 | $2,939,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 247,672 | $2,935,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 304,473 | $2,932,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 78,681 | $2,931,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 532,608 | $2,929,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,908,000 | $2,921,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,299,601 | $2,920,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 118,233 | $2,911,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 131,668 | $2,911,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 71,052 | $2,908,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 91,497 | $2,905,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 155,682 | $2,900,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 116,154 | $2,896,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 49,075 | $2,894,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 84,613 | $2,889,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 251,789 | $2,886,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 198,857 | $2,883,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 496,817 | $2,882,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,539,720 | $2,872,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 372,777 | $2,870,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 33,108 | $2,868,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 231,700 | $2,866,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 223,284 | $2,865,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 185,439 | $2,865,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 398,562 | $2,865,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 36,706 | $2,861,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 180,044 | $2,857,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 1,921,000 | $2,855,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 3,423,000 | $2,849,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,506,000 | $2,848,000 | thousands by filing date | principal |
| M/I HOMES INC | 55305B101 | COM | 106,884 | $2,845,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 2,000,000 | $2,841,000 | thousands by filing date | principal |
| ABM INDS INC | 000957100 | COM | 77,985 | $2,835,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 64,737 | $2,830,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 389,179 | $2,830,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 339,173 | $2,829,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 36,466 | $2,826,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 208,287 | $2,826,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 78,831 | $2,824,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 42,154 | $2,823,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 114,110 | $2,821,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 289,949 | $2,818,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 123,445 | $2,815,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 31,162 | $2,813,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 79,075 | $2,809,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 248,682 | $2,808,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 82,548 | $2,807,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,188,660 | $2,805,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 73,000 | $2,799,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 135,493 | $2,796,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 32,707 | $2,796,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 75,659 | $2,795,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 103,763 | $2,794,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 161,323 | $2,790,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 190,614 | $2,786,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 36,241 | $2,783,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 251,308 | $2,782,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 131,499 | $2,777,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 183,844 | $2,773,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 53,409 | $2,770,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 252,186 | $2,769,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 21,311 | $2,768,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 129,739 | $2,767,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 167,917 | $2,765,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 137,660 | $2,764,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 98,407 | $2,762,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 213,641 | $2,760,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 36,278 | $2,760,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 225,011 | $2,759,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 110,035 | $2,755,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 645,104 | $2,755,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 21,186 | $2,754,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 204,221 | $2,753,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 41,921 | $2,751,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 93,909 | $2,751,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 21,001 | $2,741,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 112,726 | $2,739,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 229,135 | $2,738,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 105,998 | $2,738,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 271,134 | $2,738,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 65,456 | $2,735,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 191,786 | $2,731,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 255,131 | $2,729,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 181,620 | $2,728,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 81,881 | $2,727,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 98,947 | $2,712,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 209,236 | $2,708,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 66,549 | $2,707,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 42,190 | $2,707,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 71,563 | $2,702,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 78,849 | $2,699,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 179,164 | $2,691,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 72,194 | $2,689,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 418,082 | $2,689,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 61,585 | $2,687,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 435,384 | $2,678,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 102,103 | $2,658,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 28,924 | $2,647,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 2,750,000 | $2,647,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 47,977 | $2,646,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 148,501 | $2,645,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 142,985 | $2,642,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 52,864 | $2,642,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 105,870 | $2,634,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 215,043 | $2,632,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,699,000 | $2,627,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 39,004 | $2,626,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,639,000 | $2,626,000 | thousands by filing date | principal |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 100,410 | $2,625,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 64,886 | $2,624,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 58,232 | $2,620,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 176,424 | $2,619,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 31,820 | $2,617,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 232,887 | $2,613,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 104,805 | $2,610,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 85,502 | $2,608,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 321,865 | $2,608,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 70,805 | $2,606,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 31,300 | $2,603,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 65,081 | $2,603,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 30,718 | $2,602,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 162,408 | $2,597,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 89,575 | $2,595,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 61,700 | $2,595,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 104,723 | $2,593,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 35,334 | $2,593,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 656,954 | $2,582,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 67,936 | $2,566,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 109,807 | $2,566,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 127,371 | $2,566,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 117,268 | $2,565,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 400,319 | $2,562,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 94,438 | $2,553,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 76,783 | $2,551,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 3,639,592 | $2,540,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 66,678 | $2,537,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 506,855 | $2,535,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 78,180 | $2,535,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 133,759 | $2,527,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 87,004 | $2,525,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 125,889 | $2,524,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 84,766 | $2,515,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 46,288 | $2,512,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 141,392 | $2,509,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 91,794 | $2,508,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 141,209 | $2,506,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 56,992 | $2,503,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 156,812 | $2,500,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 660,984 | $2,499,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 102,478 | $2,498,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 80,520 | $2,495,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 179,032 | $2,494,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 189,639 | $2,493,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 39,158 | $2,490,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 32,709 | $2,489,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 149,502 | $2,486,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 2,514,000 | $2,485,000 | thousands by filing date | principal |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 96,264 | $2,484,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 109,505 | $2,482,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 556,597 | $2,482,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 56,452 | $2,479,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 18,799 | $2,478,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 51,334 | $2,477,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,847,000 | $2,477,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351X101 | COM | 146,730 | $2,470,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 79,026 | $2,470,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 202,055 | $2,465,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 100,984 | $2,464,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 530,782 | $2,463,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 31,188 | $2,462,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 187,390 | $2,457,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 38,557 | $2,448,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 89,846 | $2,448,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 78,973 | $2,447,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 42,125 | $2,429,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 63,199 | $2,429,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 388,874 | $2,423,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 341,662 | $2,422,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 185,568 | $2,420,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 559,958 | $2,419,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 66,275 | $2,418,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 57,233 | $2,417,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 75,376 | $2,409,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 1,702,000 | $2,406,000 | thousands by filing date | principal |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 49,229 | $2,405,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 266,818 | $2,404,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 35,942 | $2,404,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 66,015 | $2,401,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 808,124 | $2,400,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,589 | $2,396,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 181,117 | $2,393,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 107,966 | $2,392,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 431,437 | $2,390,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 18,133 | $2,390,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 86,248 | $2,387,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 221,243 | $2,383,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 78,834 | $2,383,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 18,469 | $2,382,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 72,204 | $2,382,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 50,952 | $2,376,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 125,105 | $2,376,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 30,372 | $2,372,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 184,129 | $2,370,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 224,548 | $2,369,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 55,488 | $2,367,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 35,845 | $2,367,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 120,158 | $2,365,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 127,949 | $2,364,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 20,617 | $2,354,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 77,153 | $2,348,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 146,167 | $2,347,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 34,586 | $2,345,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 51,684 | $2,343,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 20,186 | $2,340,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 90,189 | $2,340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 41,809 | $2,333,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 19,293 | $2,332,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 29,782 | $2,331,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 141,421 | $2,331,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 26,801 | $2,330,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 468,033 | $2,326,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 103,858 | $2,326,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 50,637 | $2,322,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 3,000,000 | $2,319,000 | thousands by filing date | principal |
| BG STAFFING INC | 05544A109 | COM | 106,098 | $2,317,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 45,445 | $2,315,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 94,416 | $2,311,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 60,823 | $2,299,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 167,054 | $2,299,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 109,464 | $2,298,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 139,933 | $2,295,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 2,000,000 | $2,293,000 | thousands by filing date | principal |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 180,216 | $2,287,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 56,924 | $2,286,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 163,798 | $2,286,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 67,455 | $2,284,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 235,185 | $2,274,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 26,483 | $2,268,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 86,953 | $2,263,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 178,600 | $2,263,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 371,573 | $2,262,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 82,597 | $2,262,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 105,695 | $2,258,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 209,699 | $2,258,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 41,166 | $2,253,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 161,236 | $2,250,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 2,372,000 | $2,250,000 | thousands by filing date | principal |
| MIND C T I LTD | M70240102 | ORD | 1,049,698 | $2,247,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 413,458 | $2,245,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 161,915 | $2,243,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,229,000 | $2,242,000 | thousands by filing date | principal |
| STOCK YDS BANCORP INC | 861025104 | COM | 66,258 | $2,239,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 115,521 | $2,239,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 160,512 | $2,238,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 34,589 | $2,238,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 77,405 | $2,233,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 89,952 | $2,228,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 38,369 | $2,226,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000487 | this filing | 2019-05-15 | acceptance time not in the bulk data set |