13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 6,775 holding rows worth $353,274,848,000.
- Accession
- 0000895421-19-000487
- Filer
- CIK 895421
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 22,379 entries on the cover page, a total value of $353,274,848,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,274,848,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 10,350 | $222,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 10,725 | $222,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,258 | $221,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 5,088 | $221,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 15,337 | $221,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,904 | $220,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 14,289 | $220,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 100,857 | $220,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5,000 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 9,101 | $219,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 6,345 | $219,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 21,273 | $218,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 43,629 | $217,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 13,776 | $217,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 15,705 | $216,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,817 | $215,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 13,179 | $215,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 8,401 | $215,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 32,794 | $214,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,005 | $214,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 22,663 | $214,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 7,486 | $214,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,131 | $213,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 9,139 | $213,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 17,329 | $213,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 200,000 | $213,000 | thousands by filing date | principal |
| BRT APARTMENTS CORP | 055645303 | REIT | 15,254 | $212,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,155 | $212,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $212,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 100,922 | $212,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 68,133 | $211,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 17,023 | $211,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 27,072 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 10,116 | $211,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 20,038 | $211,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 2,850 | $211,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 46,330 | $211,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 7,917 | $210,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 70,636 | $210,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 63,017 | $210,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 23,116 | $208,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,888 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 5,921 | $206,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 13,338 | $206,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 8,600 | $206,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 185,458 | $206,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,787 | $205,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 23,696 | $205,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 33,170 | $204,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 39,229 | $204,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 9,985 | $204,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 3,348 | $203,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 14,837 | $203,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 14,397 | $203,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 37,567 | $202,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22,676 | $202,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 10,271 | $202,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 73,617 | $202,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 202,000 | $202,000 | thousands by filing date | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,210 | $201,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 82,673 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 7,109 | $201,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 36,220 | $201,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 38,407 | $201,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,597 | $200,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,594 | $200,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 23,623 | $200,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 13,167 | $200,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 70,453 | $200,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 8,709 | $200,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 37,146 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 5,934 | $198,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 21,510 | $198,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 15,020 | $197,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 84,594 | $197,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 31,557 | $196,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 76,915 | $196,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 12,730 | $196,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 5,881 | $194,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 6,284 | $194,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 4,944 | $194,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 13,090 | $193,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 70,586 | $193,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 29,267 | $193,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 6,387 | $193,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 9,844 | $193,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 9,205 | $193,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 28,318 | $193,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 13,461 | $192,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,546 | $192,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 7,802 | $191,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 5,757 | $191,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 32,392 | $190,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 12,296 | $190,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 5,155 | $189,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 12,030 | $189,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 37,210 | $189,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 9,850 | $188,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 17,349 | $188,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 3,121 | $187,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 189,000 | $187,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 11,423 | $186,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 187,708 | $186,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 113,187 | $186,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 28,492 | $185,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 3,702 | $185,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 245,998 | $185,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 63,275 | $185,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 1,209 | $185,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 17,544 | $183,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 30,340 | $183,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 36,584 | $183,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 16,051 | $182,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 50,607 | $182,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 58,975 | $182,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 77,196 | $182,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,446 | $181,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,313 | $181,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 60,723 | $180,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 27,587 | $180,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 20,348 | $180,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,471 | $179,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 52,407 | $179,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 5,601 | $178,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 13,786 | $177,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,738 | $176,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 2,680 | $176,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 23,671 | $176,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 63,927 | $176,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 9,793 | $175,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 25,382 | $175,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,556 | $174,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,287 | $174,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 21,698 | $174,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 33,417 | $173,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 76,359 | $172,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 7,783 | $172,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 9,077 | $171,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 68,209 | $171,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,039 | $170,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,889 | $170,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 18,168 | $170,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 59,627 | $170,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 192,325 | $170,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,547 | $170,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 274,957 | $170,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 9,613 | $169,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 15,077 | $169,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 45,244 | $169,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 168,000 | $169,000 | thousands by filing date | principal |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 5,737 | $168,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 4,423 | $168,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 46,592 | $168,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 7,930 | $168,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 3,799 | $167,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 6,375 | $167,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 125,118 | $167,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 6,620 | $167,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 42,172 | $167,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,517 | $166,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 7,239 | $166,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 31,734 | $166,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 83,534 | $165,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 7,516 | $164,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 10,364 | $164,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 24,311 | $164,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 230,500 | $164,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 26,816 | $163,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 4,469 | $163,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 84,517 | $163,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,346 | $163,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,512 | $162,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 21,008 | $162,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,511 | $162,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 25,532 | $162,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,861 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 4,900 | $161,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 18,727 | $159,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 2,854 | $159,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 11,131 | $159,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 34,969 | $159,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 8,944 | $159,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 4,754 | $158,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 7,168 | $158,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 8,471 | $157,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 8,238 | $156,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 12,670 | $156,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $156,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 22,999 | $156,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 9,098 | $156,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 12,965 | $156,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 29,445 | $155,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 10,935 | $155,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 69,496 | $155,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 9,223 | $155,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 44,000 | $154,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 13,592 | $154,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 25,252 | $154,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 165,000 | $154,000 | thousands by filing date | principal |
| UR-ENERGY INC | 91688R108 | COM | 185,900 | $153,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 20,594 | $153,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 206,038 | $153,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 312,970 | $153,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4,814 | $152,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 8,827 | $152,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,184 | $151,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 3,143 | $151,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 12,001 | $150,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 5,854 | $149,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 102,800 | $149,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 53,398 | $149,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 39,014 | $148,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 18,479 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 7,238 | $148,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 4,651 | $147,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 5,149 | $147,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 22,753 | $146,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 8,107 | $146,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 12,002 | $145,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 5,803 | $145,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 383 | $144,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 9,381 | $144,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 8,997 | $144,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 57,470 | $144,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,875 | $143,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 37,129 | $143,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 2,856 | $142,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5,934 | $142,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 14,140 | $142,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 6,733 | $142,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 4,746 | $142,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 38,815 | $141,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 129,000 | $141,000 | thousands by filing date | principal |
| CORMEDIX INC COM | 21900C308 | Stock | 14,753 | $140,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 2,150 | $140,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7,276 | $139,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,048 | $139,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 13,468 | $139,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 21,703 | $139,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 72,000 | $139,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 2,514 | $139,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 13,851 | $138,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 71,270 | $138,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 4,041 | $137,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 7,654 | $137,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 5,625 | $137,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,057 | $137,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 4,001 | $137,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 4,557 | $136,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 13,588 | $136,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 6,768 | $135,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 40,192 | $135,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 46,373 | $135,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 69,848 | $135,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 4,305 | $134,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 13,378 | $134,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,134 | $133,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 3,440 | $133,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 9,031 | $133,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,819 | $132,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 5,378 | $132,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,483 | $132,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 9,853 | $132,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 8,436 | $132,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 16,224 | $131,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,225 | $131,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 65,508 | $131,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 9,366 | $131,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 6,716 | $131,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 50,314 | $131,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 8,907 | $130,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 7,327 | $130,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 8,737 | $129,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,883 | $129,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 26,892 | $129,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 12,485 | $129,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 16,705 | $128,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 3,000 | $128,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 8,450 | $128,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $128,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 4,609 | $127,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 12,930 | $127,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 14,113 | $127,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 6,474 | $127,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 34,126 | $127,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 25,117 | $127,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 8,799 | $126,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 5,853 | $126,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 3,426 | $126,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,533 | $126,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 16,527 | $126,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 128,000 | $126,000 | thousands by filing date | principal |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 64,200 | $126,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 10,090 | $125,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 53,065 | $125,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 3,860 | $124,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 7,462 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 7,044 | $124,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 4,471 | $124,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 11,286 | $124,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 4,682 | $124,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 225,659 | $124,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 6,355 | $123,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 13,688 | $123,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 16,770 | $123,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 17,537 | $123,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,589 | $122,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 5,170 | $122,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 6,291 | $122,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,233 | $122,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 7,153 | $122,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 8,490 | $121,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 6,197 | $121,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 8,303 | $121,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,841 | $120,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 7,081 | $120,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 17,543 | $120,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,916 | $120,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 15,515 | $120,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 26,799 | $119,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 5,255 | $119,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 6,212 | $119,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 9,012 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 5,368 | $117,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 7,438 | $117,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 18,945 | $117,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 5,500 | $117,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 5,165 | $117,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 121,000 | $117,000 | thousands by filing date | principal |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 20,354 | $117,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 18,265 | $117,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 5,421 | $116,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 162,200 | $116,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 8,614 | $116,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 10,543 | $115,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 3,985 | $115,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,261 | $115,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 8,128 | $114,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 149,858 | $114,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 133,000 | $114,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 3,900 | $113,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 8,100 | $112,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,291 | $112,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 15,333 | $112,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 32,130 | $112,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 16,637 | $111,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 120,000 | $111,000 | thousands by filing date | principal |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 27,948 | $111,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 4,580 | $110,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 18,985 | $110,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 34,916 | $109,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 17,217 | $108,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 8,030 | $108,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 8,762 | $108,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 13,443 | $108,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 9,030 | $107,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 3,152 | $107,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,312 | $107,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 54,476 | $107,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 10,698 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,724 | $107,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 4,805 | $107,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 191,858 | $106,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 177,814 | $105,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 3,288 | $105,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 186,720 | $104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 6,489 | $104,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 5,985 | $104,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,354 | $103,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 4,307 | $103,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,188 | $103,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 7,590 | $103,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 32,422 | $103,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 48,564 | $103,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,157 | $103,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 135,000 | $103,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 106,000 | $103,000 | thousands by filing date | principal |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 8,036 | $102,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6,231 | $102,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 3,384 | $102,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 26,175 | $102,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 52,900 | $102,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 9,877 | $101,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 2,596 | $101,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 16,162 | $101,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,287 | $101,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 25,068 | $101,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 13,360 | $101,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 23,985 | $101,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 2,707 | $101,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,073 | $100,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 189,150 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 913 | $100,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,471 | $100,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 4,382 | $100,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 6,436 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 6,312 | $100,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 18,869 | $100,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 21,501 | $100,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 4,478 | $100,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 1,011 | $100,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,389 | $99,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 100,000 | $99,000 | thousands by filing date | principal |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 4,017 | $99,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 2,676 | $98,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 4,715 | $98,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 14,325 | $98,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 3,116 | $97,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 26,701 | $97,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,826 | $97,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 5,556 | $97,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,596 | $96,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 7,982 | $96,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 20,459 | $96,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,760 | $94,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 15,700 | $94,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 17,082 | $94,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,042 | $93,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,034 | $93,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,369 | $92,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1,025 | $92,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,041 | $92,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 8,931 | $92,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 27,661 | $92,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 47,073 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,431 | $92,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 56,056 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,646 | $92,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,033 | $91,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 91,000 | $91,000 | thousands by filing date | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 3,727 | $90,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 6,252 | $90,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 9,508 | $90,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 937 | $90,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 98,572 | $90,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 17,494 | $90,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,784 | $89,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 47,984 | $89,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 26,706 | $89,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 109,388 | $89,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 15,063 | $89,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 2,935 | $88,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 4,796 | $88,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 7,186 | $88,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 13,927 | $88,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,219 | $88,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,194 | $88,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 4,501 | $88,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 40,000 | $88,000 | thousands by filing date | principal |
| BYLINE BANCORP INC | 124411109 | COM | 4,725 | $87,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,278 | $87,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 7,532 | $87,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 26,791 | $87,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 12,471 | $87,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,609 | $87,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 19,995 | $87,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 16,692 | $87,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 3,736 | $87,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 3,584 | $86,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 6,995 | $86,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 3,764 | $86,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 24,339 | $86,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 15,383 | $85,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 14,921 | $85,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 3,590 | $85,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 65,463 | $85,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 48,498 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,235 | $84,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 3,098 | $84,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 2,343 | $84,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 3,974 | $84,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 5,514 | $84,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 3,012 | $83,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,436 | $83,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,820 | $83,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 12,081 | $83,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 6,625 | $83,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,015 | $83,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 13,400 | $83,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 4,821 | $82,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,113 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 3,912 | $82,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 14,400 | $82,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 34,732 | $82,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 3,086 | $82,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 572 | $81,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 3,041 | $81,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,193 | $81,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 6,388 | $81,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 36,984 | $81,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 17,753 | $80,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,852 | $80,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 5,097 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 8,311 | $80,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 13,159 | $79,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 5,049 | $79,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 12,316 | $78,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 37,920 | $78,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 3,124 | $77,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 6,678 | $77,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000487 | this filing | 2019-05-15 | acceptance time not in the bulk data set |