13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 6,775 holding rows worth $353,274,848,000.
- Accession
- 0000895421-19-000487
- Filer
- CIK 895421
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 22,379 entries on the cover page, a total value of $353,274,848,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,274,848,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 469 | $77,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 5,593 | $77,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,065 | $77,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,922 | $76,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 54,655 | $76,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 2,446 | $76,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 4,731 | $76,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 13,912 | $76,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 2,603 | $76,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 6,470 | $75,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 27,041 | $75,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 8,536 | $75,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828103 | UNIT 99/99/9999 | 850 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 1,556 | $74,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 17,000 | $74,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 22,502 | $74,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 15,625 | $74,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,691 | $74,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,771 | $74,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 3,450 | $73,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 11,149 | $73,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 3,751 | $73,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 11,182 | $73,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,307 | $72,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 7,851 | $71,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 6,121 | $71,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 8,804 | $71,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,547 | $71,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 24,936 | $70,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,868 | $70,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,157 | $70,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,408 | $69,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,847 | $69,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,952 | $68,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 3,397 | $68,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 93 | $68,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 25,936 | $68,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 18,093 | $68,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 3,500 | $68,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 7,793 | $68,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 2,982 | $67,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 5,200 | $67,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 5,033 | $67,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 7,261 | $67,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 3,234 | $66,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 4,039 | $66,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 4,716 | $66,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 20,337 | $66,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 91,744 | $66,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 2,339 | $66,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 24,659 | $65,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 5,849 | $65,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,984 | $65,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 5,954 | $65,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 5,088 | $65,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,335 | $64,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,402 | $64,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 42,961 | $64,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 1,871 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 9,279 | $64,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 1,681 | $63,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 1,915 | $63,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 6,052 | $63,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 9,473 | $63,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 30,150 | $63,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,654 | $63,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 72,120 | $63,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,794 | $63,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 3,150 | $63,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 4,080 | $63,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 9,252 | $62,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 6,106 | $62,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,351 | $62,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,100 | $62,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 12,302 | $62,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 3,880 | $62,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 2,826 | $62,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 19,280 | $61,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 4,590 | $61,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 41,856 | $61,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 23,950 | $61,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 5,983 | $61,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 3,030 | $61,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 4,497 | $61,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 8,968 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 5,297 | $61,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 48,935 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2,210 | $60,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 60,000 | $60,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,414 | $60,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 13,249 | $60,000 | thousands by filing date | |
| Mercantil Bank Holding Corporation | 58734F305 | Not 13F Security | 4,294 | $60,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 19,538 | $59,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 6,959 | $59,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 9,440 | $59,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 9,712 | $59,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,071 | $59,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 7,478 | $59,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 10,170 | $59,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,312 | $59,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 4,076 | $59,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,697 | $59,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 59,000 | $59,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 6,920 | $58,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 2,498 | $58,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 8,097 | $58,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,471 | $58,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 5,887 | $58,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 20,079 | $58,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 4,487 | $57,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,346 | $57,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,285 | $57,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,875 | $57,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 2,429 | $57,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,625 | $57,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,083 | $56,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 13,238 | $56,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 122,652 | $56,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2,150 | $56,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,498 | $55,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,385 | $55,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 7,936 | $55,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 20,765 | $55,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 2,294 | $55,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,235 | $55,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 4,768 | $55,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 1,075 | $54,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 3,536 | $54,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 38,760 | $54,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,350 | $54,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 3,418 | $54,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 13,092 | $54,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 54,992 | $54,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 40,000 | $54,000 | thousands by filing date | principal |
| AFFIMED N V | N01045108 | COM | 12,969 | $54,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 6,660 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,536 | $54,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 5,501 | $54,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 313 | $54,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 56,000 | $54,000 | thousands by filing date | principal |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 6,310 | $54,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 2,811 | $53,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 5,725 | $53,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 5,839 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,857 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,060 | $53,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 29,000 | $53,000 | thousands by filing date | principal |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,912 | $52,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 1,562 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 7,269 | $52,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 6,369 | $52,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 2,474 | $52,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 972 | $51,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 51,000 | $51,000 | thousands by filing date | principal |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 19,814 | $51,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 9,338 | $51,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,618 | $51,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 30,538 | $51,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,000 | $50,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 4,441 | $50,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 2,066 | $50,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 8,647 | $50,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 27,922 | $50,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 74,100 | $50,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 5,436 | $50,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 8,516 | $50,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 41,000 | $50,000 | thousands by filing date | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 4,907 | $49,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 7,506 | $49,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 71,000 | $49,000 | thousands by filing date | principal |
| SACHEM CAP CORP | 78590A109 | COM | 10,893 | $49,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 2,204 | $49,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,774 | $49,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 36,000 | $49,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 13,485 | $49,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 17,018 | $49,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 18,568 | $49,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 12,189 | $49,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 499 | $49,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,074 | $48,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 584 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 832 | $48,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 5,246 | $48,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 427 | $48,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 5,376 | $48,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 4,708 | $48,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,074 | $48,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,000 | $48,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 2,236 | $48,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 465 | $48,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 6,384 | $48,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 4,536 | $47,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 4,814 | $47,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,922 | $47,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,102 | $47,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 69,800 | $47,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,134 | $47,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 5,167 | $47,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 4,480 | $47,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,627 | $47,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 133,636 | $47,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 23,966 | $47,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 5,053 | $47,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 19,462 | $47,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 524 | $47,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 2,102 | $46,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,491 | $46,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 16,526 | $46,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 4,879 | $46,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 3,041 | $46,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 12,084 | $46,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 5,587 | $46,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 887 | $45,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 5,010 | $45,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 6,538 | $45,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,195 | $45,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,101 | $45,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 27,316 | $45,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,740 | $45,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 7,178 | $45,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 5,656 | $45,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 50,000 | $45,000 | thousands by filing date | principal |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,608 | $44,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 1,221 | $44,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 75,700 | $44,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 19,299 | $44,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 5,203 | $44,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 10,558 | $44,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 1,299 | $44,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,349 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 2,566 | $43,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,353 | $43,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,546 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 866 | $43,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,334 | $43,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,499 | $43,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 102,178 | $43,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 252 | $43,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,263 | $42,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 2,452 | $42,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 12,620 | $42,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,358 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,435 | $42,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,509 | $42,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 8,825 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 730 | $42,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 15,500 | $42,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 8,021 | $42,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 2,204 | $42,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 3,142 | $42,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,315 | $41,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 3,207 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 500 | $41,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,088 | $41,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1,482 | $41,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 7,758 | $41,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 7,073 | $41,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 13,260 | $41,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 3,477 | $41,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 33,989 | $41,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,724 | $40,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 3,933 | $40,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 5,004 | $40,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 2,316 | $40,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 3,396 | $40,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 41,000 | $40,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 40,000 | $40,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 530 | $39,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,264 | $39,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 6,100 | $39,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,520 | $39,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 2,357 | $39,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 8,965 | $39,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 37,898 | $39,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 1,758 | $39,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,645 | $39,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 41,000 | $39,000 | thousands by filing date | principal |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 11,873 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1,630 | $39,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 32,400 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,500 | $38,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,559 | $38,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,577 | $38,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,275 | $38,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,447 | $38,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,030 | $38,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,680 | $38,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 6,535 | $38,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 30,595 | $38,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,453 | $38,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 47,000 | $38,000 | thousands by filing date | principal |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 1,744 | $38,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 1,833 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 942 | $37,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 1,052 | $37,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 977 | $37,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 8,216 | $37,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,946 | $37,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,382 | $37,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 4,427 | $37,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 6,352 | $37,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 4,060 | $37,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,174 | $37,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 20,052 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,492 | $37,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,586 | $36,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,946 | $36,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,177 | $36,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,236 | $36,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 6,770 | $36,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,379 | $36,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 21,083 | $36,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 6,831 | $36,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 6,864 | $36,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 7,606 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 3,250 | $36,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,039 | $36,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,319 | $35,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 13,346 | $35,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,790 | $35,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 5,936 | $35,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,525 | $35,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 23,011 | $35,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 35,000 | $35,000 | thousands by filing date | principal |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,045 | $35,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 12,035 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 656 | $34,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,186 | $34,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 15,048 | $34,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 3,500 | $34,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,504 | $34,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 983 | $34,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,025 | $34,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 2,237 | $34,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,801 | $33,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 10,824 | $33,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,847 | $33,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 7,529 | $33,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 26,297 | $33,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 3,005 | $33,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 25,000 | $33,000 | thousands by filing date | principal |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 5,795 | $33,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 1,458 | $33,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 1,808 | $33,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772207 | SHS | 11,452 | $33,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 2,463 | $33,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 19,131 | $33,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 3,328 | $33,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,890 | $33,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 1,699 | $33,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 1,751 | $32,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,163 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,295 | $32,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $32,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,138 | $32,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,400 | $32,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 25,419 | $32,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 17,858 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,237 | $32,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 13,191 | $32,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 2,711 | $32,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 1,273 | $32,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 2,826 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 732 | $31,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,776 | $31,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 634 | $31,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 3,928 | $31,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,300 | $31,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 10,327 | $31,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,600 | $31,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 2,110 | $31,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 2,533 | $31,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 12,795 | $31,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 1,106 | $31,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 29,723 | $31,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 945 | $31,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,097 | $30,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,116 | $30,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 4,059 | $30,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 4,145 | $30,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 70,728 | $30,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,046 | $30,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 652 | $30,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 19,281 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 3,880 | $30,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 2,474 | $29,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,831 | $29,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,626 | $29,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 12,028 | $29,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,636 | $29,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,887 | $29,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,177 | $29,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 2,687 | $29,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 21,000 | $29,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 35,453 | $29,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 25,000 | $29,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 5,492 | $29,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 30,000 | $29,000 | thousands by filing date | principal |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 2,089 | $29,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 588 | $28,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 995 | $28,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,279 | $28,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 8,404 | $28,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,606 | $28,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 330 | $28,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 3,568 | $28,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,394 | $28,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 14,854 | $28,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,246 | $28,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 1,945 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 1,135 | $28,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 18,695 | $28,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 6,550 | $28,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 4,926 | $27,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 4,005 | $27,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 2,200 | $27,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 6,257 | $27,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 6,628 | $27,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 6,040 | $27,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 22,276 | $27,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 5,400 | $27,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 8,299 | $27,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,200 | $27,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 1,598 | $27,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 972 | $26,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 3,750 | $26,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 1,308 | $26,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 2,111 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 800 | $26,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 2,037 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $26,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 5,775 | $26,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 4,190 | $26,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 762 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 500 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 1,043 | $26,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 5,979 | $25,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 5,001 | $25,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,532 | $25,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,607 | $25,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 323 | $25,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,328 | $25,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 10,551 | $25,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 6,996 | $25,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 4,776 | $25,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 709 | $25,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 962 | $25,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 2,472 | $25,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 4,000 | $25,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,474 | $24,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 20,237 | $24,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,470 | $24,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 25,000 | $24,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 39,720 | $24,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,140 | $24,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 3,677 | $24,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,158 | $24,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 24,000 | $24,000 | thousands by filing date | principal |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 805 | $24,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 20,937 | $24,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 700 | $24,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 4,515 | $24,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 3,470 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,076 | $24,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 624 | $23,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,967 | $23,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 988 | $23,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 57,297 | $23,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 4,628 | $23,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 11,885 | $23,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 15,000 | $23,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 2,000 | $23,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 1,100 | $23,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 12,100 | $23,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 3,494 | $23,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 6,876 | $23,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 9,764 | $23,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 3,715 | $22,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 2,420 | $22,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 667 | $22,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 9,347 | $22,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 36,954 | $22,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 9,788 | $22,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 157,306 | $22,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 8,973 | $22,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 23,000 | $22,000 | thousands by filing date | principal |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 24,441 | $22,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 2,106 | $22,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 3,520 | $22,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 23,431 | $22,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 2,001 | $22,000 | thousands by filing date | |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 1,208 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 732 | $21,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,788 | $21,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,261 | $21,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 750 | $21,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 2,548 | $21,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,231 | $21,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 4,423 | $21,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 615 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000487 | this filing | 2019-05-15 | acceptance time not in the bulk data set |