13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,642 holding rows worth $333,856,988,000.
- Accession
- 0000895421-17-000432
- Filer
- CIK 895421
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 24,627 entries on the cover page, a total value of $333,856,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,856,988,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VASCULAR BIOGENICS LTD | M96883109 | COM | 66,792 | $407,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 35,216 | $406,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 75,035 | $406,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 11,447 | $403,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 39,718 | $401,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 33,606 | $401,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 19,198 | $401,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 15,991 | $401,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 40,025 | $400,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 19,092 | $399,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 39,728 | $398,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,858 | $398,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,871 | $398,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 21,099 | $397,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 266 | $393,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 27,062 | $393,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 133,381 | $393,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 50,181 | $392,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 17,557 | $392,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 26,577 | $392,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 58,438 | $389,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 14,545 | $389,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 87,124 | $389,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 5,116 | $388,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 54,752 | $388,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 134,626 | $387,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 25,095 | $386,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 42,878 | $385,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 12,800 | $385,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 39,976 | $383,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 22,299 | $383,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 5,100 | $383,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 38,820 | $382,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,454 | $380,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 17,323 | $380,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 20,289 | $379,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 20,701 | $378,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 14,726 | $378,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 9,833 | $378,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 27,768 | $378,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 26,447 | $377,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 24,868 | $376,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 20,274 | $375,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 16,077 | $374,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 67,485 | $374,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 28,049 | $373,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 34,777 | $372,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 26,689 | $372,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 114,775 | $372,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 19,905 | $372,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 32,005 | $371,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 70,367 | $368,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 20,300 | $366,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 96,088 | $366,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 38,033 | $364,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 30,439 | $363,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 11,732 | $363,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 14,495 | $361,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 13,701 | $361,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,931 | $360,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 29,089 | $360,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 10,795 | $360,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 39,247 | $359,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 13,424 | $359,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 240,463 | $358,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 15,450 | $358,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 16,367 | $355,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 38,749 | $354,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 14,693 | $354,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 1,729 | $354,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 21,197 | $352,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 34,984 | $352,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 37,549 | $352,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 18,716 | $352,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,853 | $351,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,112 | $351,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 101,335 | $351,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 4,427 | $351,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 59,125 | $350,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 8,111 | $350,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 122,034 | $350,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 155,772 | $348,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 22,734 | $348,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 13,320 | $347,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 8,021 | $347,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 26,486 | $345,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 27,171 | $345,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 13,550 | $345,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 24,300 | $344,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 20,071 | $343,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 24,807 | $343,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 12,394 | $343,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 19,281 | $341,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 7,987 | $341,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 62,180 | $341,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 235,212 | $341,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,585 | $340,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 465,816 | $340,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 18,588 | $340,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 20,077 | $338,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 30,213 | $336,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 24,367 | $336,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 67,859 | $335,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 23,703 | $334,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8,702 | $333,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 87,291 | $333,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 17,419 | $333,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 9,413 | $333,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,455 | $331,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 40,487 | $330,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 10,915 | $329,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 274,333 | $329,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 21,467 | $328,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 7,058 | $328,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 12,927 | $328,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 41,230 | $327,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 10,911 | $326,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 19,863 | $326,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 12,927 | $326,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 16,055 | $325,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,817 | $325,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,700 | $325,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 28,747 | $324,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 29,740 | $323,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 16,527 | $323,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 8,327 | $323,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,569 | $322,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 46,730 | $322,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 26,846 | $321,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 25,054 | $320,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 50,339 | $320,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 7,831 | $319,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 10,943 | $318,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 34,722 | $318,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 17,124 | $318,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 17,664 | $317,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 60,870 | $314,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 9,463 | $313,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 21,460 | $313,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 30,220 | $311,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,141 | $310,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 19,045 | $310,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 35,132 | $310,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,295 | $309,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 35,321 | $309,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 18,640 | $309,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 17,701 | $308,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 18,232 | $308,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 169,558 | $307,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 120,290 | $307,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 64,389 | $306,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 40,195 | $306,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 25,388 | $304,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 30,233 | $302,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 16,342 | $302,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 12,998 | $301,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,943 | $300,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 27,369 | $300,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 20,348 | $299,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 20,219 | $299,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 6,185 | $299,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 211,500 | $299,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,166 | $299,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 22,723 | $299,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5,600 | $297,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,785 | $296,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 77,096 | $296,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 24,450 | $295,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,972 | $294,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 27,437 | $294,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 24,205 | $294,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 18,743 | $294,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 14,348 | $294,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 19,815 | $294,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 85,678 | $293,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 18,993 | $290,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 14,689 | $288,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,103 | $287,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 56,875 | $287,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 31,285 | $287,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 51,266 | $286,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 180,930 | $286,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 18,100 | $285,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 26,304 | $283,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 8,327 | $280,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 98,885 | $280,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 14,968 | $280,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 135,764 | $279,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 347,810 | $279,000 | thousands by filing date | principal |
| KOREA FD INC | 500634209 | COM NEW | 6,868 | $278,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,111 | $277,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 11,513 | $277,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $277,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 43,453 | $276,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K117 | DAILY NAT GAS RE | 9,500 | $276,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 289,020 | $275,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 18,891 | $275,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 25,264 | $274,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 68,008 | $274,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 275,890 | $274,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 94,407 | $273,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 10,829 | $272,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 11,919 | $272,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 74,521 | $272,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,589 | $272,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 9,333 | $272,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 30,565 | $272,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 15,665 | $271,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 186,910 | $271,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 60,092 | $271,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 26,066 | $270,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 10,035 | $269,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 27,676 | $268,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 11,551 | $267,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 17,117 | $265,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 8,891 | $264,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 60,762 | $263,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 24,516 | $263,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 15,524 | $261,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 15,114 | $261,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,815 | $260,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 50,694 | $259,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 255,895 | $259,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 84,402 | $259,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 23,755 | $259,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 25,855 | $258,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 57,778 | $258,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 11,197 | $256,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,646 | $255,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 12,477 | $255,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 10,407 | $255,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 49,532 | $255,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,914 | $254,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 9,150 | $254,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 31,124 | $254,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 183,365 | $253,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 40,192 | $252,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,700 | $251,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 15,966 | $250,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,711 | $250,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 10,062 | $250,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 9,825 | $250,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 16,852 | $249,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 282,701 | $248,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 7,639 | $248,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 59,925 | $247,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 8,775 | $247,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 225,288 | $247,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 60,383 | $247,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 21,860 | $246,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 10,568 | $246,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 62,226 | $246,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 233,000 | $245,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 26,087 | $242,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 53,156 | $242,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,078 | $241,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 9,783 | $241,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 5,216 | $241,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 170,576 | $241,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,058 | $241,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,660 | $240,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 12,264 | $240,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 10,472 | $239,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 18,038 | $239,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 9,015 | $239,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 28,220 | $238,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 25,311 | $238,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 19,775 | $238,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 250,555 | $238,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 10,103 | $238,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,313 | $237,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 26,643 | $237,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 85,614 | $237,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 8,714 | $237,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 18,897 | $236,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 34,705 | $235,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 132,000 | $235,000 | thousands by filing date | principal |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 33,084 | $234,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 21,716 | $232,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,176 | $232,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 7,955 | $231,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 6,467 | $231,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 16,960 | $231,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 8,315 | $231,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 12,716 | $231,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 9,945 | $231,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 6,775 | $230,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 45,163 | $230,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,828 | $229,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 16,810 | $229,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 8,227 | $228,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 13,111 | $228,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 18,424 | $228,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 18,191 | $227,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 14,136 | $226,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 12,525 | $226,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 6,780 | $225,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 75,425 | $225,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 127,000 | $225,000 | thousands by filing date | principal |
| ISRAMCO INC | 465141406 | COM | 1,945 | $225,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,403 | $224,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 19,585 | $224,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 12,755 | $224,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 15,741 | $224,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 38,780 | $223,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 61,072 | $223,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 19,355 | $223,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 55,190 | $222,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 9,067 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 22,370 | $222,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 30,005 | $221,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 24,448 | $220,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 103,436 | $220,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 47,312 | $220,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 15,041 | $220,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 9,120 | $219,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 30,800 | $219,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 13,667 | $218,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 48,062 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 6,879 | $217,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 48,018 | $216,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 526,250 | $216,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 19,886 | $215,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,490 | $215,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 5,475 | $215,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,688 | $214,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 216,000 | $214,000 | thousands by filing date | principal |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 8,343 | $213,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 14,778 | $212,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 18,264 | $211,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 64,536 | $210,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 5,942 | $210,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 137,768 | $209,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 8,598 | $209,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 12,233 | $208,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 99,066 | $208,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 8,448 | $208,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 9,602 | $207,000 | thousands by filing date | |
| ROSETTA GENOMICS | M82183209 | Equities | 196,323 | $206,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 43,220 | $205,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 5,810 | $205,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 18,274 | $204,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 4,192 | $204,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,676 | $204,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 14,990 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 5,054 | $203,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 7,913 | $202,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 8,092 | $202,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 24,448 | $201,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 17,088 | $201,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 66,534 | $201,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 3,293 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,144 | $199,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,384 | $199,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 100,000 | $199,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 11,114 | $199,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,621 | $197,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 20,375 | $197,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 121,765 | $197,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 129,269 | $197,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 183,503 | $197,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,810 | $197,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 32,840 | $197,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 17,500 | $197,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 27,986 | $196,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 238,385 | $196,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,461 | $195,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 28,269 | $195,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 38,618 | $194,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 9,821 | $194,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 50,388 | $194,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 14,407 | $194,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 8,376 | $194,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 21,068 | $193,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,325 | $192,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 10,029 | $192,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 12,377 | $192,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 5,707 | $192,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 74,653 | $191,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 6,888 | $190,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 21,902 | $190,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 5,180 | $189,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 11,340 | $189,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 19,769 | $189,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 14,503 | $188,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 9,171 | $187,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 9,051 | $187,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 55,025 | $186,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 6,005 | $186,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 36,534 | $186,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 28,177 | $185,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,576 | $185,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 26,350 | $185,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 115,000 | $185,000 | thousands by filing date | principal |
| CGG | 12531Q204 | SPON ADR NEW | 32,349 | $185,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 185,081 | $184,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 14,104 | $184,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 35,066 | $184,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 39,813 | $183,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,021 | $182,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 6,061 | $182,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 12,207 | $181,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 8,472 | $181,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 916 | $181,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 128,488 | $180,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 3,955 | $180,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 18,900 | $180,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 8,394 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 7,718 | $178,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 27,036 | $177,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 58,945 | $177,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 82,259 | $176,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 5,693 | $174,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 19,430 | $173,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 14,632 | $172,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 6,297 | $171,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 160,000 | $171,000 | thousands by filing date | principal |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 39,260 | $170,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 8,453 | $170,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 163,000 | $170,000 | thousands by filing date | principal |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 6,606 | $169,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 170,000 | $169,000 | thousands by filing date | principal |
| VERMILLION INC | 92407M206 | COM NEW | 93,558 | $168,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 24,341 | $168,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,119 | $166,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 34,609 | $166,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 16,277 | $165,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,300 | $165,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 72,194 | $164,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 5,148 | $164,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 2,825 | $164,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 170,100 | $163,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 163,000 | $163,000 | thousands by filing date | principal |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 17,772 | $163,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 36,055 | $163,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 14,409 | $163,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 7,231 | $162,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,033 | $162,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 21,460 | $162,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 8,642 | $161,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 61,400 | $161,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 47,182 | $160,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 32,835 | $159,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 12,594 | $159,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 6,236 | $159,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 69,562 | $159,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 16,602 | $158,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 117,559 | $158,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 44,270 | $157,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 6,043 | $157,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 11,535 | $157,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 71,053 | $157,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 6,995 | $156,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 8,938 | $155,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 27,681 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 4,113 | $154,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 101,460 | $153,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 6,435 | $153,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 62,768 | $153,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 130,900 | $152,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 150,000 | $151,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP | 12648L601 | COM | 47,115 | $150,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 29,620 | $150,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,514 | $148,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,558 | $148,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 8,237 | $147,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 14,766 | $147,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 3,711 | $147,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 9,734 | $145,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $145,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,839 | $145,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 30,369 | $145,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,193 | $143,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 86,537 | $143,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 36,019 | $143,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 108,807 | $143,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 20,053 | $142,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 25,886 | $142,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 5,155 | $141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 7,185 | $140,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 18,877 | $137,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 18,233 | $137,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 9,400 | $137,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 27,905 | $137,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,928 | $136,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 11,286 | $135,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,405 | $135,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 19,772 | $135,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 9,233 | $134,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 4,974 | $134,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 3,867 | $134,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 9,021 | $134,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 31,810 | $134,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,594 | $134,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 5,731 | $134,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 30,300 | $133,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 17,775 | $133,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 3,908 | $133,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 133,000 | $133,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 86,647 | $131,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000432 | this filing | 2017-11-14 | acceptance time not in the bulk data set |