13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-22, with 6,591 holding rows worth $305,544,792,000.
- Accession
- 0000895421-17-000239
- Filer
- CIK 895421
- Filed
- 2017-02-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type new holdings, 24,087 entries on the cover page, a total value of $305,544,792,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,544,792,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCHROCK INC | 03957W106 | COM | 959,808 | $12,670,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 937,502 | $12,666,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 972,299 | $12,650,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 197,322 | $12,631,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 208,123 | $12,619,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 474,292 | $12,616,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 565,070 | $12,607,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,212,533 | $12,598,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 638,247 | $12,593,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 322,118 | $12,591,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 228,513 | $12,568,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,400,000 | $12,544,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 501,412 | $12,541,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 249,027 | $12,519,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,794,595 | $12,508,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 280,190 | $12,499,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 11,024,000 | $12,493,000 | thousands by filing date | principal |
| ENVIRI CORP | 415864107 | COM | 918,113 | $12,486,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 282,615 | $12,485,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 229,002 | $12,481,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 431,823 | $12,466,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 811,553 | $12,441,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 162,001 | $12,396,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,348,261 | $12,378,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 204,429 | $12,372,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 146,085 | $12,340,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 121,957 | $12,322,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 894,589 | $12,319,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 127,532 | $12,300,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,154,230 | $12,293,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 352,832 | $12,279,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 760,620 | $12,254,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 234,779 | $12,244,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 199,866 | $12,231,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 125,219 | $12,220,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 238,445 | $12,205,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 508,903 | $12,203,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 671,863 | $12,201,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 167,947 | $12,189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 336,445 | $12,179,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 123,519 | $12,171,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 147,639 | $12,163,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 379,319 | $12,161,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 818,726 | $12,158,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,496,162 | $12,149,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 314,739 | $12,140,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 110,729 | $12,121,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,762,330 | $12,114,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 13,992,000 | $12,112,000 | thousands by filing date | principal |
| HALYARD HEALTH INC | 40650V100 | COM | 327,469 | $12,110,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 732,289 | $12,097,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 357,180 | $12,066,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 338,414 | $12,064,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 148,258 | $12,046,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 776,150 | $12,046,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 367,842 | $12,025,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 386,110 | $11,990,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 998,868 | $11,987,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 900,853 | $11,982,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,649,894 | $11,978,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 155,843 | $11,977,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,057,119 | $11,977,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,440,398 | $11,970,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 307,135 | $11,947,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 294,450 | $11,944,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 188,340 | $11,922,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 129,567 | $11,921,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 276,694 | $11,914,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 301,311 | $11,914,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 475,987 | $11,914,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 164,967 | $11,886,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 555,260 | $11,877,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 737,808 | $11,857,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 657,767 | $11,844,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 185,556 | $11,828,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 344,682 | $11,822,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 888,270 | $11,805,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 863,552 | $11,788,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 83,155 | $11,767,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 396,344 | $11,752,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 769,388 | $11,734,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,111,707 | $11,729,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 357,417 | $11,723,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 660,286 | $11,721,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 464,296 | $11,714,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 189,645 | $11,711,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 202,880 | $11,700,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 177,447 | $11,676,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 217,695 | $11,664,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 411,350 | $11,662,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 595,810 | $11,630,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,085,004 | $11,609,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 246,554 | $11,588,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 616,598 | $11,567,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 307,745 | $11,555,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 530,259 | $11,550,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 315,026 | $11,545,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 318,241 | $11,530,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,671,197 | $11,513,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,344,833 | $11,484,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 239,540 | $11,479,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 280,768 | $11,466,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 10,586,000 | $11,459,000 | thousands by filing date | principal |
| CARMAX INC COM | 143130102 | Stock | 177,934 | $11,457,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 209,162 | $11,452,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,313,443 | $11,452,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 26,992 | $11,441,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 154,108 | $11,430,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 461,976 | $11,411,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 457,078 | $11,408,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 294,559 | $11,386,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,556,703 | $11,378,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,514,463 | $11,373,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 473,581 | $11,357,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 156,008 | $11,322,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 752,099 | $11,311,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 172,823 | $11,309,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 147,470 | $11,306,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 31,837 | $11,302,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 80,212 | $11,300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 54,181 | $11,275,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 279,475 | $11,263,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 646,813 | $11,261,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 378,398 | $11,238,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 875,838 | $11,236,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 168,797 | $11,233,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 357,707 | $11,232,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 282,194 | $11,209,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 994,258 | $11,186,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 407,694 | $11,175,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 356,306 | $11,163,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 76,398 | $11,148,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 671,844 | $11,139,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 847,699 | $11,129,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,222,999 | $11,118,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 207,366 | $11,118,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 140,057 | $11,118,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 361,622 | $11,105,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 473,334 | $11,099,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 126,407 | $11,098,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 244,864 | $11,088,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 1,101,152 | $11,078,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,273,151 | $11,065,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 194,201 | $11,052,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 299,825 | $11,047,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 144,124 | $11,042,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 222,257 | $11,040,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 437,824 | $11,012,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 332,971 | $11,005,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 132,373 | $11,000,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 245,116 | $10,998,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 330,569 | $10,975,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 413,475 | $10,973,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,348,191 | $10,966,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 463,181 | $10,945,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 124,133 | $10,939,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 473,209 | $10,931,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 597,257 | $10,930,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 149,224 | $10,928,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 202,249 | $10,917,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 456,362 | $10,908,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,108,428 | $10,907,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 694,085 | $10,897,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 543,084 | $10,894,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 151,709 | $10,889,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 79,266 | $10,889,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 447,331 | $10,844,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 478,098 | $10,828,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 200,311 | $10,825,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 229,328 | $10,819,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 276,528 | $10,815,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 272,854 | $10,805,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 468,275 | $10,803,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 10,398,000 | $10,801,000 | thousands by filing date | principal |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 971,051 | $10,788,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 120,692 | $10,757,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 454,519 | $10,749,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 195,864 | $10,745,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 249,773 | $10,740,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 344,228 | $10,732,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 320,712 | $10,725,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 131,473 | $10,712,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 588,451 | $10,710,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 80,536 | $10,706,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 340,371 | $10,684,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 149,678 | $10,669,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,460,550 | $10,662,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 927,197 | $10,646,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 419,031 | $10,643,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 520,452 | $10,633,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 161,296 | $10,629,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 313,517 | $10,628,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,205,238 | $10,608,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 408,765 | $10,607,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 251,525 | $10,603,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 662,221 | $10,589,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 952,984 | $10,578,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 231,673 | $10,556,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 443,417 | $10,549,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 539,078 | $10,511,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 1,029,459 | $10,511,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 577,443 | $10,510,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 187,684 | $10,493,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 151,098 | $10,488,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 236,725 | $10,480,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 160,714 | $10,478,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 865,341 | $10,471,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 536,396 | $10,466,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 370,418 | $10,449,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 110,739 | $10,442,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 650,717 | $10,431,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 150,430 | $10,425,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 110,412 | $10,408,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 793,514 | $10,403,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 220,808 | $10,378,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 481,131 | $10,373,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 176,110 | $10,341,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 912,761 | $10,341,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 415,000 | $10,329,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 431,458 | $10,320,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 268,774 | $10,308,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 952,519 | $10,306,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 560,193 | $10,301,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 444,661 | $10,298,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 420,862 | $10,293,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 279,596 | $10,289,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 299,422 | $10,279,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 604,530 | $10,277,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 324,922 | $10,267,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 800,911 | $10,259,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 398,002 | $10,252,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 461,738 | $10,251,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 120,801 | $10,247,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 374,064 | $10,174,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 278,176 | $10,156,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 94,103 | $10,140,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 419,416 | $10,121,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,634,985 | $10,120,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 533,420 | $10,114,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 222,104 | $10,103,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 211,654 | $10,096,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 504,542 | $10,077,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 206,762 | $10,075,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 469,682 | $10,066,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 273,652 | $10,061,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,154,295 | $10,054,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 239,929 | $10,048,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 849,367 | $10,048,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 220,394 | $10,036,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 628,577 | $10,026,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 9,936,000 | $10,023,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 746,646 | $10,013,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 265,831 | $9,982,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 277,060 | $9,981,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 453,245 | $9,971,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 750,450 | $9,959,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 374,326 | $9,958,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 183,129 | $9,953,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 178,160 | $9,947,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 177,403 | $9,940,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 300,276 | $9,929,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 507,433 | $9,921,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 95,007 | $9,912,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 717,659 | $9,911,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 230,166 | $9,908,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 961,615 | $9,905,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 227,118 | $9,899,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 95,727 | $9,897,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 247,648 | $9,896,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 273,621 | $9,875,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,390,832 | $9,874,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 127,751 | $9,867,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 416,864 | $9,859,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 637,894 | $9,804,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 180,812 | $9,797,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 103,960 | $9,784,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 255,363 | $9,779,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 265,197 | $9,774,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 197,294 | $9,770,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 127,854 | $9,759,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 352,442 | $9,745,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 241,139 | $9,725,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 423,293 | $9,702,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 389,798 | $9,694,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 364,146 | $9,679,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 229,009 | $9,675,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 153,517 | $9,672,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 954,490 | $9,659,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 103,965 | $9,654,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,719,848 | $9,631,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 156,426 | $9,631,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 197,861 | $9,628,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 99,430 | $9,628,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 104,187 | $9,626,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 530,110 | $9,621,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 454,653 | $9,606,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 246,164 | $9,600,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 94,761 | $9,585,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 298,973 | $9,585,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 136,060 | $9,566,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 302,136 | $9,563,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 298,908 | $9,563,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,380,000 | $9,560,000 | thousands by filing date | principal |
| TCF FINL CORP | 872275102 | COM | 488,025 | $9,560,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 816,911 | $9,558,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 561,979 | $9,548,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 323,629 | $9,524,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 210,572 | $9,518,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,150,427 | $9,514,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 202,072 | $9,494,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 211,618 | $9,494,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 206,018 | $9,491,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 220,487 | $9,468,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 213,558 | $9,461,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 356,862 | $9,458,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 417,140 | $9,403,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 409,401 | $9,395,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 62,445 | $9,394,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 210,790 | $9,390,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 683,682 | $9,387,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 87,244 | $9,384,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 851,179 | $9,380,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 279,803 | $9,379,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 248,986 | $9,372,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 151,226 | $9,364,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 142,953 | $9,335,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 176,233 | $9,293,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 966,849 | $9,291,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,096,403 | $9,275,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 272,214 | $9,258,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 175,974 | $9,257,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 186,399 | $9,240,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 10,215 | $9,238,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 373,315 | $9,233,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 105,593 | $9,229,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 272,130 | $9,225,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 258,111 | $9,224,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 371,529 | $9,218,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,201,767 | $9,206,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 293,793 | $9,202,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 224,261 | $9,201,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,049,423 | $9,183,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 210,828 | $9,172,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 322,886 | $9,171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 263,151 | $9,165,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 557,667 | $9,163,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 321,324 | $9,141,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 78,149 | $9,136,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 152,149 | $9,126,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 816,993 | $9,109,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 644,961 | $9,101,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 90,007 | $9,065,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 360,628 | $9,063,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 288,881 | $9,062,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 77,734 | $9,059,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 337,852 | $9,055,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 146,684 | $9,051,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 323,333 | $9,043,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 229,037 | $9,037,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 653,371 | $9,037,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 428,219 | $9,026,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 304,436 | $9,018,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 507,792 | $9,002,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 495,224 | $8,989,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 269,919 | $8,988,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 155,357 | $8,981,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 221,164 | $8,980,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 311,612 | $8,977,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 512,563 | $8,975,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 302,107 | $8,968,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,001,020 | $8,959,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 239,403 | $8,942,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,621,610 | $8,940,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 448,274 | $8,933,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 761,904 | $8,915,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 204,783 | $8,913,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 186,304 | $8,910,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,664,401 | $8,904,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 558,748 | $8,896,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,892,607 | $8,876,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 131,566 | $8,876,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 55,345 | $8,876,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 867,464 | $8,874,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 217,349 | $8,868,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 484,116 | $8,860,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 475,557 | $8,851,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 610,000 | $8,844,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 181,642 | $8,842,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 51,976 | $8,828,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 115,649 | $8,824,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 342,525 | $8,820,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,153,379 | $8,812,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 520,092 | $8,779,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 428,883 | $8,779,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 85,138 | $8,754,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 399,836 | $8,752,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 170,913 | $8,749,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 258,760 | $8,747,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 927,616 | $8,738,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 344,175 | $8,718,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 120,743 | $8,716,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 250,831 | $8,713,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 375,417 | $8,706,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 284,311 | $8,698,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 112,126 | $8,694,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 650,666 | $8,694,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 275,495 | $8,692,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 89,992 | $8,690,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 379,144 | $8,671,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 208,050 | $8,666,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 342,980 | $8,657,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 663,041 | $8,653,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 308,060 | $8,648,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 388,310 | $8,642,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 731,494 | $8,631,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 189,164 | $8,626,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 790,411 | $8,624,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 72,207 | $8,623,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 84,823 | $8,619,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 100,336 | $8,607,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 457,220 | $8,591,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 259,433 | $8,574,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 298,667 | $8,559,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 337,522 | $8,559,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 177,065 | $8,554,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 245,698 | $8,550,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 473,401 | $8,535,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 359,622 | $8,531,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 476,565 | $8,530,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 116,113 | $8,529,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 662,213 | $8,522,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 110,764 | $8,508,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 531,105 | $8,497,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 192,068 | $8,490,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 815,073 | $8,484,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 420,327 | $8,473,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,305,931 | $8,462,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 241,064 | $8,447,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 628,796 | $8,446,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,008,618 | $8,437,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 343,586 | $8,432,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 174,170 | $8,430,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,409,168 | $8,426,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,325,046 | $8,415,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 466,983 | $8,415,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 864,695 | $8,414,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 365,554 | $8,400,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 562,959 | $8,399,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,380,937 | $8,396,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 603,508 | $8,365,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 386,948 | $8,344,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 725,843 | $8,333,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 239,520 | $8,318,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 151,461 | $8,294,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 131,242 | $8,291,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 290,199 | $8,288,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 359,897 | $8,288,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 166,544 | $8,283,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,370,627 | $8,278,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 554,939 | $8,274,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 41,836 | $8,271,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 334,182 | $8,255,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 207,736 | $8,254,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 849,374 | $8,247,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 57,729 | $8,242,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 460,266 | $8,239,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 562,461 | $8,235,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 7,978,000 | $8,217,000 | thousands by filing date | principal |
| SYNERGY RES CORP | 87164P103 | COM | 921,519 | $8,211,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 184,598 | $8,200,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 326,431 | $8,197,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 631,369 | $8,195,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 217,636 | $8,194,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 234,990 | $8,189,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 299,257 | $8,182,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 198,052 | $8,181,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 75,674 | $8,170,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 182,806 | $8,168,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 72,449 | $8,159,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 542,142 | $8,159,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 225,533 | $8,159,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 283,386 | $8,147,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 255,218 | $8,136,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 233,607 | $8,120,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 369,849 | $8,111,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 103,453 | $8,106,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 97,906 | $8,091,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 268,823 | $8,078,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 223,107 | $8,070,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 683,122 | $8,068,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 200,131 | $8,066,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 169,960 | $8,059,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 281,179 | $8,057,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 436,365 | $8,034,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 117,163 | $8,000,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 678,584 | $8,000,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 341,043 | $7,997,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 218,935 | $7,987,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 288,193 | $7,983,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 354,467 | $7,975,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000054 | superseded | 2017-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000239 | this filing | 2017-02-22 | acceptance time not in the bulk data set |