13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 6,900 holding rows worth $259,852,357,000.
- Accession
- 0000895421-16-000682
- Filer
- CIK 895421
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 26,094 entries on the cover page, a total value of $259,852,357,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,852,357,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,985 | $460,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 27,503 | $458,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 41,550 | $455,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 67,958 | $455,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 32,863 | $454,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 33,704 | $453,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 26,682 | $452,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 9,063 | $452,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 17,501 | $451,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 23,624 | $449,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 30,531 | $449,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 18,165 | $448,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 30,025 | $447,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 30,081 | $447,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 6,927 | $447,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 17,265 | $447,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 158,086 | $446,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 11,547 | $446,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 61,988 | $445,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 228,443 | $444,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 17,610 | $444,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 41,418 | $443,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 61,262 | $443,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 50,227 | $443,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 43,200 | $442,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 31,389 | $442,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 432,680 | $441,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 62,277 | $440,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 32,554 | $438,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 16,217 | $438,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 22,588 | $438,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 296,937 | $437,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 38,891 | $437,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 38,883 | $436,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 31,234 | $435,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 7,599 | $434,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 58,338 | $434,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 100,279 | $432,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 14,912 | $431,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 3,929 | $429,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 13,961 | $426,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 30,673 | $425,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 36,490 | $425,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 34,633 | $425,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 23,331 | $425,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 28,427 | $424,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 26,452 | $421,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 30,176 | $419,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 18,563 | $418,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 492,000 | $418,000 | thousands by filing date | principal |
| LAKELAND FINL CORP | 511656100 | COM | 9,106 | $417,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 12,254 | $417,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 23,107 | $417,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 92,999 | $417,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 95,892 | $415,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 9,464 | $414,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 40,562 | $413,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 25,487 | $412,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 103,884 | $411,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 22,653 | $411,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 202,733 | $410,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 22,285 | $410,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 9,115 | $410,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 10,239 | $409,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 192,306 | $409,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 29,069 | $408,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 22,885 | $408,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 176,196 | $408,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 229,400 | $406,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 25,119 | $405,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 48,649 | $404,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 47,870 | $403,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 29,340 | $401,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 11,249 | $400,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 21,315 | $400,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 44,868 | $400,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 41,603 | $400,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 15,970 | $399,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 16,388 | $399,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 20,716 | $397,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 22,683 | $397,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 131,492 | $397,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 8,585 | $396,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 205,468 | $396,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 30,571 | $395,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 23,324 | $394,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 25,366 | $392,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 62,876 | $392,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 5,208 | $391,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 25,884 | $390,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 146,166 | $390,000 | thousands by filing date | |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 10,738 | $389,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 137,734 | $386,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 67,654 | $386,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 8,244 | $385,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 17,170 | $383,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 8,757 | $382,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 152,233 | $382,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 8,941 | $381,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 8,549 | $380,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 56,044 | $379,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 782,689 | $379,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 11,134 | $378,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 41,760 | $378,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 43,385 | $378,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 9,646 | $377,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 31,663 | $376,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 8,794 | $376,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 19,221 | $375,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 9,658 | $374,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 46,490 | $374,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 35,120 | $373,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 52,169 | $373,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 74,556 | $373,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,296 | $371,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 19,278 | $371,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 14,067 | $371,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 8,168 | $370,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 377,000 | $370,000 | thousands by filing date | principal |
| PGT INNOVATIONS INC | 69336V101 | COM | 37,528 | $369,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 205,414 | $369,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 20,262 | $368,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,787 | $363,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,037 | $362,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 53,314 | $361,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 15,413 | $360,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 19,006 | $360,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 11,941 | $358,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 104,128 | $358,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 22,721 | $357,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 32,839 | $357,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 49,157 | $355,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,682 | $354,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 27,191 | $354,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,689 | $353,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 28,982 | $353,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 28,044 | $352,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 164,757 | $350,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 36,385 | $350,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 98,918 | $349,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 147,704 | $349,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 46,063 | $347,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 37,980 | $345,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 37,691 | $345,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 10,323 | $344,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 8,666 | $344,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 28,950 | $344,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 12,387 | $343,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 38,683 | $342,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 32,309 | $342,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 17,495 | $341,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 17,169 | $341,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 29,286 | $341,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 24,264 | $341,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 20,886 | $340,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 131,448 | $339,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 18,020 | $338,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 164,394 | $337,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 52,772 | $337,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 19,740 | $336,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 14,857 | $336,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 84,732 | $336,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 66,036 | $336,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 10,646 | $334,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 13,553 | $334,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,923 | $334,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 24,343 | $333,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 357,598 | $333,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 25,936 | $333,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 227,900 | $333,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 30,118 | $333,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 42,770 | $332,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 10,757 | $332,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 42,578 | $332,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 33,089 | $331,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 22,246 | $330,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 120,256 | $329,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 209,774 | $328,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 33,464 | $328,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,891 | $327,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 41,124 | $327,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 9,625 | $327,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 237,619 | $326,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 65,569 | $325,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,571 | $325,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 22,220 | $325,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,952 | $324,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 164,158 | $324,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 19,821 | $324,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 36,301 | $324,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 19,431 | $323,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 22,335 | $321,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 57,655 | $320,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 66,426 | $320,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 217,084 | $319,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 16,281 | $319,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 24,000 | $318,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 19,272 | $318,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 19,054 | $317,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 18,040 | $317,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 28,246 | $316,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 33,315 | $315,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 18,787 | $315,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 27,048 | $315,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 8,873 | $314,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 32,268 | $313,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 39,875 | $313,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 11,727 | $313,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 8,247 | $312,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 9,050 | $312,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 324,000 | $312,000 | thousands by filing date | principal |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 17,823 | $311,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 57,788 | $311,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 23,670 | $311,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 12,704 | $311,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,009 | $309,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 32,002 | $309,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 19,860 | $309,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 19,480 | $308,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 223 | $307,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 22,639 | $307,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 28,311 | $306,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 20,808 | $306,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 24,254 | $306,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 30,946 | $305,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 19,048 | $305,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 300,000 | $305,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 9,508 | $304,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 849,963 | $304,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 23,926 | $304,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 132,000 | $304,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 252,313 | $304,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 30,177 | $303,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 57,905 | $303,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 35,697 | $302,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 19,190 | $302,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 338,000 | $302,000 | thousands by filing date | principal |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 14,094 | $301,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,764 | $301,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 15,681 | $301,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 15,992 | $301,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 38,769 | $300,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,780 | $299,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 4,089 | $299,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 61,786 | $298,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 46,918 | $298,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 21,028 | $298,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,789 | $297,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 36,011 | $297,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 15,951 | $297,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 51,967 | $297,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 33,726 | $296,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 22,133 | $296,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 8,216 | $296,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 46,226 | $296,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 16,885 | $295,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 24,224 | $294,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 18,861 | $294,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 13,399 | $293,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 16,601 | $292,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 57,569 | $292,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 118,258 | $292,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 58,594 | $291,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 16,025 | $291,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 36,371 | $291,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 300,000 | $291,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 108,412 | $289,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 110,682 | $289,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 78,742 | $289,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 12,677 | $288,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,305 | $288,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 199,930 | $288,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 39,374 | $287,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 42,408 | $285,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 43,412 | $284,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 44,609 | $284,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 14,953 | $282,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 19,465 | $281,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 7,175 | $281,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 20,633 | $281,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 27,723 | $281,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 13,580 | $281,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 19,257 | $280,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 7,625 | $280,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 145,634 | $280,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,185 | $279,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 19,778 | $279,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 21,906 | $279,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 90,639 | $279,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 47,001 | $278,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 29,980 | $278,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 46,019 | $277,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,185 | $277,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 8,734 | $275,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 13,552 | $274,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 16,140 | $273,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 5,060 | $273,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 19,845 | $273,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 68,664 | $272,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 33,303 | $272,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 11,651 | $272,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 15,922 | $271,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 46,301 | $269,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 21,884 | $269,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 29,584 | $268,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,723 | $266,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 31,641 | $266,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 19,658 | $266,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 15,565 | $266,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 35,313 | $266,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 9,877 | $265,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 42,382 | $265,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 61,600 | $265,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 18,393 | $264,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 25,860 | $263,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 18,014 | $263,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 433,746 | $263,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 6,847 | $263,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 241,213 | $263,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,856 | $262,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 17,438 | $262,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 16,350 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 15,819 | $260,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 10,231 | $259,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 6,635 | $258,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 16,910 | $258,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 58,566 | $258,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 23,601 | $258,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 10,460 | $258,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 19,023 | $258,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 264,000 | $258,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 9,445 | $258,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 23,687 | $257,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 55,633 | $257,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 101,825 | $257,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 15,981 | $257,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 60,469 | $257,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 45,851 | $257,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 13,745 | $256,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 18,081 | $256,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 15,103 | $255,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,200 | $254,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 256,074 | $253,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 10,036 | $251,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 47,211 | $249,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 9,820 | $249,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,221 | $248,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 8,457 | $248,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 18,907 | $248,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 45,041 | $247,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 10,250 | $247,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 48,216 | $247,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 7,941 | $247,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 10,726 | $246,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 5,886 | $246,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 15,079 | $245,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 14,879 | $245,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 24,392 | $245,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 34,093 | $245,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 2,169 | $245,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 35,561 | $244,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 21,822 | $244,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 41,467 | $244,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 12,900 | $244,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,722 | $243,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 16,975 | $243,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 107,531 | $242,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 44,028 | $242,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 13,821 | $241,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 40,250 | $240,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 56,536 | $240,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,064 | $240,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 12,220 | $240,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 11,920 | $239,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 16,914 | $238,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 5,453 | $238,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 80,862 | $237,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,751 | $237,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,392 | $237,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 4,943 | $237,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 16,200 | $237,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 236,000 | $237,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 260,000 | $237,000 | thousands by filing date | principal |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 9,422 | $236,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 8,706 | $235,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 10,313 | $235,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 7,845 | $235,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 16,067 | $234,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 6,346 | $234,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 112,222 | $234,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 13,391 | $234,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 97,852 | $233,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 11,728 | $232,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 15,231 | $231,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,482 | $230,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 16,064 | $230,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 103,025 | $228,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 19,412 | $228,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,453 | $227,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 28,310 | $227,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 56,536 | $226,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 9,876 | $226,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 14,913 | $226,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 9,222 | $226,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,081 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 12,798 | $225,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 30,064 | $225,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 237,431 | $225,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 16,008 | $225,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 160,015 | $225,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,985 | $223,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 22,795 | $222,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 43,836 | $221,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 10,481 | $221,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 10,246 | $221,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 22,822 | $220,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 58,081 | $220,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 17,146 | $220,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 29,116 | $219,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,773 | $218,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 21,698 | $218,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 7,262 | $218,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 86,387 | $217,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 11,140 | $217,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 231,000 | $216,000 | thousands by filing date | principal |
| TWO RIV BANCORP | 90207C105 | COMMON | 22,722 | $216,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 14,368 | $216,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 19,898 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 13,248 | $215,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 93,845 | $215,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 4,599 | $215,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,564 | $214,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 12,514 | $214,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 27,300 | $214,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 15,317 | $214,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 16,544 | $214,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 21,140 | $214,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 6,104 | $213,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 264,514 | $213,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,857 | $213,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 14,811 | $213,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 12,378 | $212,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 30,663 | $212,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 27,451 | $212,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 15,178 | $212,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,942 | $211,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,384 | $211,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 41,021 | $211,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,235 | $210,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,933 | $210,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 182,000 | $210,000 | thousands by filing date | principal |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 107,539 | $209,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 71,032 | $207,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,826 | $207,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,847 | $207,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 4,237 | $206,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 22,554 | $206,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 4,522 | $206,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,630 | $205,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 22,568 | $205,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 26,485 | $205,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 213,000 | $205,000 | thousands by filing date | principal |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 13,186 | $204,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 64,998 | $204,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 46,113 | $204,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,858 | $204,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 4,894 | $203,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,152 | $203,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 37,465 | $203,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 13,090 | $203,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 7,976 | $203,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,882 | $202,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 19,431 | $202,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 12,693 | $201,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 76,425 | $201,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 38,512 | $201,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 8,896 | $200,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 8,115 | $200,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 37,012 | $199,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 5,953 | $198,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 60,200 | $198,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,744 | $197,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 69,332 | $197,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 9,419 | $197,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 22,093 | $197,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,650 | $196,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 6,568 | $196,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,007 | $195,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,623 | $195,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 12,100 | $194,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 33,384 | $194,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 25,483 | $193,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12,321 | $193,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 45,899 | $193,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 16,973 | $192,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 11,519 | $192,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 21,494 | $192,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 5,023 | $192,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 252,035 | $192,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 6,447 | $192,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000682 | this filing | 2016-05-12 | acceptance time not in the bulk data set |