13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 6,900 holding rows worth $259,852,357,000.
- Accession
- 0000895421-16-000682
- Filer
- CIK 895421
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 26,094 entries on the cover page, a total value of $259,852,357,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,852,357,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 7,607 | $192,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 5,484 | $192,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,019 | $191,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 14,080 | $191,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 5,504 | $191,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 202,149 | $191,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 34,691 | $191,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 10,938 | $190,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 5,830 | $190,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 13,106 | $190,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 20,289 | $189,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 13,911 | $189,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 9,683 | $188,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 9,149 | $188,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 9,136 | $188,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 16,370 | $187,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 9,417 | $187,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 68,409 | $187,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 20,946 | $186,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 157,000 | $186,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 176,000 | $186,000 | thousands by filing date | principal |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 38,347 | $185,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 2,215 | $185,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 10,056 | $184,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 36,912 | $184,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 13,411 | $184,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 256,127 | $184,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 4,325 | $183,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 85,805 | $183,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 6,159 | $183,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 18,511 | $183,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 12,646 | $183,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 193,000 | $183,000 | thousands by filing date | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,475 | $182,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,876 | $182,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 18,662 | $182,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 26,573 | $182,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,715 | $181,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 40,414 | $181,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,955 | $180,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 5,570 | $180,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 3,722 | $180,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 22,102 | $179,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 15,184 | $178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 7,935 | $178,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 9,931 | $178,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 10,232 | $177,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 73,167 | $177,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 87,729 | $177,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 9,649 | $176,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 23,197 | $176,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 109,422 | $176,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 9,258 | $175,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 1,300 | $175,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 19,174 | $175,000 | thousands by filing date | |
| CARE CAP PPTYS INC COM | 055ESC107 | COM | 35,000 | $175,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 14,286 | $174,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 4,583 | $174,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 16,164 | $174,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,460 | $173,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 4,166 | $173,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 81,581 | $172,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 680 | $171,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 16,213 | $171,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 11,741 | $171,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 3,792 | $171,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 62,000 | $171,000 | thousands by filing date | principal |
| CGG SPONS ADR | 12531Q105 | ADR | 208,400 | $171,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,695 | $171,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 17,124 | $171,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 19,673 | $170,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,773 | $170,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 10,804 | $170,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 57,663 | $169,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 23,276 | $169,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 37,489 | $169,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 7,193 | $169,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 860 | $168,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 4,937 | $168,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 22,487 | $168,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 40,609 | $167,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 6,830 | $167,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 10,889 | $166,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 8,158 | $165,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 6,837 | $165,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,358 | $165,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 24,328 | $164,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 10,314 | $164,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 56,502 | $163,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 14,269 | $163,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 6,086 | $162,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 1,636 | $162,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 14,667 | $162,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 15,772 | $161,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 51,925 | $161,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,413 | $161,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,737 | $160,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,877 | $160,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 35,113 | $160,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 8,863 | $160,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 11,615 | $159,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,208 | $159,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 16,669 | $159,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 59,033 | $158,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 274,908 | $158,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 16,344 | $157,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,869 | $156,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,595 | $156,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,532 | $156,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 62,552 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 4,012 | $156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 3,318 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 3,792 | $155,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 20,958 | $154,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 15,366 | $154,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 13,126 | $154,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 8,066 | $154,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,575 | $153,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 11,500 | $153,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 13,231 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 12,198 | $153,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 16,711 | $153,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 6,788 | $152,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 9,173 | $152,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 19,385 | $152,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 48,700 | $152,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 14,617 | $151,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 48,656 | $151,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 400,000 | $151,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,439 | $150,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 9,968 | $150,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 48,702 | $150,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 23,521 | $150,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,879 | $149,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 6,730 | $149,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 26,452 | $148,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,485 | $148,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,853 | $148,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,418 | $148,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 23,192 | $148,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,930 | $148,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 9,811 | $148,000 | thousands by filing date | |
| GORES HLDGS INC | 382866101 | CL A | 15,268 | $148,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 26,143 | $147,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 7,814 | $147,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 13,507 | $147,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 5,743 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 6,794 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,254 | $146,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 29,515 | $145,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 6,177 | $145,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 6,759 | $145,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 22,831 | $145,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 73,298 | $144,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 6,129 | $144,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 8,225 | $144,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 30,108 | $143,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 8,267 | $143,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 16,856 | $143,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 50,136 | $143,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 4,584 | $143,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 13,949 | $142,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,870 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 4,217 | $141,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 8,144 | $140,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 4,245 | $140,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 21,601 | $140,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 13,671 | $139,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 10,122 | $138,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 4,165 | $138,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 98,637 | $138,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 5,683 | $137,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 2,463 | $137,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 6,327 | $136,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 2,336 | $136,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 34,557 | $136,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 11,220 | $136,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,270 | $135,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,990 | $135,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 12,574 | $135,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,100 | $134,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 5,541 | $134,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 19,851 | $134,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 12,062 | $133,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 12,279 | $133,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 4,394 | $133,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,156 | $132,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 16,402 | $132,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 3,943 | $131,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 22,021 | $131,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,406 | $130,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,963 | $130,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 10,900 | $130,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,886 | $129,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 17,906 | $129,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 36,709 | $129,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 15,548 | $128,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 131,807 | $128,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 4,299 | $127,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $127,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 129,000 | $127,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 23,513 | $126,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 66,737 | $126,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 26,333 | $126,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 25,036 | $126,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 228,200 | $126,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 4,899 | $126,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 16,641 | $126,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 45,730 | $126,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 17,349 | $125,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,055 | $125,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 7,923 | $125,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 72,932 | $125,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 3,969 | $125,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 17,718 | $124,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 7,477 | $124,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 23,234 | $124,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 94,139 | $123,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 20,049 | $123,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 4,064 | $123,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 4,438 | $122,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,596 | $122,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 86,486 | $122,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,172 | $121,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 11,304 | $121,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 5,839 | $121,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 17,209 | $120,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 16,006 | $120,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 213,785 | $120,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 116,000 | $119,000 | thousands by filing date | principal |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 45,030 | $119,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 28,600 | $119,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 28,372 | $118,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 51,581 | $118,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,216 | $118,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 83,873 | $118,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 46,292 | $118,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 52,242 | $118,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 7,404 | $118,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,832 | $117,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 12,413 | $117,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 43,000 | $117,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 7,961 | $117,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 58,565 | $117,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,857 | $116,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 10,705 | $116,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,331 | $116,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 32,834 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,386 | $115,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,190 | $115,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 58,193 | $115,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 14,976 | $115,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 11,271 | $115,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 25,562 | $115,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 4,301 | $115,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 15,520 | $115,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 5,747 | $115,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 8,710 | $114,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 15,179 | $114,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 16,362 | $114,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,320 | $114,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 20,529 | $113,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 5,725 | $113,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,035 | $113,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 6,686 | $112,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 5,905 | $112,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 86,000 | $112,000 | thousands by filing date | principal |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 6,253 | $112,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 7,108 | $112,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 13,729 | $112,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,300 | $111,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 72,367 | $111,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 18,666 | $111,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 4,511 | $111,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 59,204 | $111,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,638 | $109,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 11,873 | $109,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 3,432 | $109,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 12,917 | $109,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 7,262 | $109,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 52,841 | $109,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,488 | $108,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 22,494 | $108,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 3,158 | $108,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 63,028 | $108,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 30,500 | $108,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 12,157 | $108,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 6,702 | $108,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,931 | $107,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,480 | $107,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 8,187 | $107,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 27,840 | $107,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,464 | $106,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,324 | $106,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 17,266 | $106,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 1,806 | $106,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 20,818 | $106,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 41,736 | $106,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 23,461 | $105,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 6,785 | $105,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,621 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 1,025 | $104,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 6,923 | $104,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 104,000 | $104,000 | thousands by filing date | principal |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,317 | $103,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 90,843 | $103,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 16,785 | $103,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,078 | $102,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,538 | $101,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 6,422 | $101,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 19,128 | $100,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 12,638 | $100,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 10,087 | $100,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 14,771 | $100,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 7,987 | $100,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 14,214 | $100,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 7,742 | $100,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 1,575 | $100,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 9,185 | $100,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 99,871 | $99,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 43,795 | $99,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 30,970 | $99,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 12,903 | $99,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 11,982 | $99,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 99,000 | $99,000 | thousands by filing date | principal |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 3,563 | $98,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,057 | $98,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 10,409 | $98,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 36,730 | $98,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 15,706 | $98,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,494 | $97,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 2,076 | $97,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 20,748 | $96,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 17,097 | $96,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 25,878 | $96,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 22,633 | $96,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 16,589 | $95,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 84,000 | $95,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K547 | Cmn | 16,728 | $95,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 6,771 | $94,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 6,702 | $94,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 8,633 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 4,752 | $94,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 3,227 | $94,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 125,113 | $94,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 18,222 | $93,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 13,478 | $93,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 30,115 | $93,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 38,951 | $93,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 7,048 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 4,774 | $93,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 5,498 | $93,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 137,332 | $93,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 9,007 | $92,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 33,848 | $92,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 91,000 | $92,000 | thousands by filing date | principal |
| HARMONIC INC | 413160102 | COM | 27,705 | $91,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 4,600 | $91,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 15,392 | $91,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 142,000 | $91,000 | thousands by filing date | principal |
| XOMA CORP DEL | 98419J107 | COM | 116,317 | $91,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 44,661 | $91,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 1,924 | $91,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 18,819 | $91,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 8,389 | $90,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 37,244 | $90,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 5,758 | $89,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 8,258 | $89,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 6,846 | $89,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 10,487 | $89,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 3,512 | $89,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 5,211 | $88,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 4,169 | $88,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 9,717 | $88,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,937 | $87,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,645 | $87,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 9,813 | $87,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 34,840 | $87,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 35,710 | $87,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 17,781 | $87,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 16,026 | $86,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 13,261 | $86,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,105 | $86,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 2,011 | $86,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,841 | $85,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 5,900 | $85,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,679 | $85,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 22,361 | $85,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 33,199 | $84,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,179 | $84,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,656 | $84,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 11,178 | $84,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,511 | $84,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 17,435 | $84,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,854 | $83,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,304 | $83,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 854 | $83,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,184 | $83,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 4,534 | $83,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,922 | $83,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 5,501 | $83,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 79,000 | $83,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 19,089 | $83,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 591 | $83,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 53,238 | $83,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 1,930 | $83,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 33,530 | $82,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 119,408 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 3,219 | $82,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 6,663 | $82,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 11,196 | $81,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 9,468 | $81,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 4,150 | $81,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 6,383 | $80,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 9,613 | $80,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 6,037 | $80,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,755 | $80,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 23,363 | $80,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 33,775 | $79,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,444 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,722 | $79,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 5,314 | $79,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 48,134 | $79,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 82,000 | $79,000 | thousands by filing date | principal |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 4,381 | $79,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,663 | $78,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 62,834 | $78,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 9,631 | $78,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,779 | $78,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 10,717 | $78,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 36,422 | $77,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 11,007 | $77,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,011 | $77,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6,047 | $77,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 39,129 | $77,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 4,500 | $77,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 9,441 | $76,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 14,038 | $76,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 6,138 | $76,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 61,162 | $76,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,830 | $75,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,100 | $75,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 12,548 | $75,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 3,835 | $75,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 70,000 | $75,000 | thousands by filing date | principal |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 4,166 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 2,497 | $75,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 2,000 | $75,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 7,994 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,636 | $74,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 37,148 | $74,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 28,821 | $74,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 32,000 | $74,000 | thousands by filing date | principal |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,609 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,031 | $73,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 2,100 | $73,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 15,672 | $73,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 85,424 | $73,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 11,005 | $73,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2,261 | $72,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 11,089 | $72,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 10,808 | $72,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 28,651 | $72,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 76,000 | $72,000 | thousands by filing date | principal |
| ACNB CORP | 000868109 | COMMON STOCK | 3,160 | $71,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 20,262 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 3,360 | $71,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 86,525 | $71,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 13,750 | $71,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 7,744 | $71,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 31,242 | $71,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 11,800 | $71,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 12,739 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 2,218 | $71,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 11,107 | $71,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 9,117 | $70,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,500 | $70,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 10,095 | $70,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 51,687 | $70,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 3,529 | $70,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 6,627 | $70,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 3,949 | $69,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 2,834 | $69,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 139,012 | $69,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 7,532 | $69,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 3,581 | $69,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 690 | $69,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 118,850 | $68,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 15,191 | $68,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 5,598 | $68,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 9,973 | $68,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 9,491 | $67,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,507 | $67,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 21,223 | $67,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 45,000 | $67,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 9,873 | $67,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 61,000 | $67,000 | thousands by filing date | principal |
| SPHERE 3D CORP NEW | 84841L100 | COM | 53,960 | $67,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 8,868 | $66,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 5,267 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000682 | this filing | 2016-05-12 | acceptance time not in the bulk data set |