13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 6,900 holding rows worth $259,852,357,000.
- Accession
- 0000895421-16-000682
- Filer
- CIK 895421
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 26,094 entries on the cover page, a total value of $259,852,357,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,852,357,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 126,379 | $1,653,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 65,673 | $1,651,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 67,714 | $1,651,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 18,708 | $1,649,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 165,203 | $1,649,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 48,142 | $1,647,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 101,589 | $1,646,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 328,976 | $1,646,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 53,593 | $1,635,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 94,586 | $1,635,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 59,341 | $1,633,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 59,069 | $1,632,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 161,610 | $1,631,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 118,129 | $1,628,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 311,264 | $1,627,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 349,065 | $1,623,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 67,354 | $1,622,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 66,961 | $1,621,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 135,244 | $1,620,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 133,002 | $1,618,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 364,516 | $1,614,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 33,036 | $1,614,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 158,660 | $1,610,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 43,851 | $1,608,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 81,413 | $1,608,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 407,927 | $1,606,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 11,022 | $1,604,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 101,273 | $1,601,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 105,250 | $1,601,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 63,058 | $1,598,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 97,963 | $1,597,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 115,216 | $1,597,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 137,428 | $1,593,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 51,961 | $1,592,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 103,369 | $1,592,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 71,289 | $1,591,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 135,992 | $1,589,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 40,822 | $1,584,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 326,374 | $1,583,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 84,426 | $1,583,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 11,568 | $1,582,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 197,125 | $1,581,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 44,719 | $1,579,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 148,046 | $1,577,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 35,456 | $1,574,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 29,596 | $1,569,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 264,437 | $1,569,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 943,473 | $1,567,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 130,728 | $1,567,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 57,405 | $1,561,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 15,580 | $1,560,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 97,380 | $1,559,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 107,624 | $1,559,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 861,373 | $1,559,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 61,355 | $1,558,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 115,194 | $1,558,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 84,917 | $1,558,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 14,085 | $1,557,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 25,117 | $1,553,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 20,209 | $1,553,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 526,360 | $1,552,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 99,368 | $1,552,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 156,764 | $1,544,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 8,203 | $1,543,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 219,684 | $1,542,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,404,000 | $1,542,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 164,016 | $1,541,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 9,460 | $1,539,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 45,384 | $1,539,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 70,746 | $1,537,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 52,213 | $1,534,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 75,502 | $1,532,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 31,104 | $1,527,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 95,473 | $1,518,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 168,753 | $1,517,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 66,155 | $1,516,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 36,724 | $1,515,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,459,000 | $1,513,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 99,076 | $1,511,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 41,333 | $1,511,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 152,567 | $1,510,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 124,572 | $1,507,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 44,107 | $1,507,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 423,275 | $1,507,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 68,313 | $1,505,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 75,105 | $1,503,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 10,681 | $1,502,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 38,948 | $1,498,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 52,112 | $1,498,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 69,338 | $1,492,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 150,684 | $1,491,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 225,506 | $1,488,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 84,911 | $1,488,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 127,628 | $1,485,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 37,450 | $1,482,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 72,448 | $1,481,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 125,720 | $1,478,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 93,498 | $1,475,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 64,399 | $1,473,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 35,728 | $1,473,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 135,975 | $1,472,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 45,670 | $1,468,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 100,227 | $1,467,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 66,916 | $1,466,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 44,417 | $1,466,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 88,605 | $1,461,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 203,351 | $1,460,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 58,935 | $1,459,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 84,225 | $1,459,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 49,677 | $1,453,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 278,924 | $1,453,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 93,039 | $1,447,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 29,272 | $1,446,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 57,688 | $1,445,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 98,160 | $1,445,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 213,342 | $1,444,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 136,171 | $1,441,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 144,712 | $1,441,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 23,705 | $1,430,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 19,795 | $1,430,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 22,508 | $1,429,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 24,618 | $1,427,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 110,213 | $1,427,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 49,250 | $1,427,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 136,533 | $1,426,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 228,772 | $1,422,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 18,751 | $1,422,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 32,301 | $1,419,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 101,356 | $1,417,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 590,504 | $1,417,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 56,398 | $1,415,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 13,778 | $1,414,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 175,198 | $1,413,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 179,894 | $1,412,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 54,756 | $1,410,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 101,454 | $1,409,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 35,959 | $1,407,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 49,676 | $1,406,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 50,177 | $1,404,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 31,302 | $1,403,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 120,777 | $1,402,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 118,337 | $1,402,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 82,241 | $1,401,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 445,678 | $1,400,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 43,240 | $1,399,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 106,138 | $1,396,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 108,530 | $1,395,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 310,116 | $1,395,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 87,144 | $1,392,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 32,391 | $1,391,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 137,180 | $1,388,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 74,203 | $1,388,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 96,018 | $1,385,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 42,781 | $1,383,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 117,012 | $1,381,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 39,265 | $1,379,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,552,301 | $1,378,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 393,256 | $1,376,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 99,074 | $1,375,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 13,812 | $1,371,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 121,552 | $1,369,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 155,819 | $1,368,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 358,868 | $1,367,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 90,848 | $1,367,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 75,025 | $1,366,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 12,276 | $1,366,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 63,556 | $1,362,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 93,673 | $1,362,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 42,581 | $1,361,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 73,269 | $1,361,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 43,275 | $1,361,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 67,091 | $1,358,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 91,062 | $1,356,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 39,554 | $1,355,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 183,533 | $1,349,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 66,724 | $1,349,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 606,402 | $1,346,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 157,976 | $1,346,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 63,340 | $1,346,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 80,620 | $1,345,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 129,374 | $1,344,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 89,705 | $1,343,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 36,211 | $1,342,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 24,558 | $1,338,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 54,784 | $1,338,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 27,603 | $1,335,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 51,236 | $1,335,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 45,402 | $1,334,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 26,292 | $1,332,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 29,198 | $1,331,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 178,571 | $1,329,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 257,501 | $1,324,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 180,271 | $1,323,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 40,460 | $1,321,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 61,722 | $1,321,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 153,826 | $1,319,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 45,660 | $1,317,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 22,056 | $1,317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 39,976 | $1,313,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 30,325 | $1,313,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 75,196 | $1,312,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 169,963 | $1,312,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 75,924 | $1,311,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 57,858 | $1,311,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 327,441 | $1,309,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 32,404 | $1,309,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 272,795 | $1,309,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 39,108 | $1,307,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 50,708 | $1,301,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 21,620 | $1,299,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 321,453 | $1,298,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 36,095 | $1,295,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 57,744 | $1,295,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 70,348 | $1,294,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 52,519 | $1,293,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 121,918 | $1,289,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 25,510 | $1,287,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 57,031 | $1,279,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 178,657 | $1,278,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 160,250 | $1,277,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 226,832 | $1,275,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 240,888 | $1,275,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 17,881 | $1,275,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 82,525 | $1,272,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 21,173 | $1,271,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 76,838 | $1,271,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 76,285 | $1,267,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 99,304 | $1,264,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 106,938 | $1,264,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 100,365 | $1,263,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 28,073 | $1,262,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 89,338 | $1,262,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 48,791 | $1,262,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 220,027 | $1,259,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 137,377 | $1,256,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 14,318 | $1,256,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 33,828 | $1,253,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 42,814 | $1,251,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 93,772 | $1,250,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 88,980 | $1,247,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 88,828 | $1,244,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 49,642 | $1,243,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 28,545 | $1,243,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 20,944 | $1,242,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 31,528 | $1,240,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 215,155 | $1,239,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 52,624 | $1,238,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 58,710 | $1,237,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 39,230 | $1,236,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 83,739 | $1,235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 69,646 | $1,235,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 71,349 | $1,235,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 32,601 | $1,234,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 66,569 | $1,233,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 140,586 | $1,230,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 45,738 | $1,230,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 192,874 | $1,230,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 115,798 | $1,229,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 3,438,799 | $1,229,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 37,932 | $1,226,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 39,276 | $1,226,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 43,952 | $1,224,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 120,973 | $1,222,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 46,010 | $1,221,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 19,136 | $1,219,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 51,661 | $1,218,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 51,464 | $1,216,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 24,863 | $1,216,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 40,148 | $1,215,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 58,945 | $1,213,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 114,343 | $1,213,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 311,015 | $1,212,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 63,638 | $1,211,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 69,015 | $1,210,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 82,489 | $1,210,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 199,525 | $1,209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 15,729 | $1,207,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 123,632 | $1,207,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 759,102 | $1,207,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 29,427 | $1,206,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 131,593 | $1,204,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 41,611 | $1,204,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 17,349 | $1,203,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 28,000 | $1,199,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 140,858 | $1,199,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 486,271 | $1,197,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 44,314 | $1,196,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 194,101 | $1,195,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 82,627 | $1,193,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 10,147 | $1,190,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 77,330 | $1,188,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 46,056 | $1,187,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 40,899 | $1,186,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 57,567 | $1,186,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 153,186 | $1,184,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 83,319 | $1,182,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 86,671 | $1,181,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 54,071 | $1,181,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 298,787 | $1,180,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 89,758 | $1,180,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 72,030 | $1,179,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 33,527 | $1,179,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 38,829 | $1,178,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 36,113 | $1,175,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 176,633 | $1,174,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 88,012 | $1,174,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 105,684 | $1,174,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 95,477 | $1,173,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 21,538 | $1,173,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 143,169 | $1,172,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 259,431 | $1,170,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 91,650 | $1,168,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 240,052 | $1,167,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,058 | $1,166,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 32,729 | $1,165,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 105,147 | $1,164,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 72,814 | $1,163,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 57,291 | $1,162,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 43,001 | $1,159,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 41,513 | $1,159,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 62,333 | $1,159,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 226,679 | $1,158,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 73,291 | $1,153,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 66,199 | $1,151,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,256,000 | $1,150,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 119,441 | $1,148,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 129,569 | $1,148,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 43,202 | $1,146,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 53,642 | $1,145,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 71,553 | $1,145,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 86,093 | $1,142,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 45,930 | $1,142,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 54,546 | $1,142,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 49,095 | $1,137,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 77,122 | $1,134,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 52,234 | $1,132,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 89,031 | $1,129,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 98,199 | $1,129,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 45,252 | $1,128,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 86,149 | $1,126,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 56,341 | $1,126,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 112,250 | $1,123,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 22,233 | $1,122,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 138,308 | $1,121,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 326,497 | $1,117,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 122,738 | $1,116,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 85,763 | $1,115,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 116,618 | $1,115,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 66,608 | $1,112,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 32,709 | $1,112,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 83,797 | $1,110,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 59,199 | $1,109,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 67,918 | $1,107,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 140,376 | $1,106,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 88,269 | $1,106,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 1,000,000 | $1,106,000 | thousands by filing date | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 474,214 | $1,105,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 664,821 | $1,104,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 49,816 | $1,102,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 111,635 | $1,102,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 59,183 | $1,099,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 30,080 | $1,099,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 33,175 | $1,097,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 41,616 | $1,096,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 280,108 | $1,095,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 34,800 | $1,094,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 19,833 | $1,093,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 50,003 | $1,093,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 27,991 | $1,090,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 24,032 | $1,089,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 23,185 | $1,085,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 40,861 | $1,082,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 54,581 | $1,081,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 62,458 | $1,080,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 19,973 | $1,079,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 70,091 | $1,077,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 26,237 | $1,074,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 27,221 | $1,072,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 67,022 | $1,071,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 18,252 | $1,070,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 18,738 | $1,065,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 64,958 | $1,064,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 28,406 | $1,062,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 152,240 | $1,062,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,878,000 | $1,061,000 | thousands by filing date | principal |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 133,759 | $1,061,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 40,124 | $1,061,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 44,333 | $1,060,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 36,537 | $1,060,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 321,810 | $1,059,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 194,073 | $1,054,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 52,236 | $1,053,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 59,883 | $1,052,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 20,204 | $1,051,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 102,733 | $1,051,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 93,968 | $1,050,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 1,821,000 | $1,049,000 | thousands by filing date | principal |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 114,519 | $1,048,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 157,018 | $1,048,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 9,662 | $1,047,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 10,712 | $1,046,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 247,146 | $1,045,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 21,841 | $1,044,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 136,015 | $1,044,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,157,000 | $1,043,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 16,557 | $1,041,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 94,114 | $1,041,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 22,674 | $1,041,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 44,839 | $1,040,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 177,965 | $1,039,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 51,077 | $1,039,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 128,455 | $1,037,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 407,255 | $1,035,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 22,537 | $1,034,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 48,203 | $1,032,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 24,151 | $1,029,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 241,025 | $1,029,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 78,020 | $1,026,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 44,480 | $1,025,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 17,925 | $1,023,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 60,407 | $1,023,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,628 | $1,022,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 48,806 | $1,021,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 26,101 | $1,021,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 30,183 | $1,019,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 197,990 | $1,019,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 279,143 | $1,019,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 69,794 | $1,018,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 274,734 | $1,016,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 193,930 | $1,014,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 64,152 | $1,013,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 61,458 | $1,011,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 76,781 | $1,011,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 195,774 | $1,010,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 36,251 | $1,009,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 11,872 | $1,007,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 114,260 | $1,007,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 13,284 | $1,006,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 57,841 | $1,005,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 86,502 | $1,003,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 152,983 | $1,002,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 52,816 | $1,001,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 785,000 | $1,001,000 | thousands by filing date | principal |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 78,456 | $1,000,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 87,546 | $998,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 30,361 | $997,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 35,371 | $996,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 131,865 | $996,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 22,799 | $995,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 39,389 | $995,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 21,251 | $995,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 260,433 | $995,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 50,142 | $993,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 19,844 | $993,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 15,648 | $980,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 73,188 | $977,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 67,431 | $976,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 106,986 | $976,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 113,696 | $974,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 24,377 | $972,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 16,914 | $971,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 71,653 | $970,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 149,447 | $969,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 63,189 | $969,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 662,356 | $968,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 40,620 | $965,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 80,968 | $963,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 69,142 | $963,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 81,481 | $962,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 66,078 | $962,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 23,730 | $961,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 123,924 | $960,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 29,805 | $959,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 68,387 | $959,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 66,979 | $959,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 111,311 | $958,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 65,848 | $958,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 33,577 | $954,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 43,148 | $953,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 29,999 | $951,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 44,101 | $950,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 59,299 | $948,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 10,135 | $947,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 666,796 | $947,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 18,751 | $947,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 342,673 | $946,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $943,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 235,325 | $941,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 106,534 | $941,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 69,136 | $940,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 95,377 | $940,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 27,897 | $939,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 45,343 | $935,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 15,555 | $935,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 67,006 | $934,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 112,446 | $933,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 28,727 | $932,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 19,198 | $931,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,503 | $930,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 38,417 | $928,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000682 | this filing | 2016-05-12 | acceptance time not in the bulk data set |