13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 6,900 holding rows worth $259,852,357,000.
- Accession
- 0000895421-16-000682
- Filer
- CIK 895421
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 26,094 entries on the cover page, a total value of $259,852,357,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,852,357,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TANGOE INC/CT | 87582Y108 | COM | 8,379 | $66,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 1,243 | $66,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 783 | $66,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,334 | $65,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 14,440 | $65,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 3,327 | $65,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 8,850 | $65,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 58,419 | $65,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 9,513 | $65,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 75,000 | $65,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,664 | $64,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,961 | $64,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,679 | $64,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 114,666 | $63,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 60,000 | $63,000 | thousands by filing date | principal |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,783 | $63,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 4,576 | $63,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 22,353 | $63,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 10,200 | $63,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 64,000 | $63,000 | thousands by filing date | principal |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 12,132 | $63,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 8,747 | $62,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 4,010 | $62,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 95,878 | $62,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 1,978 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 2,675 | $62,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 66,000 | $62,000 | thousands by filing date | principal |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 1,300 | $62,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 33,798 | $61,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 2,792 | $61,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 9,800 | $61,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 30,122 | $61,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,738 | $60,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,278 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 747 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,288 | $60,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 6,325 | $60,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 1,755 | $60,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 2,072 | $60,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 52,010 | $60,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 48,053 | $60,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 7,761 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,172 | $59,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 20,944 | $59,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 11,522 | $59,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 2,139 | $59,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 39,235 | $59,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 68,000 | $59,000 | thousands by filing date | principal |
| SPARK NETWORKS INC | 84651P100 | COM | 26,304 | $59,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 3,507 | $59,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 15,938 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 851 | $58,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 725 | $58,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 288,934 | $58,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 6,959 | $58,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 9,122 | $58,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 35,909 | $58,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 47,057 | $58,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 50,000 | $58,000 | thousands by filing date | principal |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 70,725 | $58,000 | thousands by filing date | principal |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 46,755 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 748 | $57,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 13,923 | $57,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 7,329 | $57,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 9,913 | $57,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,446 | $57,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 46,000 | $57,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 50,000 | $57,000 | thousands by filing date | principal |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 11,450 | $57,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 65,000 | $57,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 2,181 | $57,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,334 | $56,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,421 | $56,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 7,171 | $56,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 8,135 | $56,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 16,703 | $56,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 38,539 | $56,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 2,314 | $56,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,185 | $55,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 9,466 | $55,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 5,276 | $55,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 202,850 | $55,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 923 | $55,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 13,127 | $55,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 907 | $55,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 54,001 | $54,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 95,277 | $54,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 10,001 | $54,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,827 | $53,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,723 | $53,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,536 | $53,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 116,535 | $53,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 23,175 | $53,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,453 | $53,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 9,835 | $53,000 | thousands by filing date | |
| STEEL EXCEL INC | 858122203 | COM | 5,536 | $53,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,028 | $52,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 7,674 | $52,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,200 | $52,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 83,314 | $52,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 29,698 | $52,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 5,679 | $52,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,251 | $51,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 11,358 | $51,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 169,590 | $51,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 1,950 | $51,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 1,640 | $51,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 5,416 | $51,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,877 | $50,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 92,000 | $50,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 880 | $50,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 4,228 | $50,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 3,429 | $50,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 4,676 | $49,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,028 | $49,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 2,900 | $49,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 1,816 | $49,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 6,467 | $49,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 31,612 | $49,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 4,211 | $49,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 25,773 | $48,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 1,065 | $48,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 33,938 | $48,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 37,208 | $48,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 2,555 | $48,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,076 | $48,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 6,027 | $48,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 2,497 | $47,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 3,040 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 1,943 | $47,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 4,666 | $47,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,687 | $47,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 14,450 | $47,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 17,792 | $47,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 3,195 | $47,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 5,738 | $47,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 4,581 | $47,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,793 | $47,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 7,250 | $47,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 1,965 | $47,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 3,479 | $46,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,157 | $46,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,449 | $46,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,907 | $46,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,792 | $46,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 41,638 | $46,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 557 | $46,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 7,548 | $46,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 44,000 | $46,000 | thousands by filing date | principal |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 142,628 | $45,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 2,191 | $45,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 979 | $45,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 3,228 | $45,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 16,646 | $45,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 31,281 | $45,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 4,889 | $45,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 25,246 | $45,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,752 | $45,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 7,812 | $45,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 7,251 | $45,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 10,600 | $45,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 2,691 | $45,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 4,235 | $44,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,945 | $44,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 14,758 | $44,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 118,642 | $44,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 72,625 | $44,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 1,985 | $44,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,816 | $44,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 2,895 | $44,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 7,038 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 376 | $43,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 4,555 | $43,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 7,383 | $43,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 11,252 | $43,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 36,800 | $43,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 8,598 | $43,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 4,145 | $43,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,940 | $43,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 2,331 | $43,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3,348 | $42,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,529 | $42,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 8,880 | $42,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 19,092 | $42,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 7,370 | $42,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 3,848 | $42,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 4,000 | $41,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 23,859 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,370 | $41,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 6,596 | $41,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 5,068 | $41,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 532 | $41,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 13,485 | $41,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 2,577 | $40,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,157 | $40,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 72,822 | $40,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 1,878 | $40,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 6,650 | $40,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 42,000 | $40,000 | thousands by filing date | principal |
| OOMA INC | 683416101 | COM | 6,660 | $39,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,444 | $39,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,780 | $39,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 6,264 | $39,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 2,112 | $39,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 14,544 | $39,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 50,824 | $39,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 5,451 | $39,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 3,200 | $39,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 10,007 | $39,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 26,633 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 810 | $39,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,829 | $38,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 9,177 | $38,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 25,000 | $38,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 21,535 | $38,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,007 | $38,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 2,000 | $38,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 18,794 | $38,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 7,420 | $38,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,562 | $38,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 851 | $37,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 562 | $37,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 2,421 | $37,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 22,731 | $37,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,079 | $37,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 21,018 | $37,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 1,597 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 1,275 | $37,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 4,513 | $37,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 20,002 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,070 | $36,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,937 | $36,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,567 | $36,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 36,000 | $36,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 41,000 | $36,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 2,394 | $36,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 28,500 | $36,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 24,207 | $35,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,450 | $35,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 2,980 | $35,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,051 | $35,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 17,586 | $35,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 20,217 | $35,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,957 | $35,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 7,551 | $35,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,892 | $35,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 6,266 | $35,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 66,155 | $35,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,275 | $34,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 3,403 | $34,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6,638 | $34,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,954 | $34,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,278 | $34,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 4,736 | $34,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 2,431 | $34,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 16,047 | $34,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 7,459 | $34,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 3,832 | $34,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 6,741 | $33,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,705 | $33,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,799 | $33,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 20,225 | $33,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 3,500 | $33,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 1,315 | $33,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 2,425 | $33,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 765 | $33,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,104 | $33,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,200 | $33,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 1,471 | $33,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 2,000 | $33,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,741 | $32,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,012 | $32,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 76,157 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,933 | $32,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 31,713 | $32,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 858 | $32,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 157,611 | $32,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 32,000 | $32,000 | thousands by filing date | principal |
| FENIX PTS INC | 31446L100 | COM | 7,000 | $32,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 875 | $31,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 2,255 | $31,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 6,000 | $31,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,051 | $31,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,179 | $31,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 845,444 | $31,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,470 | $31,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 14,702 | $31,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 521 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,032 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 487 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 700 | $30,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 13,157 | $30,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,136 | $30,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 4,845 | $30,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 8,093 | $30,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 610 | $30,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 568 | $30,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 7,500 | $30,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 11,110 | $30,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 6,682 | $30,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 1,800 | $30,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 10,017 | $30,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 2,126 | $29,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,471 | $29,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,777 | $29,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 23,211 | $29,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,316 | $29,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,410 | $29,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,930 | $29,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 3,370 | $29,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 5,025 | $29,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 6,772 | $29,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,222 | $29,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 4,603 | $29,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 6,935 | $29,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 28,000 | $29,000 | thousands by filing date | principal |
| STONEGATE MTG CORP | 86181Q300 | COM | 5,127 | $29,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 12,243 | $29,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 3,966 | $28,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,512 | $28,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 2,999 | $28,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 29,114 | $28,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 4,643 | $28,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 583,000 | $28,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 15,000 | $28,000 | thousands by filing date | principal |
| MV OIL TR | 553859109 | TR UNITS | 5,800 | $27,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,320 | $27,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 5,768 | $27,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 5,022 | $27,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,000 | $27,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 4,311 | $27,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 4,271 | $27,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,518 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 2,663 | $27,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 1,942 | $27,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 5,564 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 948 | $26,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 1,031 | $26,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,370 | $26,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 6,735 | $26,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 57,088 | $26,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 9,802 | $26,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 750 | $26,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 2,262 | $26,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 28,000 | $26,000 | thousands by filing date | principal |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,675 | $25,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,500 | $25,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,791 | $25,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,705 | $25,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 4,819 | $25,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,809 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,282 | $25,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 4,062 | $25,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 3,770 | $25,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 2,508 | $25,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,041 | $25,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,048 | $25,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 10,797 | $25,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 26,000 | $25,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| GIGOPTIX INC | 37517y103 | COM | 9,075 | $25,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 824 | $24,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 1,399 | $24,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 32,568 | $24,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 23,500 | $24,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 19,000 | $24,000 | thousands by filing date | principal |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 24,400 | $24,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 4,803 | $24,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 4,851 | $24,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 2,580 | $24,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 21,221 | $24,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,015 | $23,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 19,688 | $23,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,283 | $23,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 12,043 | $23,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,396 | $23,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 2,017 | $23,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 42,176 | $23,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 7,352 | $23,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 8,881 | $23,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 6,411 | $23,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 12,000 | $23,000 | thousands by filing date | principal |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,367 | $23,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,627 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 491 | $23,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 27,712 | $23,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAH2 | Bond | 500,000 | $23,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 8,777 | $22,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,411 | $22,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 600 | $22,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 2,104 | $22,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 48,457 | $22,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 45,781 | $22,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,224 | $22,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 22,000 | $22,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,701 | $22,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 518 | $22,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 1,000 | $22,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 2,540 | $22,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 2,900 | $22,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 8,060 | $22,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,600 | $21,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 4,108 | $21,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 791 | $21,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 4,138 | $21,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 19,000 | $21,000 | thousands by filing date | principal |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 5,052 | $21,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 3,831 | $21,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 3,629 | $21,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 3,450 | $21,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 21,246 | $21,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 175 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 862 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 387 | $21,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 17,900 | $21,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,332 | $20,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 804 | $20,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 720 | $20,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 11,693 | $20,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,684 | $20,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,953 | $20,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 2,104 | $20,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 3,089 | $20,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 12,011 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 1,149 | $20,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 24,082 | $20,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 10,978 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 270 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 357 | $19,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 200 | $19,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 10,808 | $19,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,631 | $19,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 400 | $19,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 2,576 | $19,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 950 | $19,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 19,000 | $19,000 | thousands by filing date | principal |
| Constellation Brands Inc Cl B | 21036P207 | Com | 125 | $19,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 7,000 | $19,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,474 | $19,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,537 | $19,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,109 | $19,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 15,000 | $19,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W408 | Cmn | 826 | $19,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 8,719 | $18,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 750 | $18,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,320 | $18,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 8,337 | $18,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 757 | $18,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 750 | $18,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 4,391 | $18,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 891 | $18,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 18,556 | $18,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 7,000 | $18,000 | thousands by filing date | principal |
| INTRALINKS HLDGS INC | 46118H104 | COM | 2,367 | $18,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 3,192 | $18,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 10,697 | $18,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 12,798 | $18,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 1,201 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 3,025 | $18,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 5,600 | $18,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 300 | $18,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 8,812 | $18,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 1,768 | $18,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 10,362 | $18,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 6,965 | $18,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 6,715 | $17,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,007 | $17,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,040 | $17,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 3,813 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 200 | $17,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 1,000 | $17,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 1,411 | $17,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 12,000 | $17,000 | thousands by filing date | principal |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 3,337 | $17,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,305 | $17,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,093 | $17,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 7,253 | $17,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 12,360 | $17,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,496 | $17,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 416 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 416 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 950 | $17,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 11,800 | $17,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,000 | $17,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 1,492 | $17,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 19,000 | $17,000 | thousands by filing date | principal |
| CATALYST | 14888D109 | COM | 10,119 | $17,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 12,576 | $17,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 9,007 | $17,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 40 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 645 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 321 | $16,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 472 | $16,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,719 | $16,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 4,000 | $16,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 4,100 | $16,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 6,310 | $16,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 29,609 | $16,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 17,000 | $16,000 | thousands by filing date | principal |
| WIDEPOINT CORP COMMON | 967590100 | COM | 26,860 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000682 | this filing | 2016-05-12 | acceptance time not in the bulk data set |