13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,980 holding rows worth $276,257,462,000.
- Accession
- 0000895421-16-000501
- Filer
- CIK 895421
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 25,860 entries on the cover page, a total value of $276,257,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,257,462,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 27,824 | $234,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 10,661 | $234,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 283,000 | $234,000 | thousands by filing date | principal |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 11,559 | $234,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 46,019 | $233,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 9,041 | $233,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 6,462 | $233,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 31,583 | $233,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 12,465 | $232,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 66,797 | $232,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 39,582 | $231,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 126,327 | $231,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,409 | $230,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 16,607 | $230,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 28,208 | $230,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K547 | Cmn | 7,724 | $230,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 7,308 | $229,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 16,943 | $228,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 8,895 | $228,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 33,541 | $227,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 15,955 | $227,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 58,592 | $226,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 8,322 | $226,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 42,801 | $226,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 29,294 | $226,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 21,746 | $226,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 22,722 | $226,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 4,737 | $225,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 23,710 | $225,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 16,200 | $225,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 5,367 | $225,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 9,976 | $225,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 17,659 | $225,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 28,492 | $224,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 4,276 | $224,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 86,056 | $223,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 127,568 | $223,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 73,226 | $223,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 44,461 | $222,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 62,252 | $221,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 26,293 | $221,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,239 | $220,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 387,000 | $220,000 | thousands by filing date | principal |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 16,874 | $220,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 71,605 | $219,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 8,950 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 5,516 | $217,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 15,420 | $215,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 146,850 | $215,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 69,467 | $215,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 11,076 | $214,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 8,926 | $214,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 6,464 | $214,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 3,520 | $214,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 5,894 | $213,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 90,873 | $213,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 4,660 | $213,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 92,732 | $212,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 34,468 | $212,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,755 | $212,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,905 | $211,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 1,787 | $211,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 37,865 | $210,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,518 | $210,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 8,441 | $210,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 12,784 | $209,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,281 | $209,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 27,300 | $209,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 14,628 | $207,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 17,033 | $207,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 6,448 | $206,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 13,852 | $205,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 216,000 | $205,000 | thousands by filing date | principal |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 22,483 | $205,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 9,890 | $205,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 15,829 | $204,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 15,269 | $204,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 198,000 | $204,000 | thousands by filing date | principal |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 19,108 | $204,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 60,014 | $203,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,565 | $203,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 303,769 | $203,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,898 | $202,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 10,372 | $202,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 18,437 | $202,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 17,931 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 4,443 | $201,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,191 | $200,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 150,000 | $200,000 | thousands by filing date | principal |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 16,559 | $200,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 21,720 | $198,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 12,361 | $198,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,062 | $197,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 54,840 | $197,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 29,500 | $197,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 12,085 | $196,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 10,938 | $196,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 15,233 | $196,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 15,651 | $194,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 101,280 | $193,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 15,964 | $193,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 36,858 | $193,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 12,900 | $193,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 109,688 | $192,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 7,543 | $192,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 17,027 | $192,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 200,000 | $192,000 | thousands by filing date | principal |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 27,476 | $191,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 59,303 | $191,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 27,404 | $191,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 13,305 | $191,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,052 | $190,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,616 | $190,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 16,111 | $190,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 15,779 | $189,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 23,629 | $189,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 25,377 | $189,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,261 | $188,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 91,709 | $188,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 8,220 | $188,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 11,199 | $187,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 15,000 | $187,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 17,148 | $186,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 57,488 | $185,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 8,192 | $185,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 14,671 | $185,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 35,059 | $185,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 27,529 | $185,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 7,438 | $184,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 6,203 | $183,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 21,249 | $183,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 17,074 | $183,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 18,276 | $183,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 18,335 | $183,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 7,700 | $183,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 12,231 | $182,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 94,616 | $182,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,578 | $182,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 7,266 | $182,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 59,666 | $181,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 3,750 | $181,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 16,250 | $180,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 14,043 | $180,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 6,394 | $180,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 883 | $179,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5,511 | $178,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 37,915 | $178,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 6,439 | $177,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 5,163 | $177,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 21,856 | $177,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 11,500 | $176,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 19,199 | $176,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 33,544 | $176,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 57,064 | $175,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 69,892 | $175,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 7,586 | $174,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 25,970 | $174,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 23,652 | $174,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 27,581 | $173,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 56,083 | $173,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 4,720 | $172,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 15,674 | $172,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,124 | $171,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 9,322 | $170,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 28,018 | $170,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,063 | $169,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 65,174 | $169,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 14,898 | $169,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 13,120 | $168,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 26,453 | $168,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 39,081 | $168,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 132,575 | $168,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 75,913 | $168,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 101,000 | $168,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 18,541 | $167,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 12,374 | $166,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,271 | $165,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 6,669 | $165,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 6,479 | $165,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 10,804 | $165,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 8,915 | $164,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,625 | $164,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 8,747 | $164,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 3,528 | $162,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 21,845 | $162,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 127,768 | $162,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 5,023 | $161,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 6,781 | $161,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 8,178 | $161,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 26,490 | $160,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 2,486 | $160,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 17,298 | $159,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 11,965 | $159,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,694 | $159,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 7,227 | $159,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 49,386 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 12,895 | $157,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 12,563 | $157,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 7,189 | $157,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 25,201 | $157,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 8,774 | $157,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 5,637 | $156,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,847 | $156,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 13,689 | $156,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 59,218 | $156,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 15,955 | $155,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 25,360 | $154,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 88,212 | $154,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 21,550 | $153,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 37,034 | $153,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,617 | $153,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,417 | $152,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 1,300 | $152,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 329,000 | $152,000 | thousands by filing date | principal |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 9,302 | $152,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 2,196 | $152,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 28,663 | $151,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 47,893 | $151,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 11,658 | $150,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 150,000 | $150,000 | thousands by filing date | principal |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 15,614 | $150,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 28,432 | $150,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,429 | $148,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 33,237 | $146,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 4,713 | $146,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 11,500 | $146,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 6,070 | $146,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,581 | $145,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,694 | $145,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 15,645 | $145,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 14,127 | $145,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 51,595 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 12,177 | $144,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 10,572 | $144,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 17,825 | $144,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 21,756 | $144,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,330 | $142,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 6,100 | $142,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 13,300 | $142,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,217 | $141,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 8,160 | $141,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 99,456 | $141,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,166 | $140,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 31,000 | $140,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,257 | $139,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 8,205 | $139,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 22,616 | $139,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 32,212 | $139,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 2,615 | $139,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 22,143 | $139,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 33,515 | $138,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,551 | $138,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 9,287 | $138,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,592 | $138,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 17,267 | $138,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 15,598 | $138,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 20,122 | $137,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 954,399 | $137,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 3,925 | $137,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 15,442 | $136,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 7,926 | $136,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 22,142 | $135,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 16,150 | $135,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 5,574 | $134,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,528 | $134,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 21,301 | $133,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 16,832 | $133,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 10,476 | $133,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 15,913 | $133,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 4,910 | $133,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 6,975 | $132,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 54,300 | $132,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 6,602 | $132,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,308 | $131,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 13,135 | $131,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 2,122 | $131,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 32,302 | $130,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 8,045 | $130,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,358 | $130,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,948 | $130,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 14,324 | $130,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 13,336 | $130,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 23,736 | $130,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 7,815 | $129,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 9,454 | $129,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 73,842 | $128,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 12,879 | $128,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 12,586 | $127,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 182,860 | $127,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 77,898 | $127,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 69,414 | $127,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 102,607 | $126,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,028 | $125,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 21,339 | $125,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 20,616 | $125,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 2,675 | $125,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 3,011 | $125,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 46,529 | $124,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 67,437 | $124,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 88,680 | $124,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 5,902 | $123,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,859 | $123,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 6,427 | $123,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 5,472 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 1,262 | $123,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 23,154 | $122,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 130,481 | $122,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,259 | $121,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 19,971 | $121,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 7,523 | $121,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 31,708 | $120,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 5,308 | $119,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 10,255 | $119,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 137,221 | $119,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,264 | $118,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 14,548 | $118,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,064 | $118,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 144,063 | $118,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 115,943 | $118,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 23,649 | $118,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,110 | $118,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 4,916 | $117,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 6,706 | $117,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 6,293 | $116,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,435 | $116,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 7,100 | $116,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 242,762 | $116,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 9,664 | $115,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 13,266 | $115,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 4,683 | $115,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 109,236 | $115,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 23,200 | $115,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,314 | $114,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 3,305 | $114,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 24,244 | $114,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 93,772 | $114,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 18,754 | $114,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,917 | $114,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 1,159 | $114,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,974 | $113,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 15,846 | $113,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 17,719 | $113,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 8,689 | $113,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 103,278 | $112,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 55,641 | $112,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 21,351 | $112,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 10,079 | $112,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,437 | $111,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 4,378 | $111,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 17,997 | $111,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 2,413 | $111,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 9,692 | $110,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 7,800 | $110,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 5,855 | $110,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 15,500 | $110,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 3,490 | $110,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 11,349 | $109,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 14,239 | $109,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 17,654 | $109,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 44,621 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 2,799 | $109,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,158 | $108,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 3,605 | $108,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 7,374 | $108,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,188,310 | $108,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,217 | $108,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 49,349 | $108,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 8,402 | $108,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 16,801 | $107,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,097 | $107,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 1,653 | $107,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 8,279 | $106,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,154 | $106,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 4,345 | $106,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 11,193 | $106,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 10,618 | $106,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,162 | $106,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 6,807 | $106,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 8,586 | $105,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 6,384 | $105,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 7,053 | $105,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 9,363 | $105,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,117 | $104,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 4,600 | $104,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 6,309 | $104,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 28,410 | $104,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 7,023 | $104,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 4,511 | $104,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 4,535 | $104,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 48,273 | $103,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,712 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 2,310 | $102,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 24,023 | $102,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 7,066 | $102,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 13,818 | $101,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 69,375 | $101,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 16,530 | $101,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 25,040 | $101,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 3,880 | $101,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 12,143 | $100,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 5,526 | $100,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 107,000 | $100,000 | thousands by filing date | principal |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 2,011 | $100,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 714 | $100,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2,408 | $100,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 7,549 | $100,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 138,655 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 5,000 | $100,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 9,879 | $99,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 3,158 | $99,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 28,286 | $99,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 7,401 | $99,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 35,104 | $99,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 5,323 | $99,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 22,018 | $98,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 5,983 | $98,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 10,102 | $98,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 75,221 | $98,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 17,678 | $98,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 105,000 | $98,000 | thousands by filing date | principal |
| PGT INNOVATIONS INC | 69336V101 | COM | 8,530 | $97,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 7,568 | $97,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 5,906 | $97,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 4,620 | $97,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 8,404 | $97,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 141,545 | $97,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 15,924 | $96,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2,961 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 3,535 | $96,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 41,968 | $96,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 4,344 | $95,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 21,511 | $95,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 24,337 | $95,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 10,882 | $95,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 1,776 | $95,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 30,724 | $95,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 35,000 | $95,000 | thousands by filing date | principal |
| BAY BANCORP INC | 07203T106 | COM | 18,820 | $95,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 38,138 | $95,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 5,623 | $94,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 5,714 | $94,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 1,891 | $94,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 103,000 | $94,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 108,000 | $94,000 | thousands by filing date | principal |
| NEW HOME CO INC COM | 645370107 | COM | 7,280 | $94,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,316 | $93,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 8,670 | $93,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,656 | $93,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 8,861 | $93,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 5,170 | $92,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 22,554 | $92,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 107,519 | $92,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 187,822 | $91,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 2,115 | $91,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 32,805 | $91,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 24,517 | $91,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 8,313 | $91,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 3,730 | $91,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 4,688 | $90,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 49,844 | $90,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 52,062 | $90,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 8,506 | $90,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 17,022 | $90,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 20,771 | $90,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 20,041 | $90,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 5,371 | $89,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 2,100 | $89,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 8,009 | $89,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 513,645 | $89,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 16,002 | $89,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 3,049 | $89,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 4,827 | $89,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 7,900 | $88,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 6,036 | $88,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 119,863 | $88,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 4,474 | $88,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 3,668 | $88,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 88,080 | $88,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 6,729 | $87,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 8,619 | $87,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,090 | $86,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 3,559 | $86,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 4,277 | $86,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 29,020 | $86,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 87,000 | $86,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 799 | $85,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,839 | $85,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 13,850 | $85,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 13,353 | $85,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 3,789 | $85,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H164 | ETN GLB CARB38 | 8,324 | $85,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 14,568 | $85,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 89,000 | $85,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 16,913 | $84,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 28,278 | $84,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 6,448 | $84,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 21,456 | $84,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 31,236 | $84,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,679 | $84,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000501 | this filing | 2016-02-09 | acceptance time not in the bulk data set |