13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,980 holding rows worth $276,257,462,000.
- Accession
- 0000895421-16-000501
- Filer
- CIK 895421
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 25,860 entries on the cover page, a total value of $276,257,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,257,462,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 37,784 | $1,064,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 85,754 | $1,064,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 56,289 | $1,061,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 828,000 | $1,060,000 | thousands by filing date | principal |
| CAI INTERNATIONAL INC | 12477X106 | COM | 104,490 | $1,054,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 34,093 | $1,053,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 25,182 | $1,051,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 63,482 | $1,050,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 61,642 | $1,049,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,294,810 | $1,049,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 46,361 | $1,047,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 13,367 | $1,047,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 35,169 | $1,046,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 16,168 | $1,045,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 318,749 | $1,045,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 66,036 | $1,045,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 18,633 | $1,041,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 28,498 | $1,039,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,127,000 | $1,039,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,117,536 | $1,038,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 67,159 | $1,038,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 53,713 | $1,038,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 69,759 | $1,035,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 120,915 | $1,035,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 21,434 | $1,029,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 72,344 | $1,028,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 58,520 | $1,028,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 58,846 | $1,027,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 682,480 | $1,024,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 23,145 | $1,020,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 84,824 | $1,015,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 44,594 | $1,014,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 46,456 | $1,013,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 36,299 | $1,010,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 31,370 | $1,007,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 113,788 | $1,006,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 4,864 | $1,005,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 158,993 | $1,005,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 8,605 | $1,004,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 14,334 | $1,001,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 109,432 | $998,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 19,141 | $998,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 24,504 | $998,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 225,636 | $998,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 119,377 | $998,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 27,503 | $996,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 10,590 | $994,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 93,176 | $994,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 40,084 | $993,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 26,504 | $992,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 191,365 | $991,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 91,292 | $990,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 15,506 | $988,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 111,050 | $988,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 109,794 | $986,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 70,567 | $985,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 131,347 | $985,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 34,940 | $983,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 19,117 | $982,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 69,237 | $980,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 30,074 | $976,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 123,883 | $975,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 44,483 | $974,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 23,798 | $974,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 74,342 | $972,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 56,747 | $970,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 66,434 | $969,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 100,566 | $966,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 42,137 | $966,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 129,670 | $966,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 12,923 | $965,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 9,576 | $963,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 1,000,000 | $961,000 | thousands by filing date | principal |
| AGREE RLTY CORP COM | 008492100 | REIT | 28,174 | $957,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 226,112 | $955,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 37,998 | $955,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 26,924 | $955,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 57,118 | $953,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 42,458 | $951,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 61,502 | $950,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 527,310 | $949,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 66,417 | $948,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 15,311 | $948,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 100,415 | $946,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 14,987 | $945,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 79,027 | $945,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 37,478 | $945,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 22,382 | $945,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 114,960 | $944,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 19,673 | $944,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 157,116 | $942,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 71,191 | $941,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 59,099 | $941,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 35,066 | $939,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 49,368 | $938,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 74,209 | $935,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 21,843 | $934,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 176,895 | $934,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 81,051 | $932,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 16,398 | $932,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 189,584 | $931,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 59,219 | $930,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 41,001 | $929,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 41,660 | $927,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 73,132 | $926,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 35,947 | $925,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 37,534 | $925,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 20,991 | $922,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 37,341 | $922,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 25,221 | $921,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 33,867 | $921,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 67,660 | $921,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 112,184 | $919,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 17,169 | $917,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 28,672 | $917,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 203,139 | $916,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 58,078 | $916,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 46,790 | $913,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 78,997 | $913,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 99,247 | $913,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 26,401 | $912,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 52,780 | $910,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 34,072 | $909,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 96,060 | $908,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 32,316 | $907,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 82,484 | $906,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 30,045 | $905,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 29,333 | $903,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 27,422 | $902,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 68,441 | $899,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 20,702 | $897,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 137,215 | $897,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 24,725 | $896,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 754,000 | $896,000 | thousands by filing date | principal |
| MOBILEIRON INC | 60739U204 | COM NEW | 247,825 | $895,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 52,472 | $895,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 68,147 | $894,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 68,251 | $893,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 159,914 | $893,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 21,188 | $892,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 36,312 | $891,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 51,883 | $890,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 62,869 | $890,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 21,516 | $888,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 9,801 | $887,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 71,899 | $886,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 13,479 | $884,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 66,910 | $883,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 113,373 | $883,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 47,660 | $880,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 21,891 | $880,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 67,572 | $880,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 58,165 | $879,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 238,174 | $879,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 219,111 | $878,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 25,293 | $877,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 66,029 | $877,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 70,171 | $876,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 59,893 | $875,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 73,395 | $874,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 192,218 | $874,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 61,995 | $873,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 56,878 | $873,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 112,178 | $873,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 45,841 | $871,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 22,114 | $868,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 94,539 | $868,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 33,976 | $868,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 233,043 | $867,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 87,435 | $865,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 23,643 | $864,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 55,576 | $863,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 35,671 | $862,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 69,820 | $862,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 61,291 | $858,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 108,836 | $854,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 156,654 | $854,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 169,255 | $854,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 49,379 | $854,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 153,917 | $852,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 56,301 | $849,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 56,924 | $848,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 41,217 | $846,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 60,192 | $841,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 69,175 | $839,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 232,278 | $836,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 122,516 | $834,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 92,901 | $832,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 65,160 | $831,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 24,705 | $830,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 443,675 | $830,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 127,191 | $827,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 19,545 | $826,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 282,044 | $820,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 25,665 | $819,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 16,465 | $819,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 37,589 | $819,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 32,634 | $819,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 37,830 | $814,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 52,027 | $813,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 30,008 | $812,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 30,697 | $809,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 39,683 | $809,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 30,575 | $806,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 70,223 | $805,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 43,041 | $803,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 25,245 | $803,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 14,270 | $802,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 39,101 | $800,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 37,959 | $800,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 82,738 | $798,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 44,180 | $797,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 46,717 | $796,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 45,685 | $796,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 60,846 | $795,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 39,495 | $794,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 23,069 | $794,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 57,945 | $793,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 17,054 | $792,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 92,961 | $790,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 46,083 | $789,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 53,259 | $787,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 58,512 | $786,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 254,582 | $784,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 150,916 | $784,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 65,345 | $783,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 62,448 | $783,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 37,347 | $782,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 105,348 | $782,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 25,199 | $782,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 41,626 | $778,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 547,704 | $777,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 41,273 | $777,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 45,499 | $774,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 59,208 | $772,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 66,040 | $772,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 96,018 | $772,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 7,723 | $769,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 185,803 | $769,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 8,778 | $768,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 122,219 | $768,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 209,457 | $767,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 17,858 | $767,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 76,802 | $766,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 276,682 | $766,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 56,443 | $764,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 98,578 | $764,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 6,378 | $763,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 39,779 | $762,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18,571 | $760,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 69,409 | $758,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 98,848 | $758,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 29,364 | $757,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 48,128 | $757,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 12,862 | $757,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 13,750 | $756,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 49,403 | $753,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 43,658 | $753,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 9,112 | $746,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 26,793 | $744,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 115,404 | $744,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 89,482 | $742,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 16,527 | $741,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 47,376 | $741,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 70,036 | $739,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 60,608 | $739,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 30,151 | $739,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 132,596 | $738,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 17,824 | $738,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 24,461 | $734,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 14,865 | $731,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 462,511 | $730,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 44,468 | $730,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 115,190 | $728,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 17,845 | $726,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 210,021 | $726,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 54,281 | $725,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 60,744 | $725,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 11,501 | $724,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 119,031 | $723,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 36,491 | $723,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 43,026 | $722,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 11,009 | $721,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 40,434 | $720,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 43,503 | $719,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 15,204 | $719,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 71,891 | $717,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 99,475 | $716,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 112,840 | $716,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 20,672 | $716,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 59,216 | $715,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 132,325 | $714,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 42,000 | $714,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 33,226 | $713,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 112,880 | $713,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 31,770 | $712,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 20,799 | $711,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 16,333 | $710,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 59,399 | $708,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 32,911 | $708,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 98,277 | $708,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 14,851 | $707,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 241,586 | $705,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 31,589 | $704,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 99,521 | $704,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 34,856 | $704,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 13,935 | $702,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 12,812 | $702,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,505 | $701,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 355,298 | $701,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 48,475 | $700,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 20,483 | $696,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 30,463 | $693,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 19,976 | $693,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 60,143 | $693,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 16,949 | $691,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 47,247 | $691,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 51,333 | $691,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 10,409 | $690,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 227,679 | $690,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,500,000 | $690,000 | thousands by filing date | principal |
| DEMAND MEDIA INC | 24802N208 | Cmn | 125,294 | $689,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 186,239 | $688,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 32,046 | $687,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 67,939 | $687,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 48,971 | $687,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 28,538 | $685,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 9,414 | $685,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 51,117 | $684,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 13,665 | $683,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 968,834 | $678,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 422,792 | $677,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $677,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 191,460 | $677,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 32,980 | $676,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 27,703 | $675,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 27,046 | $675,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 13,688 | $675,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 73,571 | $673,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 47,459 | $669,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 21,517 | $669,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 49,234 | $667,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 62,324 | $667,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 32,753 | $663,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 14,242 | $662,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 114,796 | $658,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 25,005 | $658,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 28,112 | $651,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 163,563 | $649,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 94,271 | $648,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 533,610 | $646,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 47,593 | $645,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 13,192 | $644,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 73,898 | $643,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 428,489 | $643,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 41,177 | $643,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 37,858 | $643,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 34,506 | $642,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 17,906 | $641,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 33,558 | $640,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 25,624 | $640,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 17,752 | $638,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 87,884 | $637,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 13,858 | $636,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 34,824 | $636,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 244,706 | $636,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 16,753 | $634,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 43,343 | $633,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 383,000 | $633,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 37,499 | $630,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 18,353 | $630,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 24,326 | $630,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 40,255 | $629,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 91,084 | $627,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 31,225 | $626,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 23,282 | $624,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 18,655 | $624,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 9,680 | $623,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 54,164 | $623,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 152,850 | $623,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 53,904 | $621,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,393 | $619,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 30,716 | $619,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 21,565 | $618,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 35,846 | $618,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 294,116 | $617,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 19,191 | $615,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 45,732 | $613,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 44,906 | $613,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 33,437 | $611,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 47,310 | $610,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 136,485 | $609,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 38,611 | $608,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 33,500 | $607,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 327,414 | $606,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 30,719 | $605,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 610,000 | $604,000 | thousands by filing date | principal |
| iShares Global REIT ETF | 46434V647 | SHS | 23,862 | $602,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 42,349 | $602,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 7,670 | $601,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 228,429 | $601,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 49,408 | $600,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 56,784 | $599,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 32,896 | $598,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 23,947 | $598,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 712,098 | $596,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 60,527 | $596,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 31,015 | $595,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 23,913 | $595,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 457,180 | $594,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 16,667 | $593,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 564,478 | $593,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 54,009 | $592,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 69,755 | $592,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 57,321 | $591,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 16,004 | $590,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 11,825 | $590,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 48,702 | $590,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 35,776 | $590,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 21,572 | $587,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 49,905 | $587,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 94,329 | $586,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 24,070 | $586,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 216,600 | $584,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 32,159 | $582,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 9,881 | $579,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 56,406 | $579,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 13,057 | $578,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 44,997 | $576,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 39,261 | $575,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 84,871 | $574,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 25,438 | $574,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 12,016 | $573,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 52,165 | $573,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 14,062 | $572,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 26,920 | $571,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 38,308 | $571,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 140,343 | $571,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 7,986 | $571,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 99,837 | $571,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 22,485 | $570,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 109,151 | $570,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 22,521 | $569,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 29,215 | $569,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 83,345 | $568,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 10,055 | $567,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 41,588 | $567,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 22,841 | $566,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 27,064 | $566,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 23,360 | $566,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 37,942 | $566,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 35,198 | $566,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 78,922 | $565,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 28,237 | $565,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 23,263 | $565,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 39,117 | $565,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 80,000 | $564,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 34,952 | $564,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 10,025 | $563,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 36,261 | $563,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 24,286 | $562,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 73,141 | $562,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 8,692 | $561,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 21,688 | $561,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 33,452 | $560,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 67,833 | $559,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 257,294 | $559,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 82,960 | $559,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 42,152 | $558,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 14,302 | $558,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,374 | $557,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 45,601 | $557,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 30,829 | $556,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 19,323 | $556,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 388,000 | $556,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 46,478 | $555,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 10,526 | $555,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 50,813 | $555,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 78,394 | $553,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 41,642 | $553,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 10,312 | $551,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 14,304 | $551,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 5,306 | $551,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 37,764 | $550,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 142,522 | $549,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 6,632 | $548,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 28,720 | $548,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 10,885 | $545,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 11,970 | $545,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 36,426 | $544,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 103,234 | $544,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 193,299 | $543,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 20,626 | $542,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 52,950 | $542,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 32,066 | $542,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 10,679 | $539,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 53,406 | $538,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 20,809 | $538,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 39,103 | $538,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 100,925 | $537,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000501 | this filing | 2016-02-09 | acceptance time not in the bulk data set |