13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,980 holding rows worth $276,257,462,000.
- Accession
- 0000895421-16-000501
- Filer
- CIK 895421
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 25,860 entries on the cover page, a total value of $276,257,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,257,462,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 566,081 | $537,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,793,500 | $536,000 | thousands by filing date | principal |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 6,025 | $533,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 38,833 | $533,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 16,642 | $530,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 58,430 | $530,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 16,969 | $528,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 227,674 | $528,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 30,666 | $526,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 22,857 | $525,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 25,505 | $524,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 500,000 | $524,000 | thousands by filing date | principal |
| Check Point Software Technologies Ltd | 162825103 | COM | 83,391 | $523,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 7,280 | $523,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 30,090 | $523,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 18,404 | $522,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 26,333 | $521,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 505,486 | $520,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 5,210 | $519,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 32,712 | $519,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 505,000 | $519,000 | thousands by filing date | principal |
| H2O AMERICA | 784305104 | COM | 17,436 | $518,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 17,317 | $515,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 22,102 | $515,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 59,272 | $515,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 28,223 | $514,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 16,959 | $514,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 131,520 | $512,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 94,043 | $512,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 56,470 | $512,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 32,001 | $511,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 9,322 | $511,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 65,201 | $510,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 20,932 | $510,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 20,907 | $509,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 6,688 | $505,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 83,467 | $505,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 9,777 | $504,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 7,246 | $504,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 21,783 | $503,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 16,418 | $503,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 44,148 | $502,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 29,026 | $502,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,517 | $501,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 15,672 | $501,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 80,871 | $501,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 5,205 | $501,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 23,712 | $498,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 36,918 | $498,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 38,020 | $497,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 413,745 | $496,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 23,271 | $495,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 26,980 | $495,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 16,801 | $494,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 244,260 | $494,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 72,212 | $494,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 32,205 | $493,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 81,138 | $490,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 112,440 | $489,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 68,428 | $489,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 42,138 | $489,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 36,275 | $488,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 23,816 | $487,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 34,512 | $487,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 61,297 | $487,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 74,761 | $486,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 7,971 | $485,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 428,165 | $485,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 36,844 | $484,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 8,756 | $483,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 62,581 | $483,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 71,426 | $481,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 233,221 | $480,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 44,386 | $479,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 146,329 | $476,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 36,097 | $476,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 18,940 | $476,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 16,677 | $475,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 48,486 | $475,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 51,235 | $475,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 224,569 | $474,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 123,946 | $473,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 10,600 | $473,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 12,999 | $473,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 18,528 | $473,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,660 | $473,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 24,472 | $472,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 47,139 | $472,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 41,073 | $471,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12,734 | $468,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 16,315 | $467,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 28,686 | $467,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 60,399 | $464,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 10,082 | $464,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 27,273 | $464,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 34,760 | $463,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 37,835 | $463,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,610 | $461,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 15,795 | $458,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 63,157 | $458,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 44,738 | $458,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 26,268 | $458,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 50,595 | $457,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 130,784 | $456,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 9,545 | $456,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 24,410 | $455,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 24,023 | $455,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 23,911 | $455,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 10,988 | $454,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 27,345 | $453,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 23,342 | $453,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 50,107 | $452,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 94,975 | $452,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 14,135 | $451,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 32,918 | $448,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 15,598 | $448,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,398 | $447,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 29,619 | $447,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 13,826 | $447,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 97,180 | $447,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 17,265 | $447,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 36,517 | $446,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 13,671 | $444,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 43,962 | $443,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 84,059 | $442,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 26,377 | $442,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 26,120 | $441,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 265,000 | $441,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 7,555 | $440,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,603 | $440,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 24,654 | $439,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 156,500 | $438,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 97,218 | $437,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 124,519 | $437,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 42,064 | $437,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 138,433 | $436,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 37,468 | $435,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 11,598 | $435,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 65,440 | $434,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 39,405 | $433,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 38,570 | $432,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 30,893 | $432,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 45,895 | $432,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 21,415 | $432,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 35,210 | $431,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 346,958 | $430,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 31,365 | $429,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 11,638 | $427,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 406,933 | $427,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 296,272 | $426,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 252,780 | $425,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 32,576 | $424,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 15,093 | $424,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 6,756 | $423,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 32,800 | $423,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 26,908 | $421,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 19,915 | $420,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 158,688 | $419,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 14,091 | $419,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,915 | $418,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 24,470 | $418,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 10,162 | $418,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 16,698 | $418,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 17,924 | $417,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 26,734 | $417,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 72,862 | $417,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 19,030 | $417,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 118,586 | $417,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 16,948 | $416,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 24,251 | $416,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 9,802 | $414,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 7,056 | $413,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 64,583 | $413,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 7,642 | $413,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 9,580 | $412,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 22,874 | $411,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 41,284 | $411,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 16,545 | $411,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 44,017 | $409,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 15,853 | $409,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 21,539 | $407,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 45,202 | $407,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 85,083 | $407,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 18,437 | $405,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 88,968 | $405,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 5,606 | $405,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 50,521 | $404,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 19,435 | $403,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 47,835 | $403,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 6,850 | $401,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 128,773 | $400,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 6,827 | $400,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 29,049 | $399,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 9,224 | $399,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 28,466 | $399,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 28,427 | $399,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 51,986 | $398,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 338,972 | $396,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 77,313 | $392,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 23,601 | $392,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 51,050 | $392,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 255,022 | $392,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 123,169 | $391,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 35,298 | $390,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 19,645 | $389,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 218,809 | $389,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 42,258 | $388,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 17,331 | $387,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 57,097 | $386,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 40,277 | $384,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 28,004 | $384,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 117,778 | $384,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 8,894 | $383,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 16,391 | $383,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 211,792 | $383,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 131,642 | $383,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 79,100 | $383,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 9,473 | $381,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 17,154 | $381,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 258,045 | $380,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 15,133 | $380,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 50,495 | $379,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 26,329 | $379,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 105,482 | $379,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 14,328 | $379,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 8,571 | $378,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 37,636 | $378,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 33,421 | $378,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 25,229 | $377,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,106 | $377,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 16,462 | $377,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 18,295 | $376,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 24,885 | $375,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 37,179 | $375,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 8,747 | $374,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 8,723 | $374,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 22,079 | $373,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 428,500 | $372,000 | thousands by filing date | principal |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 18,230 | $372,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 37,905 | $372,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 375,000 | $371,000 | thousands by filing date | principal |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 117,971 | $371,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 25,324 | $369,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 30,381 | $369,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 221,486 | $368,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 6,126 | $367,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 19,707 | $367,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 601,118 | $367,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 80,002 | $365,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 16,401 | $364,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 23,737 | $364,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 15,115 | $363,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 22,681 | $363,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 148,906 | $362,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 23,542 | $362,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 15,411 | $360,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 44,805 | $359,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 7,676 | $358,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 6,026 | $358,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 9,043 | $357,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 21,095 | $357,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 10,754 | $356,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 82,669 | $356,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 11,470 | $356,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 100,936 | $356,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 23,721 | $355,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 119,470 | $355,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 86,144 | $354,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 12,874 | $354,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 9,349 | $353,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 6,850 | $352,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 13,390 | $351,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 40,245 | $351,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 18,177 | $351,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,755 | $350,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 8,537 | $350,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 43,681 | $350,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 7,478 | $348,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 23,953 | $348,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 25,572 | $348,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 46,289 | $346,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 19,402 | $345,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 212,800 | $343,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 219,842 | $342,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 22,519 | $342,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 20,144 | $342,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 86,656 | $341,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 54,379 | $341,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 21,932 | $341,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 36,066 | $340,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 18,007 | $339,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 22,423 | $339,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 11,789 | $338,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 44,610 | $338,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 37,413 | $337,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 28,607 | $337,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 20,256 | $336,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 19,593 | $336,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,968 | $335,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 16,339 | $335,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 25,287 | $335,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 67,433 | $335,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 124,577 | $334,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 76,301 | $334,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 59,997 | $333,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 165,332 | $333,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 30,680 | $333,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 5,199 | $333,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 130,721 | $331,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 11,536 | $331,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 37,820 | $330,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 23,728 | $329,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 33,029 | $329,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 24,123 | $329,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 101,427 | $329,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 26,533 | $328,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 145,634 | $328,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 32,705 | $326,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 17,354 | $326,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 12,869 | $326,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 25,145 | $325,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 90,583 | $325,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 20,083 | $324,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 35,623 | $323,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 14,246 | $322,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 27,862 | $321,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 17,823 | $320,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 128,984 | $320,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 7,152 | $319,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 18,012 | $318,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 46,648 | $318,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 311,856 | $318,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 30,752 | $318,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,996 | $317,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 51,449 | $317,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 8,017 | $317,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 87,534 | $317,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 137,000 | $317,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 9,151 | $317,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 34,853 | $316,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 583,000 | $316,000 | thousands by filing date | principal |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 68,002 | $315,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 15,280 | $315,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,107 | $314,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 235,706 | $314,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 18,281 | $313,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 13,759 | $313,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 29,117 | $313,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 89,219 | $312,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 15,728 | $312,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 32,137 | $311,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 17,552 | $311,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 12,671 | $311,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 28,298 | $310,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 10,157 | $309,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 35,240 | $309,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 35,147 | $309,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 192,970 | $308,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 78,505 | $308,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,787 | $307,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 24,000 | $307,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 15,200 | $306,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 19,072 | $305,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 14,965 | $304,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 24,399 | $304,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 9,828 | $303,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 28,779 | $303,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 9,587 | $302,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 16,592 | $302,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 60,076 | $301,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 21,447 | $301,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 19,438 | $301,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 35,704 | $300,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 36,250 | $300,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,860 | $299,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 42,838 | $299,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 7,673 | $299,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 37,753 | $299,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 14,460 | $298,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 19,489 | $298,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 29,651 | $297,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 36,822 | $296,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 8,447 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 20,811 | $294,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 29,938 | $294,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 14,688 | $292,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 5,502 | $292,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,685 | $290,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 20,623 | $290,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 7,133 | $289,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 47,978 | $289,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 33,468 | $287,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 5,660 | $287,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 17,186 | $286,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 30,038 | $286,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 53,336 | $283,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 26,016 | $282,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 89,039 | $281,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 24,612 | $281,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 11,480 | $280,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 9,943 | $279,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 48,207 | $279,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 15,090 | $279,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 122,000 | $279,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 15,287 | $279,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 15,389 | $279,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 8,789 | $277,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,069 | $276,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 9,224 | $276,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 11,393 | $275,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 28,305 | $275,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 48,928 | $275,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 10,993 | $274,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 18,198 | $274,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 117,294 | $273,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 293,000 | $273,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 26,951 | $272,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 833 | $272,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,011 | $271,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 15,731 | $271,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 20,564 | $271,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 7,322 | $270,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 15,174 | $269,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 7,552 | $268,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 50,880 | $268,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 5,535 | $268,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 9,563 | $267,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 9,327 | $267,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 18,920 | $266,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 23,929 | $266,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 42,896 | $265,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 11,916 | $265,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 16,518 | $265,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 8,967 | $264,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 153,927 | $264,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 22,508 | $263,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 12,675 | $262,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 44,792 | $262,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 11,050 | $261,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 32,002 | $261,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 33,931 | $261,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 16,078 | $259,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 16,525 | $259,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 18,706 | $259,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 257,077 | $259,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 29,632 | $258,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 25,167 | $258,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 14,686 | $258,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 122,754 | $258,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 4,728 | $258,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 16,975 | $258,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 19,376 | $257,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 16,715 | $256,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 16,062 | $256,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 3,440 | $255,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 17,992 | $255,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 4,693 | $255,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 17,385 | $254,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 19,864 | $254,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,314 | $254,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 8,743 | $254,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 10,322 | $254,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 10,629 | $253,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 133,152 | $252,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,636 | $251,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 21,074 | $251,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 26,917 | $251,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 25,196 | $250,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 18,235 | $250,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 68,874 | $250,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 21,030 | $250,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 10,087 | $249,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 307,098 | $249,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 15,426 | $247,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 48,272 | $247,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 10,519 | $247,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,994 | $246,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 15,998 | $246,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 24,762 | $246,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 68,300 | $246,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 13,584 | $246,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 16,797 | $245,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 6,781 | $245,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 23,249 | $245,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 48,070 | $245,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 14,561 | $245,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 21,299 | $244,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 85,635 | $244,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 7,753 | $244,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 20,051 | $243,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 138,663 | $243,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11,364 | $242,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 109,278 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 3,052 | $240,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 14,682 | $240,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 175 | $239,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 98,993 | $239,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 15,633 | $237,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 7,773 | $235,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 8,307 | $235,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000501 | this filing | 2016-02-09 | acceptance time not in the bulk data set |