13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,980 holding rows worth $276,257,462,000.
- Accession
- 0000895421-16-000501
- Filer
- CIK 895421
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 25,860 entries on the cover page, a total value of $276,257,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,257,462,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 5,169 | $84,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 28,500 | $84,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 3,607 | $83,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 600 | $83,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 13,427 | $83,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 5,207 | $83,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 40,953 | $83,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 9,390 | $83,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,211 | $83,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 16,322 | $83,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 4,939 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,175 | $82,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 17,850 | $82,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,166 | $82,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 6,604 | $82,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 12,779 | $81,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 728 | $81,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 61,477 | $81,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 8,571 | $80,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,259 | $80,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 23,200 | $80,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 95,174 | $80,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 3,885 | $80,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,031 | $79,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,755 | $79,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 3,649 | $79,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 4,636 | $79,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 11,482 | $79,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 5,187 | $79,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 5,388 | $78,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 6,661 | $78,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 7,019 | $78,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 7,954 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 2,500 | $78,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 22,741 | $78,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 3,387 | $78,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 3,220 | $77,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,546 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,572 | $77,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 5,168 | $77,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 11,578 | $77,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 47,822 | $77,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 46,806 | $77,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 10,812 | $77,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 19,897 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 3,796 | $77,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 32,000 | $77,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 1,601 | $77,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 2,984 | $77,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,528 | $76,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 7,625 | $76,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,859 | $76,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 27,743 | $76,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 4,644 | $76,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 2,624 | $76,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 2,858 | $76,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,368 | $75,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 2,251 | $75,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 831 | $75,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 162,000 | $75,000 | thousands by filing date | principal |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 3,710 | $74,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 9,604 | $74,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 20,720 | $74,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 71,000 | $73,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 2,834 | $73,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 3,227 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,601 | $72,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 18,552 | $72,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 16,025 | $72,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,656 | $72,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 33,349 | $72,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 37,111 | $72,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 143,840 | $72,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 8,850 | $72,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6,047 | $72,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 40,038 | $72,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,793 | $71,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 6,472 | $71,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 7,932 | $71,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 17,885 | $71,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,593 | $71,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 11,748 | $71,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 2,767 | $71,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 85,000 | $71,000 | thousands by filing date | principal |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2,261 | $70,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,447 | $70,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 24,633 | $70,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 25,184 | $70,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 56,064 | $70,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 50,500 | $70,000 | thousands by filing date | |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 70,725 | $70,000 | thousands by filing date | principal |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 9,814 | $69,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 6,545 | $69,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 2,445 | $69,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 68,000 | $69,000 | thousands by filing date | principal |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 4,806 | $69,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 31,313 | $69,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,056 | $68,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 14,529 | $68,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 75,792 | $68,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 2,152 | $68,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 15,836 | $67,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 14,728 | $67,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 690 | $67,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 20,376 | $67,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,499 | $66,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 3,034 | $66,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 5,594 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 816 | $66,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 6,845 | $65,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 16,118 | $65,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 3,509 | $65,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 5,295 | $65,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 6,221 | $65,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 3,280 | $65,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 6,870 | $64,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,737 | $64,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 2,011 | $64,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,785 | $64,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 3,471 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 2,586 | $63,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,232 | $63,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 21,109 | $63,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 4,446 | $63,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,681 | $63,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 95,277 | $63,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,400 | $63,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 5,835 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,393 | $62,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 5,188 | $62,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 3,101 | $62,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,202 | $61,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 15,986 | $61,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 228,482 | $61,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 11,450 | $61,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 3,135 | $61,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 4,032 | $61,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 6,143 | $60,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,976 | $60,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 44,912 | $60,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 3,985 | $60,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 1,300 | $60,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 6,250 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 10,527 | $59,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 1,397 | $59,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 10,247 | $59,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 4,758 | $59,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 11,916 | $59,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 3,827 | $58,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 3,168 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 880 | $58,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 40,828 | $58,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 85,956 | $58,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 960,423 | $58,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 24,800 | $58,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,800 | $58,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 4,698 | $58,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 63,000 | $58,000 | thousands by filing date | principal |
| RAPID7 INC COM | 753422104 | Stock | 3,763 | $57,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 54,295 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,450 | $57,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 8,166 | $57,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,924 | $57,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 16,969 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 5,913 | $57,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 65,727 | $57,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 5,575 | $56,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 4,000 | $56,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 4,459 | $56,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 44,000 | $56,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L811 | COM | 2,641 | $56,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,971 | $56,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 22,184 | $55,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 7,312 | $55,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 11,837 | $55,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 2,261 | $55,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,198 | $55,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 5,151 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 2,751 | $55,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,431 | $54,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,291 | $54,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,884 | $54,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 10,464 | $54,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 2,001 | $54,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 27,643 | $54,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,744 | $54,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 1,950 | $54,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 35,159 | $54,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,977 | $53,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12,808 | $53,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,446 | $53,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 1,208 | $53,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 3,114 | $53,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 3,732 | $53,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,075 | $53,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 6,452 | $52,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,851 | $52,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,336 | $52,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 9,825 | $52,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 17,119 | $52,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 6,761 | $52,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 4,728 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,509 | $52,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 529 | $52,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 3,009 | $52,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 13,378 | $52,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 3,688 | $51,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,029 | $51,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,770 | $51,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,963 | $51,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 3,480 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 1,200 | $51,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 52,000 | $51,000 | thousands by filing date | principal |
| LCNB CORP | 50181P100 | COM | 3,054 | $50,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 15,480 | $50,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,421 | $50,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 176,083 | $50,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 65,246 | $50,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 10,958 | $50,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 7,290 | $50,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,577 | $49,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 7,222 | $49,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,357 | $49,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 2,516 | $49,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 40,077 | $49,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,330 | $48,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 3,371 | $48,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,635 | $48,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,939 | $48,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 6,036 | $48,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 7,548 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 1,275 | $48,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 96,661 | $48,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 6,351 | $48,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 4,458 | $48,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,317 | $47,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 3,465 | $47,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,961 | $47,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,681 | $47,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,899 | $47,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 28,193 | $47,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 33,923 | $47,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,481 | $47,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 6,070 | $47,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 2,038 | $47,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 28,651 | $47,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 17,691 | $47,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 4,823 | $47,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 4,723 | $47,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 30,895 | $46,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 3,442 | $46,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 12,205 | $46,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 356,464 | $46,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 1,848 | $46,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 2,611 | $46,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,754 | $46,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 3,639 | $46,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 46,000 | $46,000 | thousands by filing date | principal |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 3,258 | $45,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 2,257 | $45,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 5,400 | $45,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 3,446 | $45,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 5,094 | $45,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,085 | $44,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,952 | $44,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 3,003 | $44,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,291 | $44,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,703 | $44,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,242 | $44,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 6,741 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 932 | $43,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 6,250 | $43,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,600 | $43,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 7,152 | $43,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 5,123 | $43,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 7,256 | $43,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 23,069 | $43,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 1,750 | $43,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 9,083 | $43,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 6,501 | $42,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,500 | $42,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 2,715 | $42,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 176,890 | $42,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,286 | $42,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6,322 | $41,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 8,913 | $41,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 20,214 | $41,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 21,238 | $40,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 79,266 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 974 | $40,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 3,608 | $40,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 5,246 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 1,925 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 3,011 | $40,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 155,211 | $40,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,461 | $39,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 633 | $39,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,157 | $39,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,648 | $39,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 58,400 | $39,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 24,385 | $39,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 2,689 | $39,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 6,114 | $39,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 4,125 | $39,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 22,525 | $39,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,945 | $39,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 40,000 | $39,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 42,000 | $39,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 701 | $38,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 113,942 | $38,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,000 | $38,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,291 | $38,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 66,000 | $38,000 | thousands by filing date | principal |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,054 | $38,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 7,900 | $38,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 75,956 | $38,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 7,413 | $38,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 4,516 | $38,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 3,466 | $38,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,904 | $38,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 3,451 | $38,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,674 | $37,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,773 | $37,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 19,691 | $37,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 6,758 | $37,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 5,032 | $37,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 34,000 | $37,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 001228105 | COM | 2,853 | $37,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 21,119 | $37,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 6,218 | $37,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 2,484 | $37,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 39,000 | $37,000 | thousands by filing date | principal |
| STONEGATE MTG CORP | 86181Q300 | COM | 6,703 | $37,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 21,584 | $37,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 3,285 | $36,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,057 | $36,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 7,435 | $36,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 28,000 | $36,000 | thousands by filing date | principal |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 910 | $36,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 36,000 | $36,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,138 | $36,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 3,248 | $36,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 2,538 | $36,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,312 | $35,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,296 | $35,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,780 | $35,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,164 | $35,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 16,200 | $35,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 104,663 | $35,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 3,517 | $35,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 29,327 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,567 | $35,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,239 | $35,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 2,378 | $35,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,602 | $34,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,661 | $34,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,470 | $34,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,012 | $34,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 6,220 | $34,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,819 | $34,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 3,366 | $34,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 27,000 | $34,000 | thousands by filing date | principal |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 20,477 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 760 | $34,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 9,831 | $34,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,936 | $34,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 18,953 | $34,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 6,259 | $34,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,707 | $33,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 7,384 | $33,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 2,516 | $33,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 1,315 | $33,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 13,644 | $33,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 17,178 | $33,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 1,973 | $33,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,686 | $32,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 13,998 | $32,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 5,763 | $32,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,998 | $32,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 5,529 | $32,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 101,448 | $32,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 48,834 | $32,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 7,067 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 942 | $32,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,894 | $32,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 35,000 | $32,000 | thousands by filing date | principal |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 27,432 | $32,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,890 | $31,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 2,129 | $31,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,199 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,890 | $31,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 3,271 | $31,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 10,007 | $31,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 1,995 | $31,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 20,000 | $31,000 | thousands by filing date | principal |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 3,075 | $31,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 4,924 | $31,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 6,200 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 15,000 | $31,000 | thousands by filing date | principal |
| HEAT BIOLOGICS INC | 42237K102 | COM | 12,406 | $31,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 2,678 | $31,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 9,771 | $31,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 1,136 | $30,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,466 | $30,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 2,001 | $30,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 16,320 | $30,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 7,604 | $30,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 27,000 | $30,000 | thousands by filing date | principal |
| ITUS CORP | 45069V203 | COM NEW | 10,015 | $30,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 2,000 | $30,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 4,560 | $30,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 74 | $29,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,751 | $29,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,929 | $29,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,332 | $29,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 28,000 | $29,000 | thousands by filing date | principal |
| MINCO GOLD CORPORATION | 60254D108 | COM | 204,350 | $29,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,135 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 2,663 | $29,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 18,035 | $29,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 9,936 | $29,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 5,426 | $29,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 28,500 | $29,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 4,494 | $28,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 964 | $28,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 2,415 | $28,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,309 | $28,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 24,853 | $28,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,513 | $28,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 5,275 | $28,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,623 | $28,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 6,200 | $28,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 31,000 | $28,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 1,377 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X820 | Cmn | 6,619 | $28,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 136,028 | $27,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,415 | $27,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,448 | $27,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 4,819 | $27,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,004 | $27,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 330 | $27,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,380 | $27,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 22,280 | $27,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 5,509 | $27,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 12,867 | $27,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,055 | $27,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 28,000 | $27,000 | thousands by filing date | principal |
| Abrdn Emerging Markets | 00301W105 | COM | 4,743 | $26,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 725 | $26,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 11,913 | $26,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 3,649 | $26,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 2,200 | $26,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 222 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 3,173 | $26,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,627 | $26,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,347 | $26,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,334 | $25,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,000 | $25,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 12,043 | $25,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 950 | $25,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,940 | $25,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,164 | $25,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 3,055 | $25,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 2,510 | $25,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 2,105 | $25,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,148 | $25,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 24,049 | $25,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 19,982 | $25,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 29,614 | $25,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 663 | $25,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,056 | $25,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,488 | $25,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,061 | $25,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 1,015 | $25,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 921 | $25,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P189 | IPT COPPER ETN | 1,050 | $25,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 6,241 | $25,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,965 | $24,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 3,760 | $24,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 5,162 | $24,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,308 | $24,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 467,000 | $24,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 18,000 | $24,000 | thousands by filing date | principal |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 4,510 | $24,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 14,424 | $24,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 4,167 | $24,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 24,000 | $24,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 38,000 | $24,000 | thousands by filing date | principal |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 996 | $24,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 5,617 | $24,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 9,160 | $23,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,112 | $23,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 4,110 | $23,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,442 | $23,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 4,072 | $23,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 11,322 | $23,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 22,485 | $23,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 6,411 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 1,655 | $23,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 1,500 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000501 | this filing | 2016-02-09 | acceptance time not in the bulk data set |