13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,838 holding rows worth $260,206,652,000.
- Accession
- 0000895421-14-000486
- Filer
- CIK 895421
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 25,165 entries on the cover page, a total value of $260,206,652,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,206,652,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 51,291 | $1,042,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 4,216 | $1,042,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 68,471 | $1,042,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 111,547 | $1,039,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 35,682 | $1,035,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 76,259 | $1,033,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 56,172 | $1,033,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 221,120 | $1,026,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 60,144 | $1,024,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 36,911 | $1,022,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 60,600 | $1,022,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 36,273 | $1,020,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 20,791 | $1,020,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 62,625 | $1,019,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 86,004 | $1,018,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 107,203 | $1,018,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,721 | $1,017,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 16,799 | $1,017,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 71,915 | $1,017,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 48,309 | $1,014,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 171,547 | $1,013,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 200,980 | $1,011,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 66,579 | $1,009,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 57,652 | $1,008,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 20,768 | $1,007,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 44,002 | $1,007,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 26,763 | $1,006,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 37,843 | $1,003,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 205,845 | $1,003,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 10,768 | $1,002,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 70,468 | $1,002,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 66,028 | $1,002,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 156,125 | $1,001,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 79,961 | $999,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 20,811 | $994,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 66,184 | $992,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 13,628 | $992,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 69,077 | $991,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 27,519 | $991,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 7,182 | $990,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 71,103 | $987,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 38,275 | $987,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 78,475 | $985,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 81,274 | $981,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 72,920 | $980,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 84,326 | $977,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 36,773 | $976,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 51,837 | $976,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 85,860 | $974,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 72,184 | $974,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 58,079 | $973,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 78,201 | $973,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 22,477 | $973,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 84,250 | $973,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 61,393 | $972,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 29,690 | $972,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 16,335 | $972,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 59,033 | $972,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 36,304 | $972,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 99,262 | $972,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 66,828 | $970,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 49,583 | $968,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 218,727 | $962,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 65,847 | $961,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 47,747 | $961,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 47,566 | $960,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 64,938 | $959,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 54,772 | $959,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 29,696 | $958,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 97,207 | $958,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 87,566 | $958,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 24,133 | $956,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 100,149 | $956,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 40,277 | $956,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 20,800 | $954,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 80,174 | $952,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 43,265 | $952,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 74,473 | $950,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 40,881 | $950,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 27,663 | $948,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 66,060 | $948,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 31,611 | $947,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 411,286 | $944,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 16,237 | $943,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 163,986 | $943,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 89,515 | $941,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 18,549 | $941,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 23,291 | $939,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 476,224 | $938,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 27,710 | $935,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 148,157 | $934,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 149,413 | $934,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 248,656 | $933,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 401,842 | $932,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 452,056 | $932,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 48,632 | $929,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,045 | $929,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 215,425 | $926,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 71,392 | $926,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 114,262 | $926,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 100,074 | $924,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 76,886 | $924,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 262,150 | $923,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 104,133 | $923,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 40,184 | $923,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 35,060 | $922,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 61,201 | $921,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 98,861 | $920,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 305,601 | $919,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 67,147 | $916,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 84,753 | $915,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 65,934 | $915,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 78,327 | $913,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 52,846 | $912,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 46,934 | $910,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 28,950 | $909,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 101,873 | $908,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 189,981 | $902,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 12,561 | $902,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 38,012 | $901,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 65,442 | $901,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 51,666 | $900,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 105,018 | $899,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 63,402 | $898,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 14,002 | $896,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 18,036 | $895,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 160,659 | $895,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 29,596 | $893,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 35,124 | $893,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 101,342 | $893,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 21,887 | $890,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 44,473 | $890,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 122,987 | $890,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 89,542 | $887,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 82,700 | $886,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 112,441 | $886,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 41,173 | $886,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 71,193 | $886,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 91,090 | $885,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 39,475 | $885,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 10,600 | $885,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 109,990 | $883,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 401,434 | $883,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 35,711 | $882,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 56,797 | $882,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 130,406 | $881,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 22,733 | $880,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 49,451 | $880,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 22,069 | $879,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 43,494 | $878,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 61,591 | $878,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 32,324 | $878,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 34,777 | $875,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 56,555 | $875,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 32,285 | $874,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 77,520 | $873,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 190,211 | $872,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 244,473 | $872,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 73,039 | $870,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 34,971 | $868,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 40,986 | $867,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 78,065 | $866,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 34,102 | $866,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 107,321 | $865,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 20,418 | $864,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 52,099 | $863,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 17,172 | $863,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 24,729 | $863,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 15,228 | $862,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 64,275 | $862,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 19,638 | $861,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 18,048 | $860,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 238,958 | $860,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 37,039 | $859,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 54,648 | $858,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 22,276 | $857,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 68,206 | $857,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 40,816 | $856,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 140,572 | $855,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 177,301 | $853,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 29,625 | $852,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 6,736 | $850,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 49,870 | $850,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,771 | $849,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 129,654 | $849,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 55,475 | $849,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 25,470 | $849,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 111,932 | $849,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 83,894 | $846,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 46,250 | $845,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 115,933 | $844,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 27,379 | $843,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 65,995 | $843,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 11,790 | $842,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 49,816 | $840,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 42,662 | $839,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 40,284 | $839,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 11,734 | $837,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 17,037 | $836,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 387,035 | $835,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 31,502 | $834,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 76,329 | $833,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 151,227 | $832,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 72,055 | $832,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 56,866 | $831,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 57,962 | $831,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 12,269 | $831,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 57,662 | $831,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 22,186 | $830,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 92,999 | $824,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 42,116 | $822,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 43,735 | $822,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 23,417 | $821,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 40,636 | $820,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 18,558 | $818,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 105,631 | $818,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 26,990 | $818,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 64,279 | $817,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 31,805 | $817,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 114,635 | $816,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 233,782 | $816,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 35,734 | $814,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 13,026 | $814,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 369,626 | $814,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 29,295 | $814,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 72,000 | $814,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 27,191 | $813,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 65,405 | $810,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 14,269 | $809,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 268,539 | $809,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 22,585 | $807,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 46,449 | $806,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 69,160 | $806,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 68,244 | $806,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 326,496 | $806,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 84,183 | $805,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 54,762 | $804,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 39,434 | $803,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 24,878 | $803,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 58,422 | $800,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 19,924 | $799,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 60,127 | $798,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 18,887 | $796,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 30,830 | $793,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 12,190 | $792,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 40,852 | $792,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 27,981 | $791,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 69,609 | $791,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 22,422 | $789,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 50,173 | $787,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 40,268 | $787,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 23,507 | $786,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 38,710 | $785,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 63,451 | $785,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 15,279 | $783,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 68,079 | $782,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 54,649 | $781,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 672,742 | $780,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 74,399 | $778,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 98,720 | $777,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 84,800 | $775,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 43,816 | $774,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 661,089 | $773,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 192,415 | $771,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 157,667 | $771,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 52,989 | $769,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 15,141 | $768,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 30,312 | $768,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 16,335 | $767,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 118,322 | $766,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 123,443 | $760,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 49,046 | $760,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 40,574 | $759,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 11,320 | $759,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 34,606 | $759,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 26,794 | $759,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 105,377 | $758,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 98,586 | $758,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 28,962 | $757,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 13,964 | $756,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 22,202 | $755,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 213,951 | $755,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 251,825 | $755,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 195,916 | $755,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 49,752 | $754,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 72,871 | $754,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 24,351 | $754,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 118,953 | $754,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 55,163 | $749,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 107,403 | $748,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 71,691 | $746,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 66,696 | $746,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 110,723 | $746,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 500,000 | $746,000 | thousands by filing date | principal |
| AV HOMES INC | 00234P102 | COM | 50,741 | $743,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,417 | $742,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 30,558 | $742,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 6,020 | $741,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 22,438 | $741,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 34,830 | $738,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 90,938 | $737,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 37,282 | $737,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 49,691 | $736,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 7,075 | $736,000 | thousands by filing date | |
| ISHARES MSCI EM ENRGY | 464286376 | CMN | 20,783 | $736,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 39,122 | $735,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 133,621 | $735,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 119,500 | $735,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 62,634 | $735,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 8,069 | $733,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 45,796 | $733,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 235,114 | $731,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 47,914 | $730,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 13,154 | $729,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 550,000 | $728,000 | thousands by filing date | principal |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 29,986 | $727,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 48,565 | $727,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 56,109 | $726,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 53,229 | $725,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 44,847 | $722,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 38,620 | $722,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 82,939 | $722,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 14,343 | $721,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 125,819 | $716,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 11,777 | $715,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 41,880 | $715,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 36,020 | $711,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 50,469 | $711,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 35,984 | $711,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 33,957 | $710,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 97,516 | $710,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 75,383 | $708,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 41,540 | $706,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 28,905 | $705,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 54,165 | $704,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 329,784 | $702,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 27,102 | $701,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 43,930 | $700,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 65,343 | $697,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,303 | $696,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 31,949 | $695,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 21,331 | $692,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 63,838 | $692,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 10,186 | $691,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 75,320 | $690,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 55,791 | $690,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 70,720 | $689,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 33,907 | $689,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 52,486 | $688,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 51,667 | $687,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 30,523 | $685,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 20,493 | $683,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 53,307 | $682,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 35,092 | $682,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 25,862 | $679,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 105,233 | $679,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 72,901 | $679,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 4,362 | $678,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 23,547 | $678,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 57,588 | $677,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 51,560 | $677,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 21,606 | $675,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 46,225 | $675,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 33,211 | $674,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 50,117 | $673,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 164,440 | $672,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 40,285 | $671,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 16,236 | $670,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 18,083 | $670,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 41,311 | $670,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 39,060 | $669,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 70,535 | $668,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 10,331 | $667,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 218,773 | $667,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 138,967 | $667,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 13,101 | $667,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 53,297 | $667,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 34,960 | $666,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 47,710 | $663,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 24,542 | $661,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 55,144 | $660,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 38,543 | $659,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 20,304 | $659,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 60,527 | $656,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 35,922 | $656,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 70,814 | $653,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 28,893 | $653,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 13,363 | $651,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 44,586 | $651,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 106,953 | $651,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 7,786 | $651,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 52,669 | $650,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 540,000 | $649,000 | thousands by filing date | principal |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 360,243 | $648,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 29,948 | $644,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 57,990 | $643,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 21,304 | $641,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 21,145 | $640,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 54,252 | $640,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 101,100 | $639,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 53,318 | $639,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 11,434 | $638,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 10,998 | $636,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 32,625 | $636,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 22,297 | $636,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 45,533 | $635,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 46,540 | $634,000 | thousands by filing date | |
| FIRST TRUST VALUE LINE EQUITY | 336919105 | COM | 24,413 | $634,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 625,000 | $633,000 | thousands by filing date | principal |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 117,991 | $631,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 27,982 | $629,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 188,865 | $627,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 36,887 | $627,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 52,196 | $626,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 49,100 | $625,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 15,269 | $624,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 40,574 | $624,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 39,023 | $623,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 627,000 | $623,000 | thousands by filing date | principal |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 12,626 | $621,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 44,327 | $620,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 54,889 | $620,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 65,731 | $619,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 47,085 | $619,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 28,220 | $619,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 158,808 | $619,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 48,779 | $619,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 12,482 | $618,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 6,428 | $617,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 19,328 | $615,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 31,572 | $614,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 17,729 | $614,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 48,198 | $613,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 104,499 | $613,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 48,859 | $612,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 12,096 | $610,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 16,690 | $609,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 88,453 | $609,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 357,007 | $606,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 94,347 | $605,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 68,359 | $605,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 41,982 | $604,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 579,000 | $604,000 | thousands by filing date | principal |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 21,326 | $603,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 40,414 | $602,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 99,753 | $602,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 18,006 | $601,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 16,207 | $601,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 14,995 | $600,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 49,233 | $599,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 17,350 | $599,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 14,251 | $599,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 248,900 | $598,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 32,303 | $597,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 46,987 | $596,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 19,610 | $595,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 90,059 | $594,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 21,802 | $592,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 6,038 | $591,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,707 | $589,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 39,064 | $589,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 20,058 | $588,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 24,646 | $586,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 10,835 | $584,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 7,367 | $583,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 9,488 | $582,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 192,072 | $581,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 40,869 | $581,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 135,583 | $581,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 25,198 | $580,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 268,872 | $580,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 63,758 | $579,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 508,119 | $579,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 27,135 | $578,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 17,214 | $578,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 36,800 | $577,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 18,571 | $577,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 37,838 | $576,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 30,936 | $576,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 22,896 | $575,000 | thousands by filing date | |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 683,947 | $574,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 113,236 | $572,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 101,609 | $570,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 181,330 | $570,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 124,062 | $568,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 4,574 | $567,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 23,182 | $567,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 16,075 | $565,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 25,623 | $565,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 27,778 | $564,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 176,949 | $564,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 51,458 | $563,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 12,805 | $562,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 207,086 | $560,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 15,649 | $560,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 22,227 | $560,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 128,065 | $559,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 367,217 | $558,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 41,494 | $557,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 16,955 | $556,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000486 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-14-000526 | base | 2014-12-16 | acceptance time not in the bulk data set |