13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,838 holding rows worth $260,206,652,000.
- Accession
- 0000895421-14-000486
- Filer
- CIK 895421
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 25,165 entries on the cover page, a total value of $260,206,652,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,206,652,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,845,891 | $1,864,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 166,855 | $1,862,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 63,785 | $1,861,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 148,015 | $1,861,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 200,734 | $1,857,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 27,456 | $1,853,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 50,238 | $1,850,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 136,353 | $1,849,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 76,256 | $1,849,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 41,791 | $1,846,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 38,601 | $1,845,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,371,000 | $1,843,000 | thousands by filing date | principal |
| STIFEL FINL CORP | 860630102 | COM | 39,276 | $1,841,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 40,180 | $1,840,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 47,460 | $1,840,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 118,517 | $1,839,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 41,401 | $1,838,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 352,240 | $1,836,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 126,023 | $1,836,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 62,327 | $1,834,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 18,310 | $1,833,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 171,981 | $1,830,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 440,771 | $1,829,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 196,549 | $1,828,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 48,580 | $1,827,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 119,392 | $1,827,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 31,184 | $1,824,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 46,880 | $1,822,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 69,684 | $1,821,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 66,436 | $1,819,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 117,471 | $1,818,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 71,507 | $1,817,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 75,098 | $1,814,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 254,797 | $1,812,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 91,481 | $1,810,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 43,626 | $1,806,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 200,646 | $1,804,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 138,204 | $1,801,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 79,538 | $1,799,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 73,551 | $1,799,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 138,036 | $1,796,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 107,013 | $1,791,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 213,319 | $1,790,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 115,934 | $1,790,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 30,641 | $1,785,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 29,873 | $1,784,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 131,001 | $1,779,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 87,719 | $1,779,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 84,383 | $1,779,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 17,304 | $1,770,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 66,175 | $1,769,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 33,739 | $1,767,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 83,731 | $1,767,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 389,982 | $1,763,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 34,298 | $1,761,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 126,598 | $1,761,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 52,176 | $1,754,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 15,593 | $1,752,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 51,182 | $1,748,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 86,917 | $1,748,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 59,079 | $1,744,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 134,693 | $1,739,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 233,607 | $1,735,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 47,781 | $1,732,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 74,827 | $1,721,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 24,938 | $1,720,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 66,241 | $1,720,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 22,332 | $1,720,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 56,500 | $1,715,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 68,312 | $1,712,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 285,416 | $1,710,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 16,338 | $1,708,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 57,862 | $1,707,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 80,365 | $1,706,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 130,353 | $1,703,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 166,151 | $1,701,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 100,399 | $1,699,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 48,537 | $1,696,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 242,887 | $1,691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 29,240 | $1,687,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 121,018 | $1,685,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 106,143 | $1,677,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 207,882 | $1,674,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 35,754 | $1,672,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 189,743 | $1,669,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 39,520 | $1,669,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 105,491 | $1,667,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 83,542 | $1,663,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 85,378 | $1,661,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 16,376 | $1,657,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 6,940 | $1,655,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 46,831 | $1,654,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 100,959 | $1,654,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,669,515 | $1,653,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 36,267 | $1,653,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 110,098 | $1,651,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 60,175 | $1,647,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 69,874 | $1,645,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $1,645,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 226,112 | $1,642,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 331,550 | $1,638,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 161,745 | $1,637,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 119,032 | $1,636,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 537,128 | $1,633,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 66,429 | $1,632,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 96,112 | $1,630,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 89,509 | $1,625,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 96,858 | $1,625,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 200,517 | $1,624,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 207,923 | $1,622,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 160,523 | $1,620,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 146,305 | $1,612,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 64,082 | $1,612,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 94,100 | $1,611,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 187,439 | $1,610,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 95,923 | $1,607,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 210,097 | $1,607,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 32,619 | $1,604,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 87,263 | $1,602,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 32,000 | $1,602,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 105,575 | $1,597,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 18,731 | $1,596,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 54,781 | $1,596,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 37,761 | $1,594,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 100,850 | $1,588,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 58,503 | $1,586,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 60,598 | $1,585,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 42,244 | $1,584,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 288,478 | $1,584,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 198,865 | $1,583,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 23,010 | $1,582,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 93,315 | $1,576,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 108,538 | $1,574,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 25,151 | $1,573,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 126,942 | $1,572,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 31,431 | $1,566,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 32,998 | $1,565,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 37,440 | $1,565,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 55,666 | $1,564,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 42,067 | $1,563,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 141,925 | $1,563,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 239,493 | $1,561,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 14,964 | $1,559,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 1,081,463 | $1,557,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 58,499 | $1,556,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 192,007 | $1,556,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 82,246 | $1,555,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 200,501 | $1,552,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 63,570 | $1,551,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 57,387 | $1,550,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 88,025 | $1,550,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 60,745 | $1,549,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 64,471 | $1,548,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 44,331 | $1,544,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 39,257 | $1,543,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 117,580 | $1,543,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 33,923 | $1,542,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 44,079 | $1,541,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8,882 | $1,541,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 33,458 | $1,541,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 56,234 | $1,540,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 67,076 | $1,536,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 103,537 | $1,535,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 87,461 | $1,533,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 21,660 | $1,532,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 85,320 | $1,529,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 165,295 | $1,528,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 21,281 | $1,527,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 42,511 | $1,527,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 25,153 | $1,526,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 36,548 | $1,526,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 118,717 | $1,526,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 85,792 | $1,522,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 226,850 | $1,520,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 51,214 | $1,520,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 65,414 | $1,518,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 28,528 | $1,516,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 87,151 | $1,516,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 75,058 | $1,513,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 78,203 | $1,509,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 127,642 | $1,509,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 64,496 | $1,504,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 145,012 | $1,503,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 107,222 | $1,502,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 120,086 | $1,501,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 96,259 | $1,499,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 876,770 | $1,499,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 29,791 | $1,498,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 11,923 | $1,498,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 106,217 | $1,494,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 265,666 | $1,493,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 103,269 | $1,492,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 33,906 | $1,491,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 47,341 | $1,481,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 80,620 | $1,480,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 119,748 | $1,480,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 395,617 | $1,480,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 51,702 | $1,480,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 73,168 | $1,474,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 101,402 | $1,472,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 4,328 | $1,471,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 46,426 | $1,471,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 266,974 | $1,468,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 151,609 | $1,467,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 117,518 | $1,466,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 42,916 | $1,466,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 304,650 | $1,466,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 26,979 | $1,464,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 29,982 | $1,464,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 174,810 | $1,463,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 42,903 | $1,461,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 33,905 | $1,457,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 80,262 | $1,457,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,427,000 | $1,457,000 | thousands by filing date | principal |
| ENTEGRIS INC COM | 29362U104 | Stock | 126,204 | $1,452,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 46,931 | $1,451,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 142,962 | $1,448,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 49,786 | $1,446,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 297,707 | $1,445,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 38,340 | $1,444,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 199,808 | $1,443,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 68,053 | $1,443,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 80,413 | $1,442,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 61,067 | $1,435,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 103,870 | $1,430,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 16,217 | $1,428,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 161,351 | $1,428,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 12,684 | $1,428,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 511,604 | $1,428,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 106,796 | $1,426,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 65,965 | $1,426,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 45,916 | $1,422,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 126,631 | $1,421,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 101,869 | $1,419,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 59,079 | $1,416,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 110,596 | $1,415,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 473,768 | $1,415,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 39,893 | $1,412,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 75,184 | $1,412,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 157,885 | $1,411,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 20,460 | $1,411,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 224,146 | $1,411,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 91,291 | $1,410,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 73,066 | $1,406,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 91,023 | $1,403,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 251,012 | $1,400,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 10,256 | $1,398,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 387,454 | $1,396,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 270,926 | $1,395,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 379,914 | $1,394,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 54,829 | $1,386,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 54,613 | $1,383,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 144,367 | $1,383,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 161,335 | $1,381,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 366,296 | $1,381,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 49,305 | $1,380,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 97,737 | $1,379,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 57,617 | $1,378,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 61,348 | $1,377,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 41,800 | $1,376,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 157,747 | $1,375,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 72,554 | $1,375,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 72,475 | $1,372,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 24,077 | $1,370,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 60,223 | $1,368,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 84,191 | $1,367,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 24,345 | $1,365,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 997,000 | $1,362,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 45,224 | $1,361,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 88,336 | $1,360,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 129,798 | $1,358,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 66,048 | $1,357,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 59,477 | $1,356,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 45,384 | $1,355,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 52,847 | $1,355,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 80,610 | $1,354,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 105,897 | $1,353,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 90,951 | $1,352,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 13,891 | $1,350,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 411,899 | $1,350,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 111,492 | $1,349,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 74,811 | $1,347,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 37,189 | $1,343,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 201,920 | $1,343,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 32,254 | $1,339,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 40,858 | $1,337,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 96,219 | $1,335,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 21,356 | $1,332,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 104,088 | $1,331,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 55,369 | $1,329,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 87,170 | $1,327,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 426,339 | $1,326,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 60,581 | $1,321,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 175,947 | $1,319,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 21,116 | $1,317,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 82,432 | $1,315,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 101,312 | $1,314,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 46,048 | $1,313,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 104,005 | $1,313,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 68,149 | $1,312,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 330,502 | $1,310,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 19,181 | $1,310,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 145,700 | $1,304,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 188,369 | $1,303,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 58,216 | $1,303,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 167,453 | $1,302,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 91,839 | $1,302,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 64,197 | $1,299,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 24,976 | $1,299,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 86,856 | $1,297,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 144,129 | $1,297,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 31,120 | $1,297,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 176,418 | $1,294,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 8,948 | $1,291,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 86,784 | $1,290,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 159,406 | $1,289,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 28,798 | $1,288,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 94,210 | $1,285,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 121,027 | $1,285,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 19,877 | $1,283,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 77,548 | $1,282,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 380,185 | $1,281,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 74,076 | $1,281,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 92,591 | $1,276,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 190,039 | $1,276,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 25,757 | $1,275,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 107,197 | $1,274,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 1,821,210 | $1,274,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 181,037 | $1,273,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 13,190 | $1,273,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 1,326,000 | $1,273,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 41,950 | $1,271,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 52,644 | $1,270,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 31,106 | $1,269,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 56,365 | $1,269,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 135,395 | $1,269,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 88,397 | $1,269,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 66,220 | $1,269,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 55,168 | $1,264,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 108,533 | $1,263,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 78,363 | $1,262,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,054 | $1,262,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 176,740 | $1,260,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 38,871 | $1,260,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 30,198 | $1,259,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 35,016 | $1,259,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 85,296 | $1,259,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 99,725 | $1,257,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 117,399 | $1,256,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 69,001 | $1,255,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 150,014 | $1,254,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 60,956 | $1,253,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 272,655 | $1,252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 26,467 | $1,249,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 27,149 | $1,246,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 62,713 | $1,244,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 91,940 | $1,244,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 60,735 | $1,244,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 74,824 | $1,242,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 186,634 | $1,241,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 280,945 | $1,241,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 79,753 | $1,239,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 56,028 | $1,238,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 86,464 | $1,235,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 338,638 | $1,233,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 49,501 | $1,233,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 77,092 | $1,232,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 62,659 | $1,231,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 36,033 | $1,228,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 79,734 | $1,228,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 44,000 | $1,227,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 146,610 | $1,227,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 187,623 | $1,227,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 43,711 | $1,225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 14,901 | $1,224,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 59,605 | $1,224,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 26,602 | $1,223,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 252,715 | $1,223,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 38,967 | $1,220,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 83,288 | $1,220,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 34,812 | $1,220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 17,384 | $1,218,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 33,763 | $1,212,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 25,907 | $1,209,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 295,559 | $1,209,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 9,397 | $1,207,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 29,214 | $1,205,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 187,766 | $1,205,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 351,857 | $1,204,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 51,299 | $1,203,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 54,611 | $1,201,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 102,675 | $1,201,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 43,427 | $1,199,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 123,408 | $1,198,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 43,825 | $1,193,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 19,566 | $1,190,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 40,696 | $1,187,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 100,858 | $1,187,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 30,030 | $1,187,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 63,145 | $1,186,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 235,386 | $1,184,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 32,293 | $1,184,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 33,997 | $1,183,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 69,934 | $1,182,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 75,790 | $1,182,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 144,967 | $1,181,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 87,976 | $1,179,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 49,007 | $1,175,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 56,078 | $1,172,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 47,889 | $1,172,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 24,184 | $1,170,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 86,909 | $1,169,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 64,080 | $1,167,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 42,173 | $1,166,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 259,020 | $1,165,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 180,699 | $1,163,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 188,961 | $1,162,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 63,203 | $1,158,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 47,913 | $1,158,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 38,115 | $1,156,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 71,547 | $1,156,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 119,021 | $1,155,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 60,220 | $1,155,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 20,272 | $1,154,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 32,984 | $1,154,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 138,673 | $1,152,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 121,025 | $1,150,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 83,642 | $1,150,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 15,703 | $1,149,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 130,298 | $1,148,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 195,608 | $1,140,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 86,371 | $1,139,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 167,078 | $1,135,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 73,178 | $1,134,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 39,827 | $1,134,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 110,697 | $1,134,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 56,312 | $1,129,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 16,961 | $1,128,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 76,283 | $1,125,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 49,913 | $1,123,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 20,204 | $1,123,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 45,215 | $1,122,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 56,006 | $1,122,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 36,137 | $1,121,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 68,962 | $1,120,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 74,388 | $1,118,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 44,040 | $1,114,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 52,712 | $1,113,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 31,839 | $1,112,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 62,501 | $1,112,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 25,299 | $1,111,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 90,286 | $1,109,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,002 | $1,109,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 41,170 | $1,109,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 39,911 | $1,108,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 80,780 | $1,107,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 45,653 | $1,107,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 50,373 | $1,106,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 101,155 | $1,100,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 262,498 | $1,099,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 48,762 | $1,098,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 125,124 | $1,098,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 49,286 | $1,097,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 41,901 | $1,096,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 84,936 | $1,094,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 63,748 | $1,090,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 161,234 | $1,087,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 25,970 | $1,086,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 45,259 | $1,083,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 116,189 | $1,083,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 42,309 | $1,081,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 45,934 | $1,075,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 45,573 | $1,073,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 119,682 | $1,073,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 20,870 | $1,072,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 27,259 | $1,072,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 47,359 | $1,072,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 39,134 | $1,070,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 37,287 | $1,062,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 13,984 | $1,060,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 109,615 | $1,058,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 57,040 | $1,057,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 59,778 | $1,057,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 60,979 | $1,056,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 61,828 | $1,056,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 55,377 | $1,055,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 36,380 | $1,053,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 51,975 | $1,052,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 76,270 | $1,052,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 122,362 | $1,051,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 140,357 | $1,051,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 50,568 | $1,051,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 163,097 | $1,050,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 51,144 | $1,049,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 78,134 | $1,049,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 101,618 | $1,048,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 114,420 | $1,046,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 66,954 | $1,045,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 116,583 | $1,044,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 31,575 | $1,042,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000486 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-14-000526 | base | 2014-12-16 | acceptance time not in the bulk data set |