13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,838 holding rows worth $260,206,652,000.
- Accession
- 0000895421-14-000486
- Filer
- CIK 895421
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 25,165 entries on the cover page, a total value of $260,206,652,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,206,652,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 528,903 | $3,369,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,272,737 | $3,359,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 86,308 | $3,358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 105,139 | $3,357,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 74,521 | $3,356,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 191,518 | $3,352,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 794,015 | $3,343,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 143,080 | $3,338,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 343,382 | $3,334,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 112,135 | $3,333,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 118,594 | $3,333,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 68,509 | $3,327,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 285,483 | $3,326,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 286,475 | $3,324,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 133,433 | $3,315,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 24,539 | $3,312,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 646,785 | $3,311,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 44,284 | $3,310,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 154,255 | $3,303,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 141,738 | $3,300,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 17,124 | $3,295,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 268,617 | $3,288,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 58,245 | $3,277,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 107,127 | $3,277,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 74,765 | $3,276,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 359,748 | $3,274,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 3,394,000 | $3,271,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 80,326 | $3,270,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 330,384 | $3,270,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 235,613 | $3,261,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 56,531 | $3,261,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 384,260 | $3,259,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 184,493 | $3,246,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,311,297 | $3,239,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 128,397 | $3,233,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 123,304 | $3,232,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 626,799 | $3,222,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 242,917 | $3,221,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 111,478 | $3,217,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 77,676 | $3,216,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 231,619 | $3,211,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 221,199 | $3,199,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 276,724 | $3,196,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 220,585 | $3,192,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 188,151 | $3,191,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 122,492 | $3,184,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 233,496 | $3,181,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 35,035 | $3,172,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 358,360 | $3,165,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 41,533 | $3,160,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 129,344 | $3,157,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 95,394 | $3,154,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 157,530 | $3,154,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 113,345 | $3,152,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 104,433 | $3,149,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 171,708 | $3,148,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 154,407 | $3,144,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 50,614 | $3,143,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 616,966 | $3,141,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 186,948 | $3,137,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 346,444 | $3,136,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 69,452 | $3,136,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 228,851 | $3,128,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 228,001 | $3,126,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 121,226 | $3,125,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 59,708 | $3,124,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 62,415 | $3,124,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 131,313 | $3,119,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 110,108 | $3,118,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 122,480 | $3,115,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 277,433 | $3,113,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 94,639 | $3,110,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 175,384 | $3,110,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 48,990 | $3,108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 93,126 | $3,107,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 36,219 | $3,102,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 254,045 | $3,102,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 263,901 | $3,101,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 250,653 | $3,100,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 4,907 | $3,093,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 223,259 | $3,092,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 65,765 | $3,090,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 330,560 | $3,090,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 330,340 | $3,089,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 282,951 | $3,085,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 190,514 | $3,085,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 24,458 | $3,084,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 34,732 | $3,084,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 23,830 | $3,075,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 65,799 | $3,073,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 164,281 | $3,073,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 194,925 | $3,072,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 72,519 | $3,068,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 105,210 | $3,067,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 113,020 | $3,059,000 | thousands by filing date | |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 1,743,000 | $3,057,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 305,834 | $3,046,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,740,000 | $3,045,000 | thousands by filing date | principal |
| COURIER CORP | 222660102 | COMMON STOCK | 246,861 | $3,041,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 66,070 | $3,035,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 66,556 | $3,032,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 382,314 | $3,032,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 120,969 | $3,031,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 206,595 | $3,030,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 193,556 | $3,027,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 226,935 | $3,027,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 66,148 | $3,020,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 349,938 | $3,020,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 365,920 | $3,015,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 36,347 | $3,011,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 63,311 | $3,010,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 88,276 | $3,008,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 205,551 | $3,007,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 118,142 | $3,002,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 151,762 | $2,999,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 96,388 | $2,997,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 140,535 | $2,997,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 428,246 | $2,997,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 69,987 | $2,996,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 114,920 | $2,995,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 71,382 | $2,991,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 152,806 | $2,990,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 67,077 | $2,989,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 118,967 | $2,981,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 50,606 | $2,980,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 178,135 | $2,978,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 436,067 | $2,974,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 25,249 | $2,971,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 205,918 | $2,971,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 142,117 | $2,963,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 33,488 | $2,961,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 76,760 | $2,960,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 393,860 | $2,954,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 98,302 | $2,953,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 65,920 | $2,945,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 149,888 | $2,938,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 115,930 | $2,934,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 131,994 | $2,929,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 205,753 | $2,929,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 185,582 | $2,923,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 317,713 | $2,910,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 156,216 | $2,909,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 258,709 | $2,903,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 62,048 | $2,902,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 83,888 | $2,891,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 142,411 | $2,881,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 231,300 | $2,875,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 221,876 | $2,872,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 153,342 | $2,868,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 146,094 | $2,863,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 107,348 | $2,856,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 17,918 | $2,855,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 111,190 | $2,845,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 211,868 | $2,843,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 93,048 | $2,840,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 51,768 | $2,835,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 175,890 | $2,835,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 94,216 | $2,833,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 190,427 | $2,833,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 62,279 | $2,825,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 128,530 | $2,824,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 214,690 | $2,823,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 288,216 | $2,819,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 62,599 | $2,817,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 112,692 | $2,814,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 34,915 | $2,811,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 84,143 | $2,811,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 58,659 | $2,809,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 81,246 | $2,802,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 335,147 | $2,801,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 94,679 | $2,799,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 216,717 | $2,793,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 146,297 | $2,787,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 119,273 | $2,783,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 61,993 | $2,780,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 70,295 | $2,775,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 49,374 | $2,768,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 62,433 | $2,757,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 244,126 | $2,757,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 87,581 | $2,745,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 305,362 | $2,739,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 195,462 | $2,725,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 43,120 | $2,724,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 64,454 | $2,723,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 169,462 | $2,721,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 95,379 | $2,719,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 24,614 | $2,715,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 109,421 | $2,710,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 44,439 | $2,709,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 108,535 | $2,702,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 51,587 | $2,694,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 81,660 | $2,692,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 59,632 | $2,692,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 108,937 | $2,691,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 440,614 | $2,688,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 205,563 | $2,681,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 104,182 | $2,677,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 43,579 | $2,674,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 152,607 | $2,673,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 193,274 | $2,667,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 111,396 | $2,664,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 331,683 | $2,664,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 39,534 | $2,662,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 76,486 | $2,661,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 103,253 | $2,661,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 102,840 | $2,660,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 58,890 | $2,656,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 817,170 | $2,656,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 109,943 | $2,654,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 309,831 | $2,640,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 118,086 | $2,638,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 150,530 | $2,636,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 57,848 | $2,632,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 222,282 | $2,627,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 50,692 | $2,625,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 158,244 | $2,621,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 269,826 | $2,614,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 145,148 | $2,609,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 113,916 | $2,607,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 310,945 | $2,606,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 80,854 | $2,605,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 116,451 | $2,604,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 492,388 | $2,599,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 94,457 | $2,596,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 163,132 | $2,591,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 125,620 | $2,589,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 237,116 | $2,577,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 88,999 | $2,575,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 68,676 | $2,571,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 143,124 | $2,571,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 354,967 | $2,566,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 176,556 | $2,560,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 203,969 | $2,556,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 425,206 | $2,551,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 105,485 | $2,547,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 88,767 | $2,547,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 369,370 | $2,545,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 72,252 | $2,545,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 376,315 | $2,539,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 261,339 | $2,537,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 49,818 | $2,536,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 113,711 | $2,531,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 699,023 | $2,524,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 104,934 | $2,521,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 191,446 | $2,513,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 189,556 | $2,508,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 183,266 | $2,505,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 187,440 | $2,504,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 59,814 | $2,502,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 75,322 | $2,499,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 33,727 | $2,496,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 71,733 | $2,495,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 141,575 | $2,494,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 78,347 | $2,493,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 2,339,643 | $2,480,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 110,723 | $2,479,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 119,906 | $2,477,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 194,606 | $2,477,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 92,644 | $2,471,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 176,615 | $2,471,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 387,266 | $2,471,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 57,801 | $2,469,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 25,232 | $2,460,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 79,290 | $2,456,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 881,758 | $2,456,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 408,246 | $2,450,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 60,439 | $2,448,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 122,441 | $2,447,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 139,420 | $2,441,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 190,294 | $2,439,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 491,313 | $2,436,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 46,631 | $2,434,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 135,612 | $2,432,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 2,466,000 | $2,432,000 | thousands by filing date | principal |
| POOL CORP COM | 73278L105 | Stock | 45,056 | $2,429,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 91,979 | $2,417,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 139,719 | $2,411,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 1,033,986 | $2,409,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 308,219 | $2,408,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 31,929 | $2,407,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 74,236 | $2,403,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 131,328 | $2,398,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 35,863 | $2,395,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 21,222 | $2,393,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 124,498 | $2,390,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 210,420 | $2,387,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 202,843 | $2,384,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 223,666 | $2,379,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 459,287 | $2,375,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 34,908 | $2,374,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 156,166 | $2,369,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 85,333 | $2,368,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 48,288 | $2,366,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 38,773 | $2,362,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 155,965 | $2,362,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 436,599 | $2,358,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 188,404 | $2,357,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,158,472 | $2,351,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 117,363 | $2,351,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 60,078 | $2,349,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 113,747 | $2,345,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 90,206 | $2,343,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 36,452 | $2,340,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 322,223 | $2,339,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 169,759 | $2,339,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 90,869 | $2,332,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 168,948 | $2,325,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 141,914 | $2,301,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 345,341 | $2,301,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 166,725 | $2,297,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 89,521 | $2,296,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 168,706 | $2,295,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 100,693 | $2,294,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 31,957 | $2,288,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 66,266 | $2,288,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 26,426 | $2,286,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 144,450 | $2,286,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 159,541 | $2,285,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 76,040 | $2,279,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 51,224 | $2,275,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 74,370 | $2,275,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 55,062 | $2,271,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 92,285 | $2,267,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 52,255 | $2,267,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 106,440 | $2,264,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 37,834 | $2,261,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 83,649 | $2,259,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 187,824 | $2,252,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 224,768 | $2,250,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 62,199 | $2,249,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 84,312 | $2,244,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 326,576 | $2,243,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 88,879 | $2,241,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 362,407 | $2,240,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 151,613 | $2,236,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 88,616 | $2,234,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 21,843 | $2,234,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 196,002 | $2,232,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 324,705 | $2,231,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 112,230 | $2,231,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 75,318 | $2,230,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 133,700 | $2,228,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 82,831 | $2,228,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 271,027 | $2,223,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 50,348 | $2,220,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 266,573 | $2,218,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 42,900 | $2,217,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 86,374 | $2,216,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 93,367 | $2,212,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 67,968 | $2,209,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 56,499 | $2,206,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 196,227 | $2,203,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 174,974 | $2,202,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 149,399 | $2,196,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 171,123 | $2,189,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 57,919 | $2,188,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 94,858 | $2,187,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 132,724 | $2,187,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 78,440 | $2,183,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 89,570 | $2,179,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 100,108 | $2,178,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 29,894 | $2,174,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 643,164 | $2,174,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75,486 | $2,170,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 136,130 | $2,170,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 138,013 | $2,169,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 203,284 | $2,169,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 132,065 | $2,162,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 24,958 | $2,161,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 58,497 | $2,158,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 80,015 | $2,157,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 76,008 | $2,156,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 21,926 | $2,154,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 120,756 | $2,152,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 125,794 | $2,152,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 185,611 | $2,150,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 57,184 | $2,149,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 110,738 | $2,148,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 25,134 | $2,143,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 223,395 | $2,142,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 100,490 | $2,142,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 101,329 | $2,138,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 43,286 | $2,137,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 42,377 | $2,136,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,589,000 | $2,133,000 | thousands by filing date | principal |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 164,316 | $2,131,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 78,338 | $2,126,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 177,955 | $2,125,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 60,206 | $2,125,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 77,487 | $2,124,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 135,507 | $2,122,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 115,415 | $2,106,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 122,443 | $2,103,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 146,164 | $2,101,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 17,816 | $2,091,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 161,684 | $2,086,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 201,531 | $2,084,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 1,456,407 | $2,082,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 45,024 | $2,078,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 172,426 | $2,072,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 572,018 | $2,065,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 131,214 | $2,064,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 59,627 | $2,062,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 82,736 | $2,061,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 299,197 | $2,061,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 29,908 | $2,057,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 860,713 | $2,057,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 98,230 | $2,056,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 86,764 | $2,051,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 104,868 | $2,049,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 224,961 | $2,049,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 66,205 | $2,045,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 59,357 | $2,043,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 53,049 | $2,041,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 130,623 | $2,041,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 32,697 | $2,040,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 206,122 | $2,039,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 155,738 | $2,037,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 54,889 | $2,036,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 256,636 | $2,035,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 200,818 | $2,034,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 45,327 | $2,029,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 94,552 | $2,025,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 41,104 | $2,024,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 76,730 | $2,023,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 154,139 | $2,023,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 80,214 | $2,020,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 862,967 | $2,019,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,051,000 | $2,018,000 | thousands by filing date | principal |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 201,797 | $2,013,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 809,170 | $2,007,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 184,003 | $2,005,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 149,615 | $2,002,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 77,765 | $2,000,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 105,026 | $1,996,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 118,411 | $1,995,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 53,376 | $1,993,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 533,973 | $1,992,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 186,475 | $1,990,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 367,322 | $1,990,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 143,585 | $1,988,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 82,690 | $1,988,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 87,757 | $1,985,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 541,291 | $1,980,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 46,177 | $1,974,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 42,291 | $1,968,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 184,145 | $1,965,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 179,905 | $1,965,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 200,497 | $1,963,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 733 | $1,961,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 29,328 | $1,958,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 283,694 | $1,957,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 104,775 | $1,957,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 306,498 | $1,956,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 100,321 | $1,956,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 49,817 | $1,953,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 21,871 | $1,951,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 32,650 | $1,945,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 55,780 | $1,944,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 290,853 | $1,943,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 96,333 | $1,941,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 35,045 | $1,939,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 45,440 | $1,937,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 24,909 | $1,934,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 160,107 | $1,933,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 564,730 | $1,931,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 61,014 | $1,931,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 52,368 | $1,931,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 564,587 | $1,930,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 53,707 | $1,927,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 50,897 | $1,924,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 479,929 | $1,921,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 48,164 | $1,920,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 127,770 | $1,920,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 54,891 | $1,918,000 | thousands by filing date | |
| QUANTUM CORP | 747906AG0 | NOTE 3.500%11/1 | 2,005,000 | $1,912,000 | thousands by filing date | principal |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 97,959 | $1,911,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 113,829 | $1,911,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 202,286 | $1,910,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 55,488 | $1,908,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 171,819 | $1,908,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 38,604 | $1,906,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 30,985 | $1,906,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 112,087 | $1,899,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 62,148 | $1,898,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 77,461 | $1,893,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 147,377 | $1,892,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 74,865 | $1,890,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 43,805 | $1,888,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 76,039 | $1,887,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 569,277 | $1,884,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 133,973 | $1,883,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 482,918 | $1,883,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 122,342 | $1,883,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 62,851 | $1,879,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 19,224 | $1,874,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 15,202 | $1,871,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 59,532 | $1,866,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 67,952 | $1,865,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 43,760 | $1,865,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000486 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-14-000526 | base | 2014-12-16 | acceptance time not in the bulk data set |