13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,838 holding rows worth $260,206,652,000.
- Accession
- 0000895421-14-000486
- Filer
- CIK 895421
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 25,165 entries on the cover page, a total value of $260,206,652,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,206,652,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEMANDWARE INC | 24802Y105 | COM | 10,881 | $554,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 19,587 | $553,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 60,505 | $552,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 231,381 | $550,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 145,680 | $550,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 14,984 | $549,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 27,790 | $548,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 22,102 | $547,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 816,342 | $547,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 44,681 | $546,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 39,545 | $546,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 26,527 | $545,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 22,498 | $545,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 99,839 | $544,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,808 | $544,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 21,945 | $544,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 8,417 | $543,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 23,834 | $543,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 13,400 | $542,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 33,265 | $541,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 20,954 | $539,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 9,781 | $539,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 17,243 | $536,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 17,184 | $535,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 20,292 | $535,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 29,669 | $533,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 50,547 | $531,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 125,910 | $531,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 41,937 | $531,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 194,712 | $530,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 90,092 | $530,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 38,141 | $528,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 8,646 | $527,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 73,241 | $527,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 26,127 | $526,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 62,927 | $525,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 4,228 | $524,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 87,656 | $523,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 9,341 | $522,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 175,318 | $522,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 54,121 | $522,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 38,702 | $521,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 43,279 | $520,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 31,802 | $518,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 16,862 | $517,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 40,277 | $517,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 110,705 | $516,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 23,471 | $515,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 23,211 | $513,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 74,918 | $513,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 21,400 | $513,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 49,950 | $513,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 99,901 | $513,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 29,379 | $512,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 28,549 | $511,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 11,276 | $510,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 38,152 | $509,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 61,116 | $509,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 14,055 | $509,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 37,785 | $508,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 31,302 | $508,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 62,843 | $507,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 49,694 | $506,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 6,951 | $506,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 18,032 | $506,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 24,376 | $505,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 25,363 | $504,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 17,125 | $503,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 43,187 | $502,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 15,183 | $502,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 40,637 | $501,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 35,692 | $500,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 14,956 | $500,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 20,940 | $500,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 37,194 | $500,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 11,338 | $499,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 98,132 | $498,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 32,054 | $498,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 15,992 | $498,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 29,334 | $498,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,637 | $497,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 45,412 | $496,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 19,993 | $496,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 195,815 | $496,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 152,503 | $496,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 51,433 | $494,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 59,545 | $493,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 9,769 | $493,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 15,909 | $492,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 13,000 | $492,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 76,844 | $492,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 150,096 | $492,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 30,508 | $491,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 15,700 | $489,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 35,058 | $488,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 40,970 | $488,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6,449 | $486,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 45,238 | $486,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 40,608 | $485,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 22,901 | $484,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 32,117 | $483,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 135,924 | $482,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 19,526 | $482,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 16,633 | $482,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 21,568 | $481,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 14,138 | $480,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 12,189 | $475,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 54,573 | $475,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 27,006 | $474,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 375,000 | $474,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 13,223 | $473,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 160,669 | $473,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 12,236 | $472,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 16,280 | $472,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 7,707 | $471,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 20,817 | $470,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 22,948 | $470,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 167,898 | $468,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 108,804 | $467,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 34,964 | $466,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 34,868 | $465,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 6,475 | $465,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 31,785 | $464,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 20,355 | $463,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 19,754 | $462,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 28,821 | $462,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 21,083 | $462,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 54,164 | $460,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 17,933 | $460,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 114,669 | $460,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 6,207 | $459,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 46,429 | $459,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 65,026 | $457,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 94,941 | $457,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 23,312 | $457,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 35,933 | $457,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 25,200 | $456,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 34,869 | $455,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 32,568 | $455,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 227,838 | $455,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 25,341 | $454,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 36,125 | $454,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 61,459 | $454,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 81,695 | $454,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,678 | $452,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 31,930 | $450,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 10,607 | $449,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 22,663 | $448,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 27,905 | $447,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 18,484 | $446,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 33,508 | $445,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 24,914 | $442,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 27,097 | $442,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 30,804 | $441,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 31,891 | $440,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 8,601 | $440,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 21,538 | $439,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 18,571 | $438,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 12,995 | $437,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 17,099 | $436,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 11,816 | $436,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 18,081 | $435,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 18,459 | $435,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 85,138 | $434,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 22,679 | $433,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 18,107 | $433,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 8,527 | $433,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 65,186 | $432,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 46,060 | $432,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 30,775 | $431,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,001 | $431,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 28,661 | $430,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 17,905 | $429,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 8,872 | $428,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,226 | $426,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 35,776 | $426,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 7,799 | $425,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 7,895 | $425,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 140,073 | $425,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 29,964 | $424,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 50,857 | $423,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 7,068 | $421,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 44,277 | $421,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 17,400 | $421,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 120,297 | $421,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 24,555 | $420,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 9,178 | $418,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 11,136 | $418,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 34,303 | $418,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 14,635 | $417,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 30,046 | $417,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 15,282 | $416,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 208,071 | $416,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 30,800 | $416,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 27,350 | $416,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 8,300 | $416,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 8,911 | $414,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 11,981 | $412,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 77,639 | $412,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 21,614 | $412,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 72,042 | $411,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 346,142 | $411,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 26,794 | $410,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 30,184 | $410,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 8,177 | $409,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 181,202 | $409,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 9,706 | $409,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 16,656 | $408,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 57,779 | $405,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 27,370 | $404,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 41,959 | $403,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 19,492 | $403,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 8,560 | $403,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 33,176 | $403,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 8,300 | $402,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 136,444 | $402,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 84,007 | $402,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 44,094 | $401,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 380,000 | $401,000 | thousands by filing date | principal |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 31,050 | $401,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,277 | $400,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 30,089 | $400,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 180,601 | $398,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 28,511 | $398,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 5,627 | $398,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 44,514 | $398,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 22,226 | $397,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 37,572 | $397,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 133,092 | $396,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 15,737 | $395,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 12,889 | $395,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 5,344 | $394,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,517 | $394,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 111,883 | $394,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 66,373 | $391,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 358,805 | $391,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 14,519 | $391,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 31,020 | $391,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 43,606 | $390,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 42,326 | $389,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 12,396 | $389,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 20,564 | $389,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 14,140 | $387,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 20,581 | $387,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 14,358 | $385,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 27,391 | $385,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 14,261 | $385,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 32,906 | $384,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 14,617 | $384,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 47,671 | $383,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 50,330 | $383,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 55,487 | $383,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 24,952 | $383,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 8,058 | $382,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 15,150 | $382,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 8,403 | $381,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 40,719 | $379,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 20,424 | $379,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 24,862 | $379,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,912 | $378,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 15,823 | $378,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 5,663 | $378,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 185,700 | $377,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 40,725 | $376,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 48,756 | $375,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 17,511 | $375,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 20,208 | $375,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 33,758 | $375,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 88,179 | $375,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 22,804 | $374,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 59,533 | $373,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 28,311 | $373,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 8,560 | $373,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 20,982 | $372,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 27,788 | $372,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 19,761 | $371,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 18,217 | $371,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 20,146 | $370,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 24,172 | $369,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 231,181 | $369,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 12,307 | $369,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 119,433 | $368,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 57,237 | $366,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 39,920 | $364,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 22,275 | $364,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 12,112 | $363,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 18,152 | $363,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 94,923 | $361,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 28,592 | $361,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 9,907 | $359,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 22,863 | $359,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 21,555 | $359,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 140,998 | $358,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,173 | $357,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 8,538 | $357,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 38,112 | $357,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 40,703 | $356,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 1,000,000 | $355,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 109,691 | $354,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 32,350 | $353,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 142,732 | $352,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 17,890 | $351,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 11,014 | $351,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 19,081 | $351,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 13,356 | $351,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 8,662 | $350,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 52,212 | $350,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 9,530 | $350,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 17,473 | $349,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,700 | $347,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 19,951 | $347,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 11,069 | $347,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 4,506 | $347,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 25,921 | $346,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 6,166 | $346,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 6,097 | $345,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 20,474 | $345,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 261,193 | $345,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 10,231 | $345,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 360,000 | $344,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109108 | COM | 13,007 | $343,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 25,969 | $343,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 20,523 | $343,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 8,230 | $343,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 18,027 | $343,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 17,879 | $342,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 42,133 | $342,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 25,008 | $341,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 14,908 | $341,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 17,710 | $341,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 10,684 | $341,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 25,508 | $340,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 6,110 | $339,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 14,019 | $337,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,967 | $335,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 15,881 | $335,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 34,405 | $335,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 48,486 | $335,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 13,950 | $334,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 64,178 | $334,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 137,820 | $334,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 4,888 | $333,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 90,142 | $333,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 36,836 | $333,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 17,531 | $333,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,662 | $331,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 794,536 | $331,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 26,619 | $331,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 15,140 | $331,000 | thousands by filing date | |
| PROSHARES TR | 74347B409 | ULTSH NASD BIOT | 27,394 | $330,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 12,292 | $330,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 82,739 | $330,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 24,092 | $329,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 12,819 | $329,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,203 | $329,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 16,400 | $329,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 7,299 | $328,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 12,084 | $328,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 76,537 | $328,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 18,343 | $327,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 14,392 | $326,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 101,840 | $326,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 14,812 | $325,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 21,631 | $324,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 14,600 | $324,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 28,495 | $322,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 9,205 | $322,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 21,484 | $322,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 30,658 | $322,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 14,655 | $321,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 18,555 | $321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 14,588 | $320,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 14,164 | $319,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 24,197 | $319,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,166 | $318,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 25,263 | $317,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 13,317 | $317,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 4,038 | $314,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 23,879 | $314,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 161,704 | $313,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 79,927 | $313,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 18,855 | $312,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 19,705 | $312,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 38,591 | $310,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 22,767 | $310,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 79,017 | $310,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 29,808 | $309,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 31,339 | $309,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 21,280 | $309,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 10,209 | $309,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 62,353 | $308,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 12,443 | $308,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 19,503 | $307,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 16,625 | $307,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 237,900 | $307,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 63,696 | $305,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 40,732 | $305,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 7,904 | $305,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 19,745 | $305,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 8,923 | $305,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 13,659 | $304,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 27,605 | $303,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 13,682 | $303,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 22,100 | $303,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 14,848 | $303,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 23,268 | $302,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 11,392 | $302,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 31,885 | $300,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 37,768 | $300,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 47,033 | $298,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 73,465 | $298,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 27,894 | $297,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 20,670 | $296,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 18,182 | $296,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 27,637 | $296,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 19,650 | $296,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 14,767 | $295,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,494 | $295,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 18,132 | $294,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 38,827 | $294,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 4,075 | $294,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 13,454 | $293,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 16,702 | $293,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 16,174 | $293,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 13,944 | $292,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,624 | $291,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 96,638 | $291,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 37,778 | $290,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 10,105 | $290,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 2,777 | $290,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 20,341 | $289,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 9,580 | $289,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 21,749 | $288,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 13,914 | $288,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 23,284 | $288,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 9,317 | $286,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 12,051 | $286,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 14,051 | $286,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 83,260 | $286,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 16,924 | $285,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 17,398 | $285,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,106 | $284,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 12,855 | $284,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,072 | $282,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 15,944 | $282,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 24,710 | $282,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 10,743 | $282,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 21,991 | $282,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 297,000 | $282,000 | thousands by filing date | principal |
| CHEGG INC | 163092109 | COM | 44,958 | $281,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 11,167 | $280,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 8,555 | $280,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 21,289 | $280,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,069 | $279,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 10,826 | $278,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 18,650 | $278,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 39,439 | $278,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 50,300 | $276,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 9,747 | $276,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 10,484 | $276,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 131,812 | $275,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 194,611 | $275,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 86,382 | $275,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 15,147 | $274,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 18,119 | $274,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 9,488 | $274,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 10,026 | $274,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 9,552 | $273,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 35,224 | $273,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 84,526 | $273,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 15,845 | $272,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 65,437 | $272,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 23,606 | $272,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 10,163 | $271,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 264,729 | $270,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 26,731 | $270,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 35,465 | $270,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 238,088 | $269,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 22,921 | $269,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 37,263 | $268,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 24,399 | $268,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 31,723 | $268,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 10,312 | $268,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 8,133 | $267,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 127,113 | $267,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 7,872 | $267,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 10,537 | $267,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 69,126 | $266,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 7,728 | $264,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,417 | $264,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 25,408 | $264,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 57,711 | $264,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 13,572 | $264,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 172,163 | $263,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 106,039 | $263,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 27,199 | $263,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 98,044 | $262,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 23,646 | $262,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 21,679 | $261,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 20,742 | $261,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000486 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-14-000526 | base | 2014-12-16 | acceptance time not in the bulk data set |