13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,838 holding rows worth $260,206,652,000.
- Accession
- 0000895421-14-000486
- Filer
- CIK 895421
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 25,165 entries on the cover page, a total value of $260,206,652,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,206,652,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 227,457 | $10,130,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 112,254 | $10,128,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 460,110 | $10,100,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 341,252 | $10,098,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 166,818 | $10,097,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 588,864 | $10,092,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,177,963 | $10,083,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 226,735 | $10,066,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 80,237 | $10,061,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 776,330 | $10,061,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 138,327 | $10,058,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 216,505 | $10,046,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 629,277 | $10,043,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 661,412 | $10,021,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 556,392 | $10,004,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 228,597 | $10,002,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 601,951 | $9,998,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 183,137 | $9,988,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 132,856 | $9,956,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 111,354 | $9,946,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 203,907 | $9,943,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 708,477 | $9,918,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 209,769 | $9,911,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,721,903 | $9,908,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 338,559 | $9,906,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 96,276 | $9,900,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 242,825 | $9,899,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 170,866 | $9,897,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 183,228 | $9,878,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 433,057 | $9,874,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 738,184 | $9,862,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 381,439 | $9,837,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 91,000 | $9,823,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 996,953 | $9,821,000 | thousands by filing date | |
| MGC | 921910873 | COM | 145,131 | $9,804,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 314,070 | $9,787,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 662,479 | $9,778,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 9,752,000 | $9,770,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 283,769 | $9,761,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 107,203 | $9,750,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 176,914 | $9,746,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 816,663 | $9,743,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 9,701,000 | $9,737,000 | thousands by filing date | principal |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 324,067 | $9,734,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 156,936 | $9,709,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 502,264 | $9,698,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 246,967 | $9,686,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 407,735 | $9,680,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 112,140 | $9,665,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,169,917 | $9,664,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 284,946 | $9,654,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 476,272 | $9,639,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 261,467 | $9,635,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 483,096 | $9,633,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 278,000 | $9,619,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 1,276,856 | $9,615,000 | thousands by filing date | |
| SOURCE ETF TR | 83615L106 | EURO STOXX 50 | 200,000 | $9,614,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 228,917 | $9,596,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 98,961 | $9,591,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 573,300 | $9,584,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 223,022 | $9,562,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 452,687 | $9,560,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 169,918 | $9,558,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,273,138 | $9,548,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 456,777 | $9,529,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 640,446 | $9,511,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 85,899 | $9,505,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 192,715 | $9,503,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 246,869 | $9,502,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 455,212 | $9,491,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 173,392 | $9,490,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 467,348 | $9,487,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 739,613 | $9,466,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 220,185 | $9,433,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 154,626 | $9,431,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 232,004 | $9,431,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 166,004 | $9,430,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 336,779 | $9,419,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 701,298 | $9,419,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 425,914 | $9,417,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 11,222,000 | $9,399,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 10,254,000 | $9,395,000 | thousands by filing date | principal |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 399,464 | $9,392,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 649,366 | $9,389,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 648,830 | $9,389,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 338,612 | $9,384,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 286,879 | $9,379,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 255,283 | $9,374,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 442,918 | $9,364,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 111,327 | $9,333,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 122,360 | $9,325,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 376,872 | $9,324,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 155,679 | $9,323,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 78,970 | $9,295,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 240,414 | $9,295,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 244,169 | $9,293,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 8,515,000 | $9,292,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 410,561 | $9,291,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 942,578 | $9,284,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 327,273 | $9,275,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,084,841 | $9,275,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 8,000 | $9,265,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 251,119 | $9,237,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 660,815 | $9,225,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 685,413 | $9,219,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,120,843 | $9,213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 308,969 | $9,207,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,529,747 | $9,178,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 156,354 | $9,171,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 488,436 | $9,162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 53,787 | $9,151,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,423,454 | $9,139,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 9,593,000 | $9,133,000 | thousands by filing date | principal |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 293,228 | $9,123,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 266,442 | $9,122,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 96,476 | $9,118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 119,542 | $9,109,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 113,305 | $9,092,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 89,717 | $9,090,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 2,359,864 | $9,085,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 110,225 | $9,032,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 311,092 | $9,031,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 472,740 | $9,024,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 257,468 | $9,017,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 396,227 | $9,017,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 7,648,000 | $8,996,000 | thousands by filing date | principal |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 80,088 | $8,993,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 152,721 | $8,992,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 167,610 | $8,980,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 316,400 | $8,961,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 512,404 | $8,956,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 696,073 | $8,944,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 307,500 | $8,936,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 516,487 | $8,930,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 287,854 | $8,913,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 530,619 | $8,904,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,428,604 | $8,900,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 95,832 | $8,897,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 292,718 | $8,857,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 127,662 | $8,832,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 160,596 | $8,831,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 243,028 | $8,831,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 594,550 | $8,811,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 8,338,000 | $8,760,000 | thousands by filing date | principal |
| CARMAX INC COM | 143130102 | Stock | 188,565 | $8,759,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,886,829 | $8,748,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 97,785 | $8,732,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 104,691 | $8,718,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 110,317 | $8,715,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 301,704 | $8,706,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 152,089 | $8,704,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 588,908 | $8,698,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,671,105 | $8,691,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 223,690 | $8,686,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 393,245 | $8,675,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 284,194 | $8,668,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 230,754 | $8,661,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 484,037 | $8,655,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 669,022 | $8,650,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 284,217 | $8,645,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 8,483,000 | $8,642,000 | thousands by filing date | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 89,416 | $8,637,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 272,565 | $8,632,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 49,983 | $8,623,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 452,458 | $8,619,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 196,293 | $8,576,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 192,620 | $8,573,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 511,954 | $8,550,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 186,584 | $8,542,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 258,162 | $8,541,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 812,452 | $8,540,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 8,435,000 | $8,535,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 139,389 | $8,522,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 12,449,000 | $8,512,000 | thousands by filing date | principal |
| AOL INC | 00184X105 | COM | 189,251 | $8,506,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 85,033 | $8,504,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 323,680 | $8,490,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 76,257 | $8,484,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 381,440 | $8,475,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 743,381 | $8,460,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 245,408 | $8,455,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 191,336 | $8,446,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 813,618 | $8,445,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 670,170 | $8,438,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 188,043 | $8,438,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,465,417 | $8,406,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 8,462,000 | $8,405,000 | thousands by filing date | principal |
| CVR Partners, LP | 126633106 | LTD | 611,728 | $8,399,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 173,892 | $8,398,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 830,367 | $8,395,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 77,084 | $8,388,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 84,607 | $8,387,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 95,529 | $8,376,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 90,521 | $8,373,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 99,999 | $8,370,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 556,337 | $8,363,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 409,624 | $8,357,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 8,160,000 | $8,344,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 242,948 | $8,342,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 693,189 | $8,340,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 19,934 | $8,336,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 208,659 | $8,330,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 431,091 | $8,315,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 163,447 | $8,266,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 270,485 | $8,259,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 82,214 | $8,257,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 561,443 | $8,248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 231,083 | $8,212,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 188,964 | $8,197,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 227,794 | $8,194,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 228,769 | $8,192,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 11,512,000 | $8,174,000 | thousands by filing date | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 742,269 | $8,165,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 669,262 | $8,165,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 984,964 | $8,155,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 306,634 | $8,141,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 300,855 | $8,135,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,282,749 | $8,133,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 168,418 | $8,133,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 600,565 | $8,125,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 348,249 | $8,114,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 576,117 | $8,106,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 214,406 | $8,090,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 233,618 | $8,076,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 535,357 | $8,072,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 331,798 | $8,060,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 496,651 | $8,051,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 406,907 | $8,034,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 142,961 | $8,022,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 344,287 | $8,015,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 85,329 | $8,012,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 496,987 | $8,012,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 194,586 | $7,999,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 647,681 | $7,967,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 35,919 | $7,965,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 72,212 | $7,961,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 139,242 | $7,956,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 597,291 | $7,945,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 259,238 | $7,944,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 84,801 | $7,933,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 245,036 | $7,930,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,323,039 | $7,913,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 455,812 | $7,905,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 90,023 | $7,897,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 124,266 | $7,879,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 128,691 | $7,877,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 573,960 | $7,875,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 999,156 | $7,864,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 635,372 | $7,840,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 921,493 | $7,834,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,556,000 | $7,830,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,974,673 | $7,820,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 299,249 | $7,796,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 606,884 | $7,775,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 77,304 | $7,768,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 611,987 | $7,758,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 593,910 | $7,756,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 233,174 | $7,751,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 152,603 | $7,734,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 95,870 | $7,706,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 280,757 | $7,701,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 535,083 | $7,700,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 675,058 | $7,682,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 307,440 | $7,677,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 7,609,000 | $7,676,000 | thousands by filing date | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 251,554 | $7,665,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 339,703 | $7,661,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 384,088 | $7,647,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 362,330 | $7,637,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 276,722 | $7,623,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 271,327 | $7,622,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 418,880 | $7,619,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 67,181 | $7,618,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 492,057 | $7,593,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 246,735 | $7,587,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 184,289 | $7,578,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 289,640 | $7,577,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 320,733 | $7,566,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 728,806 | $7,565,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 73,454 | $7,546,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 280,914 | $7,542,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 71,233 | $7,539,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 140,867 | $7,534,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 157,424 | $7,526,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 418,133 | $7,505,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 68,542 | $7,502,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 548,567 | $7,498,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 7,093,000 | $7,488,000 | thousands by filing date | principal |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 601,470 | $7,482,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 427,772 | $7,473,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 102,100 | $7,452,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 204,666 | $7,451,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,021,000 | $7,451,000 | thousands by filing date | principal |
| M.D.C. HOLDINGS INC | 552676108 | COM | 293,969 | $7,444,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 435,998 | $7,442,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 893,038 | $7,440,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 546,539 | $7,433,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 250,119 | $7,411,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 272,489 | $7,391,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 432,829 | $7,384,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 323,579 | $7,378,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 2,072,491 | $7,378,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 294,074 | $7,354,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 378,900 | $7,344,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 472,145 | $7,341,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 100,516 | $7,327,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 199,669 | $7,294,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,200,860 | $7,289,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 175,668 | $7,278,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 133,550 | $7,277,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 145,228 | $7,268,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 596,098 | $7,266,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 544,098 | $7,264,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 208,788 | $7,254,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 210,939 | $7,248,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 519,212 | $7,248,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 290,805 | $7,240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 148,454 | $7,232,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 580,800 | $7,231,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 166,169 | $7,230,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 788,698 | $7,200,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 94,986 | $7,190,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 130,073 | $7,190,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 138,027 | $7,189,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 95,935 | $7,176,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 57,994 | $7,172,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 113,025 | $7,171,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 884,757 | $7,148,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 126,954 | $7,122,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 132,660 | $7,092,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 544,836 | $7,066,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 878,999 | $7,049,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 78,666 | $7,042,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 368,054 | $7,034,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 505,320 | $6,999,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 379,192 | $6,992,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 982,671 | $6,986,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 142,998 | $6,980,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 115,593 | $6,976,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 388,117 | $6,928,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 531,692 | $6,918,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 215,559 | $6,909,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 6,841,000 | $6,909,000 | thousands by filing date | principal |
| GLOBUS MED INC CL A | 379577208 | Stock | 350,815 | $6,901,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 93,453 | $6,886,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 154,101 | $6,883,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 155,095 | $6,880,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 317,126 | $6,878,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 89,875 | $6,876,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 129,007 | $6,876,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 231,606 | $6,874,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 95,555 | $6,873,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 348,216 | $6,870,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 985,499 | $6,869,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 636,108 | $6,865,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 261,246 | $6,861,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 460,770 | $6,851,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 353,630 | $6,832,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 130,751 | $6,831,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 310,837 | $6,829,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 149,894 | $6,822,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 735,664 | $6,820,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 753,505 | $6,819,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 533,500 | $6,802,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 585,769 | $6,800,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 113,496 | $6,798,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 178,728 | $6,784,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 409,736 | $6,781,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 366,120 | $6,778,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,454,402 | $6,774,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 90,038 | $6,769,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 579,461 | $6,768,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 270,577 | $6,767,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 98,022 | $6,764,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 115,402 | $6,736,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 557,428 | $6,729,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 80,234 | $6,726,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 344,879 | $6,718,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 124,364 | $6,710,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 302,912 | $6,704,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,356,853 | $6,703,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 193,139 | $6,702,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 293,789 | $6,696,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,883,962 | $6,690,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 100,241 | $6,688,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 248,612 | $6,680,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 139,978 | $6,679,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 267,255 | $6,676,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 608,144 | $6,659,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 186,139 | $6,658,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 299,559 | $6,653,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 60,546 | $6,653,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 115,665 | $6,650,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 937,891 | $6,641,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 135,127 | $6,621,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 119,921 | $6,619,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 337,602 | $6,597,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 636,834 | $6,597,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 159,138 | $6,592,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 214,940 | $6,560,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,640,464 | $6,549,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 46,224 | $6,541,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 201,879 | $6,533,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 743,586 | $6,529,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 63,441 | $6,528,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 160,841 | $6,520,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 199,981 | $6,517,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 90,133 | $6,511,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 248,265 | $6,505,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 220,713 | $6,498,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 120,368 | $6,495,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 54,795 | $6,492,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 205,358 | $6,483,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 578,245 | $6,477,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 6,221,000 | $6,474,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 101,287 | $6,457,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 388,313 | $6,457,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 611,809 | $6,452,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 109,962 | $6,450,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 177,101 | $6,447,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 81,681 | $6,433,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 452,315 | $6,428,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 193,788 | $6,421,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 427,274 | $6,404,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 368,329 | $6,397,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 161,919 | $6,395,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 329,452 | $6,385,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 135,683 | $6,376,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 497,272 | $6,366,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 141,766 | $6,357,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 254,875 | $6,349,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,889,674 | $6,349,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 83,787 | $6,339,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 444,276 | $6,331,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 182,502 | $6,331,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 305,642 | $6,318,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 264,800 | $6,316,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 100,030 | $6,310,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 440,888 | $6,309,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 621,999 | $6,295,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 419,549 | $6,293,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 92,221 | $6,293,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 147,069 | $6,291,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 535,096 | $6,287,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 280,413 | $6,276,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 134,067 | $6,276,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 183,178 | $6,273,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,144,627 | $6,272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 151,743 | $6,259,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 156,409 | $6,251,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,056,283 | $6,244,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 421,986 | $6,229,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 255,974 | $6,174,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 110,238 | $6,165,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 235,273 | $6,161,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 828,753 | $6,157,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 153,847 | $6,152,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 307,234 | $6,132,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 258,510 | $6,125,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 591,010 | $6,123,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 414,938 | $6,120,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 81,656 | $6,112,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 53,000 | $6,105,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 278,690 | $6,103,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 357,881 | $6,098,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 193,014 | $6,098,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 277,066 | $6,074,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 127,339 | $6,069,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 67,880 | $6,068,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 472,696 | $6,060,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 183,126 | $6,059,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 93,783 | $6,040,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 175,677 | $6,033,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 438,597 | $6,031,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 901,205 | $6,029,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 370,430 | $6,026,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 6,973,000 | $6,006,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,000,000 | $6,004,000 | thousands by filing date | principal |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 50,095 | $5,995,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 74,189 | $5,994,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 83,615 | $5,988,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 144,066 | $5,983,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 208,803 | $5,974,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 966,575 | $5,974,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 45,838 | $5,971,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 248,209 | $5,967,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 161,662 | $5,964,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 86,508 | $5,957,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 468,018 | $5,943,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 159,333 | $5,942,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 362,476 | $5,930,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 60,563 | $5,924,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 274,030 | $5,913,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 660,822 | $5,906,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 429,233 | $5,902,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 46,508 | $5,898,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 391,705 | $5,896,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 62,630 | $5,888,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 107,373 | $5,887,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 656,039 | $5,884,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000486 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-14-000526 | base | 2014-12-16 | acceptance time not in the bulk data set |