13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 6,762 holding rows worth $255,166,928,000.
- Accession
- 0000895421-14-000402
- Filer
- CIK 895421
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 25,831 entries on the cover page, a total value of $255,166,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,166,928,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 12,916 | $100,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,616 | $99,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 12,611 | $99,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 14,335 | $99,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 7,116 | $99,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 4,960 | $98,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 6,111 | $98,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 97,000 | $98,000 | thousands by filing date | principal |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 35,568 | $98,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,302 | $97,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 7,447 | $97,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 16,955 | $97,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 7,607 | $97,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,176 | $97,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 5,517 | $97,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 13,588 | $97,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 61,730 | $97,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 7,378 | $97,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,475 | $96,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 26,445 | $96,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 14,057 | $96,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS TRUST | 36246K137 | RTS | 249,814 | $96,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 10,527 | $95,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 19,025 | $95,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,426 | $95,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,340 | $95,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 6,500 | $95,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 7,937 | $95,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 5,569 | $95,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 77,600 | $94,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 94,000 | $94,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 46,000 | $94,000 | thousands by filing date | principal |
| DORAL FINL CORP COM | 25811P852 | COM | 21,900 | $94,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 3,546 | $94,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 10,641 | $93,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,740 | $93,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 54,794 | $93,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 6,398 | $93,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 8,983 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,504 | $93,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 4,212 | $92,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 2,654 | $92,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 38,595 | $92,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 34,175 | $92,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 122,000 | $91,000 | thousands by filing date | principal |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 91,000 | $91,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 11,309 | $91,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 16,646 | $91,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 18,424 | $90,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 91,000 | $90,000 | thousands by filing date | principal |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 5,304 | $90,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 90,000 | $90,000 | thousands by filing date | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 4,767 | $87,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 28,200 | $87,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 65,455 | $87,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 3,057 | $87,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 10,837 | $87,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 230,125 | $87,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 2,954 | $87,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,995 | $86,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 24,637 | $86,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 7,990 | $86,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 12,649 | $86,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,847 | $85,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6,825 | $85,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 11,877 | $85,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 8,572 | $85,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 5,515 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 3,838 | $85,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 79,808 | $85,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 6,845 | $84,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,779 | $84,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1,030 | $84,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,008 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 909 | $84,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 5,280 | $84,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 2,983 | $83,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,656 | $83,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 38,900 | $83,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 46,271 | $83,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 6,590 | $83,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 721 | $82,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 7,377 | $82,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 44,771 | $82,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 15,132 | $82,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 7,786 | $81,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,094 | $81,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 22,925 | $81,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 2,941 | $81,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 7,720 | $81,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 13,459 | $81,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 7,042 | $81,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 137,413 | $81,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 26,209 | $81,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,241 | $80,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,743 | $80,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,718 | $80,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 10,815 | $80,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 80,000 | $80,000 | thousands by filing date | principal |
| CRA INTL INC | 12618T105 | COM | 3,471 | $79,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,420 | $79,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 37,224 | $79,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 26,138 | $78,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,441 | $78,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 71,459 | $78,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 28,184 | $78,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,624 | $78,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 3,400 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 3,069 | $78,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 781 | $78,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 17,616 | $77,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 11,472 | $77,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 8,553 | $77,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 9,352 | $77,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 13,527 | $76,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 2,650 | $76,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,751 | $75,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 9,961 | $75,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 19,790 | $75,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 5,412 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 5,900 | $75,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 3,755 | $75,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 54,275 | $74,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 12,151 | $74,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 2,428 | $74,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 56,573 | $73,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 63,407 | $73,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 21,235 | $73,000 | thousands by filing date | |
| New Century Bancorp, Inc. | 64353M100 | Common Stock | 10,986 | $73,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 23,565 | $73,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 5,195 | $73,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,191 | $72,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,839 | $72,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 19,538 | $72,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 12,005 | $72,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 2,450 | $72,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 1,622 | $72,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 15,302 | $72,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 2,776 | $72,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,842 | $71,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 21,116 | $71,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 4,645 | $71,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 5,188 | $70,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 8,485 | $70,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 3,707 | $70,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 10,261 | $69,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,399 | $69,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 2,193 | $69,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,762 | $69,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 6,182 | $69,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 16,193 | $69,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 6,511 | $69,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,074 | $68,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 9,256 | $68,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 6,805 | $68,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 8,324 | $68,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 25,406 | $68,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 20,558 | $68,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,783 | $68,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 65,000 | $68,000 | thousands by filing date | principal |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 14,955 | $67,000 | thousands by filing date | |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 1,703 | $67,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 3,417 | $67,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 5,017 | $67,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 1,214 | $66,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,415 | $66,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,255 | $66,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,478 | $66,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,753 | $66,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 16,639 | $66,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 9,793 | $66,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 36,750 | $65,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 21,340 | $65,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 64,000 | $65,000 | thousands by filing date | principal |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,285 | $65,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 2,025 | $65,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 5,071 | $65,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 2,625 | $65,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,693 | $64,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 9,084 | $64,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 3,915 | $64,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 58,000 | $64,000 | thousands by filing date | principal |
| DIGIRAD CORP | 253827109 | COM | 17,931 | $64,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 45,575 | $64,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 4,455 | $64,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 62,000 | $64,000 | thousands by filing date | principal |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,466 | $63,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 23,767 | $63,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 41,012 | $63,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 2,300 | $63,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 4,954 | $63,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 2,394 | $63,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 11,222 | $63,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 960 | $62,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 6,667 | $62,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 24,309 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 4,000 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 3,553 | $62,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 4,212 | $62,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 4,360 | $62,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 2,255 | $62,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 41,615 | $62,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 13,000 | $62,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 4,369 | $62,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 3,527 | $61,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 3,178 | $61,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 32,345 | $61,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 2,712 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 1,546 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 2,263 | $61,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 6,804 | $61,000 | thousands by filing date | |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 10,012 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 3,790 | $60,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 2,976 | $60,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,634 | $59,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,357 | $59,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 9,434 | $59,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 8,908 | $59,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 44,352 | $59,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 5,983 | $59,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,786 | $58,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,991 | $58,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 2,189 | $58,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 46,217 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 1,010 | $58,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4,007 | $57,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,447 | $57,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 26,339 | $57,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 584 | $57,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 20,000 | $57,000 | thousands by filing date | principal |
| CINEDIGM CORP COM | 172406100 | COM | 23,018 | $57,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 6,531 | $56,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 6,620 | $56,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 11,459 | $56,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 2,150 | $56,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 27,698 | $55,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,222 | $55,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 20,750 | $55,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 3,738 | $55,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 30,369 | $55,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 2,094 | $55,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 32,209 | $55,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,073 | $54,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,319 | $54,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 4,244 | $54,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 6,271 | $54,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 52,000 | $54,000 | thousands by filing date | principal |
| INTL FCSTONE INC | 46116V105 | COM | 2,690 | $54,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 5,012 | $54,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 2,583 | $54,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 3,617 | $54,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,475 | $53,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 14,139 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 4,000 | $53,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,421 | $52,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 8,369 | $52,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 6,200 | $52,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 3,834 | $52,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,236 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,887 | $51,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 11,422 | $51,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 3,009 | $51,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 51,000 | $51,000 | thousands by filing date | principal |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 4,000 | $51,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 16,221 | $51,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 2,595 | $51,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 8,503 | $51,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 34,526 | $50,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 5,706 | $50,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,993 | $50,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 4,106 | $50,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 16,832 | $50,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 3,080 | $50,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 3,936 | $50,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605108 | ORD SHS | 273,102 | $50,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,524 | $49,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 4,055 | $49,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 9,094 | $49,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 4,268 | $49,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,895 | $48,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 4,358 | $48,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,618 | $48,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 37,055 | $48,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 21,804 | $48,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 2,835 | $48,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 600 | $48,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,701 | $47,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 7,012 | $47,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 22,779 | $47,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 5,078 | $47,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 17,591 | $47,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,392 | $47,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 8,350 | $47,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 1,211 | $47,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 4,583 | $47,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 8,707 | $47,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 3,201 | $47,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 3,797 | $47,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 4,897 | $47,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 34,000 | $46,000 | thousands by filing date | principal |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 2,000 | $46,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 56,811 | $46,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 150,092 | $46,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 11,361 | $46,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 4,535 | $45,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 7,710 | $45,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 7,017 | $45,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 3,417 | $45,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 2,146 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,525 | $44,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 30,000 | $44,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 3,381 | $44,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 13,621 | $44,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 10,409 | $44,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 10,830 | $44,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 3,775 | $44,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,800 | $43,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,669 | $43,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 4,000 | $43,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 16,482 | $43,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 43,000 | $43,000 | thousands by filing date | principal |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 1,146 | $42,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 6,057 | $42,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 4,131 | $42,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 20,796 | $42,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 9,965 | $42,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 9,904 | $42,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 34,000 | $42,000 | thousands by filing date | principal |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 7,712 | $41,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 4,517 | $41,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,732 | $41,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 23,821 | $41,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 147,517 | $41,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 5,780 | $41,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 55,716 | $41,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 19,614 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,521 | $41,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 24,743 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 3,481 | $40,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 40,000 | $40,000 | thousands by filing date | principal |
| LENNAR CORP CL B | 526057302 | Stock | 1,088 | $39,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 2,902 | $39,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,707 | $39,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,773 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $39,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 31,000 | $39,000 | thousands by filing date | principal |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 6,025 | $39,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 3,726 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,699 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 453 | $38,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 5,925 | $38,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 8,005 | $38,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 16,231 | $38,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 1,935 | $38,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,020 | $38,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 2,363 | $38,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,710 | $37,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 314 | $37,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 13,346 | $37,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,800 | $37,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 1,631 | $37,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 4,028 | $37,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 8,691 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,299 | $37,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 17,311 | $37,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,527 | $37,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 12,893 | $37,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,754 | $37,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,433 | $37,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 9,919 | $37,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 8,167 | $36,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 6,461 | $36,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 41,108 | $36,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 18,000 | $36,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,873 | $36,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 13,046 | $36,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 34,000 | $36,000 | thousands by filing date | principal |
| DAEGIS INC | 233720101 | COM | 30,101 | $36,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,310 | $36,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 38,945 | $35,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 72,711 | $35,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 5,531 | $35,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 28,000 | $35,000 | thousands by filing date | principal |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 12,724 | $35,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 8,152 | $35,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,325 | $34,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 2,249 | $34,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 3,164 | $34,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 7,442 | $34,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 22,700 | $34,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 15,337 | $34,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 14,861 | $34,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 17,713 | $34,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 2,352 | $34,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,342 | $33,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 2,427 | $33,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 24,004 | $33,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 3,626 | $33,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 3,225 | $33,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 29,000 | $33,000 | thousands by filing date | principal |
| BEAR ST FINL INC | 073844102 | COM | 3,684 | $33,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,529 | $32,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 13,468 | $32,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 107,748 | $32,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 37,340 | $32,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 27,000 | $32,000 | thousands by filing date | principal |
| GFI GROUP INC | 361652209 | COM | 9,779 | $32,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 2,238 | $32,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,000 | $32,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 3,300 | $32,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,625 | $32,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 30,000 | $32,000 | thousands by filing date | principal |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 3,510 | $31,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 5,047 | $31,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 31,000 | $31,000 | thousands by filing date | principal |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 13,387 | $31,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 31,000 | $31,000 | thousands by filing date | principal |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 32,000 | $31,000 | thousands by filing date | principal |
| Saexploration Holdings Inc. | 78636X105 | COM | 3,728 | $31,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 3,362 | $31,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 9,329 | $30,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 3,553 | $30,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 57,870 | $30,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 23,000 | $30,000 | thousands by filing date | principal |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 9,800 | $30,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 409 | $30,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 11,569 | $30,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 6,594 | $30,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 1,189 | $30,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 555 | $29,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,449 | $29,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 16,150 | $29,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 2,204 | $29,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 14,477 | $29,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,762 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 287 | $29,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,089 | $28,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 5,957 | $28,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 1,317 | $28,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 31,000 | $28,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 23,000 | $28,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,087 | $28,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 3,724 | $28,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 12,300 | $28,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 8,079 | $28,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 17,000 | $28,000 | thousands by filing date | principal |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 1,000 | $28,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,798 | $27,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 3,476 | $27,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 13,039 | $27,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 6,398 | $27,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 1,162 | $27,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 7,820 | $27,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,401 | $27,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 10,029 | $27,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 29,000 | $27,000 | thousands by filing date | principal |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 5,167 | $27,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,468 | $26,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 2,105 | $26,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 37,187 | $26,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 25,000 | $26,000 | thousands by filing date | principal |
| ANADIGICS INC | 032515108 | COM | 31,907 | $26,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 752 | $26,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 7,000 | $26,000 | thousands by filing date | principal |
| WSI INDS INC | 92932Q102 | COM | 3,155 | $26,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,048 | $26,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,882 | $26,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 4,781 | $26,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 12,681 | $26,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 3,415 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,163 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 456 | $25,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 7,740 | $25,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 8,200 | $25,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,691 | $25,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 25,000 | $25,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 250 | $25,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 21,000 | $25,000 | thousands by filing date | principal |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 14,828 | $25,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 569 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R767 | GERM BD IDX FD | 230 | $25,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 4,340 | $25,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 981 | $25,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 780 | $24,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 851 | $24,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 18,000 | $24,000 | thousands by filing date | principal |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 882 | $24,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 1,022 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 443 | $24,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,392 | $24,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 10,865 | $24,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 2,488 | $24,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 757 | $23,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,500 | $23,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 6,000 | $23,000 | thousands by filing date | principal |
| MARINE PRODS CORP | 568427108 | cs | 2,723 | $23,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 9,481 | $23,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 1,016 | $23,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 22,000 | $23,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000402 | this filing | 2014-08-12 | acceptance time not in the bulk data set |