13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 6,762 holding rows worth $255,166,928,000.
- Accession
- 0000895421-14-000402
- Filer
- CIK 895421
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 25,831 entries on the cover page, a total value of $255,166,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,166,928,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 24,399 | $269,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 5,800 | $268,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,032 | $268,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 45,402 | $268,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 43,158 | $267,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 155,130 | $267,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 345,394 | $266,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 40,963 | $266,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 17,684 | $266,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 10,824 | $266,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 8,902 | $266,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 23,219 | $265,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 12,203 | $265,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 20,910 | $265,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 13,708 | $264,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 5,533 | $264,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 15,357 | $264,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 55,903 | $264,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 65,697 | $264,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 54,202 | $264,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 11,237 | $263,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 11,256 | $263,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 17,825 | $263,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 24,091 | $262,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 11,317 | $262,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 13,202 | $262,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 30,113 | $262,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 12,013 | $262,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 5,659 | $260,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,980 | $259,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,691 | $259,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 7,597 | $259,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 7,988 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 2,348 | $257,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 16,872 | $257,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 36,047 | $256,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 6,105 | $256,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 10,244 | $256,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 18,172 | $255,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 12,548 | $255,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 17,817 | $254,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 22,515 | $254,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 14,457 | $253,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 52,864 | $252,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,934 | $251,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 250,000 | $251,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 8,825 | $249,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 29,786 | $248,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 26,104 | $247,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 4,665 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,792 | $247,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 9,264 | $245,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 66,617 | $244,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 149,326 | $244,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 26,195 | $243,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 4,666 | $243,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 10,237 | $242,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 16,776 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,656 | $241,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 8,319 | $241,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 8,386 | $240,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,851 | $238,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 13,929 | $238,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 17,593 | $238,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 12,475 | $238,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 126,711 | $238,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 5,779 | $238,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 28,648 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,600 | $236,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 13,101 | $235,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 189,772 | $235,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 2,529 | $234,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 17,564 | $234,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 3,317 | $234,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 104,675 | $233,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 27,610 | $233,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 78,121 | $233,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 15,937 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 16,020 | $231,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 3,560 | $231,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 28,680 | $230,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,833 | $229,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,514 | $229,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 28,985 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 2,031 | $228,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 110,000 | $227,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 25,007 | $226,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 29,950 | $225,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 12,002 | $225,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 24,731 | $224,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,560 | $224,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 22,170 | $224,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 22,991 | $224,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,986 | $223,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 28,684 | $223,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 9,673 | $223,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 19,193 | $222,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 13,245 | $222,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,167 | $222,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 15,909 | $222,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 8,941 | $222,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 23,650 | $221,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 8,274 | $221,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 10,544 | $220,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 120,701 | $220,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 176,000 | $220,000 | thousands by filing date | principal |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 17,060 | $220,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 14,719 | $219,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 144,216 | $218,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 5,386 | $218,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 20,571 | $216,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,026 | $215,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 58,870 | $215,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 70,491 | $215,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 6,459 | $215,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,724 | $214,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 5,549 | $214,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,228 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 4,626 | $214,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 8,225 | $214,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 76,175 | $214,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 20,247 | $213,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 14,546 | $212,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 5,043 | $212,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 8,532 | $212,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 6,305 | $212,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 5,411 | $212,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 32,520 | $212,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 16,054 | $211,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 38,269 | $211,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 171,496 | $210,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 22,141 | $209,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 34,877 | $209,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 9,441 | $208,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,829 | $208,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 72,910 | $208,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 15,065 | $208,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,905 | $208,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 8,118 | $208,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 6,965 | $208,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,921 | $207,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 1,791,919 | $207,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 19,182 | $206,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 9,073 | $206,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 55,084 | $206,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 114,500 | $206,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 23,851 | $205,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 18,143 | $205,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 8,062 | $204,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 15,080 | $204,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 15,322 | $203,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 46,725 | $203,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 64,955 | $203,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 35,774 | $203,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 16,799 | $203,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 8,123 | $202,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,450 | $202,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,796 | $202,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 7,662 | $201,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,042 | $201,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 39,207 | $201,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 26,359 | $200,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 18,702 | $200,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 18,199 | $197,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 133,196 | $197,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,643 | $196,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,122 | $196,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 91,719 | $196,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 31,479 | $196,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 25,696 | $196,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 86,091 | $196,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 10,612 | $196,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 3,922 | $196,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 20,302 | $195,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 182,000 | $195,000 | thousands by filing date | principal |
| Abrdn Emerging Markets | 00301W105 | COM | 19,172 | $194,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 9,742 | $194,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 23,046 | $194,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 2,633 | $193,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 44,253 | $192,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,511 | $192,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 7,178 | $192,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 5,734 | $192,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 28,085 | $191,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 8,439 | $190,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 5,933 | $190,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 61,332 | $190,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 21,372 | $190,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,984 | $189,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 196,402 | $189,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 24,570 | $189,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 23,924 | $188,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 5,083 | $188,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 11,261 | $188,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 7,142 | $188,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 17,158 | $187,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 26,529 | $187,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 19,193 | $187,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 3,999 | $187,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 3,410 | $187,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 16,804 | $187,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,052 | $186,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 28,457 | $186,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 3,775 | $186,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R108 | COM | 17,761 | $186,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 10,235 | $185,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 16,591 | $185,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 9,541 | $185,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 31,083 | $184,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 63,637 | $184,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,844 | $183,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,932 | $183,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 23,153 | $183,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 39,920 | $183,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 14,698 | $182,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,721 | $182,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 28,775 | $180,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 36,507 | $180,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 5,687 | $180,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 10,391 | $179,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 196,008 | $179,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 27,187 | $179,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 9,235 | $178,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 9,121 | $178,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 170,000 | $178,000 | thousands by filing date | principal |
| CIMATRON LTD | M23798107 | ORD | 28,747 | $178,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,864 | $177,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 12,398 | $177,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 17,164 | $177,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 24,875 | $176,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 4,334 | $176,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 39,044 | $174,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 56,958 | $174,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 14,809 | $174,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 39,913 | $174,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 9,181 | $174,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,340 | $174,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 8,385 | $174,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 98,500 | $173,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 13,027 | $173,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 14,150 | $173,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,066 | $172,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 131,196 | $172,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 13,438 | $171,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 14,914 | $171,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 3,773 | $171,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 49,467 | $171,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 8,331 | $167,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 149,056 | $166,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 53,757 | $166,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 6,226 | $165,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 57,798 | $165,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 94,500 | $165,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 21,911 | $164,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 6,510 | $164,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 51,512 | $164,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 6,400 | $163,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 16,791 | $162,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 18,021 | $162,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,071 | $162,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 5,273 | $162,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 21,684 | $162,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 13,507 | $162,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 11,661 | $162,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 72,713 | $161,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 9,259 | $161,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 10,512 | $160,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 14,356 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,485 | $160,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 9,253 | $159,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 19,933 | $159,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 32,092 | $159,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,066 | $158,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $157,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 39,229 | $157,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 12,986 | $157,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 4,341 | $156,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,727 | $156,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 6,088 | $156,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 285,636 | $156,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 242,000 | $156,000 | thousands by filing date | principal |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 6,170 | $155,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 49,344 | $155,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 68,255 | $155,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 151,000 | $155,000 | thousands by filing date | principal |
| DAILY JOURNAL CORP | 233912104 | COM | 746 | $154,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 20,619 | $154,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 32,350 | $154,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 4,513 | $154,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 35,159 | $154,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 37,291 | $153,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 4,296 | $153,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 5,239 | $152,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 9,966 | $152,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 76,998 | $152,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 7,395 | $151,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 11,133 | $151,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 8,427 | $151,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 28,619 | $151,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 3,610 | $151,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 18,869 | $150,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 7,403 | $150,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 150,000 | $150,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 48,664 | $150,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 51,614 | $149,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 2,324 | $149,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 23,922 | $148,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 2,281 | $148,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,606 | $148,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 12,877 | $148,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 52,500 | $148,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 16,100 | $148,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 10,586 | $148,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 7,545 | $148,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 10,427 | $147,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 6,150 | $147,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 11,000 | $147,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 49,101 | $146,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 133,000 | $145,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 7,535 | $145,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 37,227 | $144,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 12,958 | $144,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,175 | $144,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 9,916 | $143,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,068 | $142,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 3,490 | $142,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 7,825 | $142,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 7,844 | $142,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,530 | $141,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 72,313 | $141,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 64,093 | $141,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 9,381 | $141,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 8,593 | $140,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16,572 | $140,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,486 | $140,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 10,918 | $140,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 139,000 | $140,000 | thousands by filing date | principal |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 18,309 | $140,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 8,589 | $139,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 6,429 | $139,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 9,332 | $139,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 53,906 | $139,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 13,202 | $138,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 8,675 | $138,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 35,160 | $138,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 14,901 | $137,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 71,590 | $137,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 19,720 | $137,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 33,122 | $137,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 8,878 | $136,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,393 | $136,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 81,000 | $136,000 | thousands by filing date | principal |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 8,696 | $136,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,651 | $135,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 7,340 | $135,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3,936 | $135,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 4,713 | $135,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 55,000 | $134,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 7,256 | $134,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 8,154 | $134,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 11,143 | $133,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 1,300 | $133,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 103,123 | $133,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 10,807 | $133,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 8,742 | $132,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 23,997 | $132,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 8,591 | $132,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 17,664 | $132,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 13,711 | $132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 4,390 | $132,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,198 | $132,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 177,000 | $131,000 | thousands by filing date | principal |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,594 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,565 | $130,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,898 | $130,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 15,424 | $129,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 21,455 | $129,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,373 | $129,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 8,146 | $129,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 13,630 | $129,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 3,315 | $129,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 82,366 | $129,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 6,033 | $129,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 4,175 | $129,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 141,478 | $128,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 9,226 | $128,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 24,200 | $128,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 25,411 | $128,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 5,900 | $127,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 15,508 | $127,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 3,876 | $126,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 3,687 | $126,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 42,685 | $126,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,400 | $125,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 125,000 | $125,000 | thousands by filing date | principal |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 57,896 | $125,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 9,012 | $125,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 14,845 | $124,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,991 | $124,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 17,939 | $124,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,383 | $123,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13,668 | $123,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 7,253 | $123,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 14,945 | $123,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 6,745 | $123,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 9,039 | $122,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 27,562 | $122,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 2,250 | $122,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,694 | $121,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 60,614 | $121,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 7,957 | $121,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 10,703 | $121,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 20,452 | $120,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 9,229 | $120,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,421 | $120,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 85,000 | $120,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 8,678 | $120,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 8,543 | $119,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 26,610 | $119,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 48,554 | $119,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 7,904 | $118,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 31,817 | $118,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 10,483 | $118,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 7,263 | $118,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 11,521 | $117,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 7,321 | $117,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 79,287 | $117,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 166,533 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 918 | $116,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 5,871 | $116,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 3,052 | $116,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 40,464 | $116,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 12,209 | $116,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 4,961 | $116,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 41,800 | $115,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 8,915 | $115,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 8,252 | $115,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,399 | $115,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 3,877 | $115,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 17,931 | $114,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 5,916 | $114,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 11,181 | $114,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 14,695 | $114,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 92,028 | $114,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,999 | $113,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 5,764 | $113,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 10,133 | $113,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 82,000 | $113,000 | thousands by filing date | principal |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 3,532 | $112,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 13,093 | $112,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 4,286 | $112,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 18,349 | $111,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 10,928 | $111,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 16,097 | $111,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 46,089 | $111,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 4,992 | $110,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,431 | $110,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,430 | $110,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 102,000 | $110,000 | thousands by filing date | principal |
| ECHELON CORP | 27874N105 | COM | 45,132 | $110,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,289 | $109,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 2,146 | $109,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 5,505 | $109,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,844 | $108,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 6,561 | $108,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,406 | $108,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 8,500 | $108,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 9,208 | $108,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 6,021 | $108,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 45,130 | $107,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 2,397 | $107,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,912 | $106,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 6,183 | $106,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 9,800 | $106,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 12,146 | $106,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 25,105 | $106,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 8,058 | $106,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 2,719 | $105,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,613 | $105,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 10,484 | $105,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 15,866 | $105,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,801 | $104,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,999 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 8,354 | $104,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 38,137 | $104,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 12,545 | $104,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 3,964 | $104,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 7,512 | $104,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 23,864 | $104,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 13,527 | $103,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 9,610 | $103,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 65,746 | $102,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 4,933 | $102,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 62,392 | $102,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 4,746 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 7,903 | $101,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 46,000 | $101,000 | thousands by filing date | principal |
| NORTHEAST BANCORP | 663904209 | COM | 10,546 | $101,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,696 | $101,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 35,472 | $100,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000402 | this filing | 2014-08-12 | acceptance time not in the bulk data set |