13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 6,762 holding rows worth $255,166,928,000.
- Accession
- 0000895421-14-000402
- Filer
- CIK 895421
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 25,831 entries on the cover page, a total value of $255,166,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,166,928,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 2,532 | $23,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 1,841 | $22,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 395 | $22,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 8,825 | $22,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,632 | $22,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 15,370 | $22,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 3,403 | $22,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 1,674 | $22,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 1,626 | $22,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 1,030 | $22,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 8,039 | $22,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 2,350 | $22,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 1,100 | $22,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 22,000 | $22,000 | thousands by filing date | principal |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 2,114 | $22,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,611 | $21,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 9,105 | $21,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 35,000 | $21,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,275 | $21,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 3,800 | $21,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 20,000 | $21,000 | thousands by filing date | principal |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 7,727 | $21,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 2,340 | $21,000 | thousands by filing date | |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 7,300 | $21,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 20,000 | $21,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 536 | $21,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 3,965 | $21,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 1,587 | $21,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,900 | $20,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 6,308 | $20,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,954 | $20,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AD3 | NOTE 2.375% 5/1 | 16,000 | $20,000 | thousands by filing date | principal |
| SMTC CORP | 832682207 | COM NEW | 11,156 | $20,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 6,435 | $20,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 18,423 | $20,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 44,158 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 1,333 | $20,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 2,516 | $20,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 9,593 | $20,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063209 | ADR NEW | 557 | $20,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 762 | $19,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,716 | $19,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 2,510 | $19,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 791 | $19,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 43,992 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 1,225 | $19,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 13,018 | $19,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 414 | $19,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 18,000 | $19,000 | thousands by filing date | principal |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 15,047 | $19,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,913 | $18,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,090 | $18,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 750 | $18,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 6,924 | $18,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 22,500 | $18,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,209 | $18,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 5,746 | $18,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 465 | $18,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 200 | $18,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 7,400 | $18,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 5,880 | $18,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 631 | $18,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,514 | $18,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,215 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 204 | $17,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 500 | $17,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 3,629 | $17,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 20,183 | $17,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 9,165 | $17,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 9,152 | $17,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 5,404 | $17,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 16,050 | $17,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 1,230 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 330 | $17,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 330 | $17,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 3,000 | $17,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,082 | $16,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,680 | $16,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,453 | $16,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,400 | $16,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,099 | $16,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,024 | $16,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 14,855 | $16,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 3,455 | $16,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 6,000 | $16,000 | thousands by filing date | principal |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 5,020 | $16,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,032 | $16,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 1,109 | $16,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 22,300 | $16,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 9,000 | $16,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 500 | $16,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 4,021 | $16,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 14,000 | $16,000 | thousands by filing date | principal |
| CESCA THERAPEUTICS INC | 157131103 | COM | 11,291 | $16,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 306 | $15,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 722 | $15,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 3,858 | $15,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 1,150 | $15,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 919 | $15,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,400 | $15,000 | thousands by filing date | |
| SPORT CHALET INC | 849163209 | CL A | 17,933 | $15,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 2,062 | $15,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 683 | $15,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 11,900 | $15,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 6,967 | $15,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,274 | $14,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 713 | $14,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,567 | $14,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 657 | $14,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,468 | $14,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 2,780 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 340 | $14,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 6,379 | $14,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 14,000 | $14,000 | thousands by filing date | principal |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 524 | $14,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 898 | $14,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 957 | $14,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 625 | $14,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 541 | $14,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,541 | $14,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 20,600 | $14,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 796 | $14,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 2,273 | $14,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 1,003 | $14,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 35,453 | $14,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 2,217 | $14,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 10,000 | $14,000 | thousands by filing date | principal |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 12,197 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289800 | S&P TARGET 40 | 310 | $14,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 14,000 | $14,000 | thousands by filing date | principal |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,259 | $13,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 3,728 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 345 | $13,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 285 | $13,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 2,707 | $13,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 316 | $13,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 9,000 | $13,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 546 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 310 | $13,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 801 | $13,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 804 | $13,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 4,400 | $13,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 838 | $13,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 3,197 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 310 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 235 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 200 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 200 | $12,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 945 | $12,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 805 | $12,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 900 | $12,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 9,000 | $12,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 11,000 | $12,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 8,000 | $12,000 | thousands by filing date | principal |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 22,625 | $12,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 38,958 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 690 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B409 | ULTSH NASD BIOT | 826 | $12,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 1,016 | $12,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 3,106 | $12,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 710 | $12,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,000 | $12,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 12,000 | $12,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 2,500 | $12,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 4,500 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 200 | $12,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 9,960 | $12,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,635 | $11,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 822 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 20,000 | $11,000 | thousands by filing date | principal |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 3,268 | $11,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 10,600 | $11,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 10,000 | $11,000 | thousands by filing date | principal |
| HOPFED BANCORP INC | 439734104 | COM | 983 | $11,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 9,700 | $11,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 607 | $11,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 1,003 | $11,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 5,225 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289701 | S&P TARGET 35 | 250 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 388 | $11,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,279 | $11,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 1,003 | $11,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 9,000 | $11,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 80 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 362 | $10,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,613 | $10,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 658 | $10,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 5,027 | $10,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,500 | $10,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 880 | $10,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 3,500 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 6,793 | $10,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 430 | $10,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 11,000 | $10,000 | thousands by filing date | principal |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,077 | $10,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 200 | $10,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 1,634 | $10,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 585 | $10,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 11,240 | $10,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 5,500 | $10,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 365 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 200 | $10,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 243,926 | $10,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 5,758 | $10,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 5,046 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 686 | $10,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 8,581 | $10,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 9,000 | $10,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 10,000 | $10,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,763 | $9,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 552 | $9,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 1,197 | $9,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 7,150 | $9,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 3,682 | $9,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 240 | $9,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 600 | $9,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 762 | $9,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 70 | $9,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 881 | $9,000 | thousands by filing date | |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 9,000 | $9,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 400 | $9,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,792 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 249 | $9,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,000 | $9,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 7,000 | $9,000 | thousands by filing date | principal |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 3,445 | $9,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 4,946 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 250 | $8,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 506 | $8,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 15,200 | $8,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 3,159 | $8,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 998 | $8,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,017 | $8,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 509 | $8,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 6,000 | $8,000 | thousands by filing date | principal |
| CARDICA INC | 14141R101 | COM | 7,014 | $8,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 3,348 | $8,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 7,556 | $8,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $8,000 | thousands by filing date | principal |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 4,001 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 5,000 | $8,000 | thousands by filing date | principal |
| STANDARD REGISTER CO | 853887206 | COM | 1,331 | $8,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 2,423 | $8,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 2,050 | $8,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 2,303 | $8,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 302 | $8,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 336 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 8,000 | $8,000 | thousands by filing date | principal |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 570 | $7,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 474 | $7,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 501 | $7,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 11,020 | $7,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,600 | $7,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 1,254 | $7,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 1,163 | $7,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 300 | $7,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 3,964 | $7,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 560 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 326 | $7,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 1,100 | $7,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 3,254 | $7,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 883 | $7,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 2,524 | $7,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 7,000 | $7,000 | thousands by filing date | principal |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 608 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 215 | $6,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 730 | $6,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 5,000 | $6,000 | thousands by filing date | principal |
| CLEVELAND BIOLABS INC | 185860103 | COM | 13,436 | $6,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 6,000 | $6,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 3,794 | $6,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,021 | $6,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 14,300 | $6,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 708 | $6,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 113 | $6,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 7,008 | $6,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 2,000 | $6,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 1,005 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 109,748 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 100 | $6,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 206 | $5,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 400 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 199 | $5,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 378 | $5,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 348 | $5,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 825 | $5,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,071 | $5,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 5,520 | $5,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 2,304 | $5,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 5,000 | $5,000 | thousands by filing date | principal |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 1,741 | $5,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 5,225 | $5,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 3,000 | $5,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 233 | $5,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 5,861 | $5,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 351 | $5,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 2,100 | $5,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 1,166 | $5,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 4,000 | $5,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $5,000 | thousands by filing date | principal |
| USEC INC | 90333E207 | COMMON | 1,667 | $5,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 2,500 | $5,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 1,000 | $5,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 255 | $5,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 417 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 287 | $5,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 1,276 | $5,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 2,716 | $5,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 1,035 | $5,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 1,028 | $5,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 1,865 | $5,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 915 | $4,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 1,423 | $4,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 900 | $4,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 538 | $4,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 899 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 3,948 | $4,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 12,190 | $4,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 2,300 | $4,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,000 | $4,000 | thousands by filing date | principal |
| RELM WIRELESS CORP | 759525108 | COM | 1,000 | $4,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 5,000 | $4,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 2,959 | $4,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,266 | $4,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1,823 | $4,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,000 | $4,000 | thousands by filing date | principal |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 1,009 | $4,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 2,052 | $4,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 4,529 | $4,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 1,639 | $4,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 1,503 | $4,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 2,000 | $4,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 2,000 | $4,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 1,513 | $4,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 2,000 | $4,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 1,333 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P205 | RUSS1000 3X LG | 30 | $4,000 | thousands by filing date | |
| VILLAGE BK & TR FINANCIAL CO | 92705T101 | COM | 3,009 | $4,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $4,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 709 | $4,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 1,166 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,400 | $3,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 890 | $3,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 86 | $3,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 260 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 115 | $3,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 238 | $3,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 607 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 136 | $3,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 254 | $3,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 200 | $3,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 605 | $3,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 203 | $3,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 123 | $3,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 5,865 | $3,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 500 | $3,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 6,327 | $3,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 6,842 | $3,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 8,545 | $3,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,550 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 500 | $3,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 600 | $3,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 2,050 | $3,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,000 | $3,000 | thousands by filing date | principal |
| MATTERSIGHT CORP | 577097108 | COM | 500 | $3,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 5,581 | $3,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 192 | $3,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 6,573 | $3,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 635 | $3,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 764 | $3,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 559 | $3,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 156 | $3,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 525 | $3,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,162 | $3,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 728 | $3,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 56 | $3,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 602 | $3,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 572 | $2,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 735 | $2,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 852 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,000 | $2,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 529 | $2,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 312 | $2,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 104 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 153 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 45 | $2,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 190 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 68 | $2,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 259 | $2,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,926 | $2,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 1,590 | $2,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 1,126 | $2,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 777 | $2,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 157 | $2,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 969 | $2,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 569 | $2,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 607 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 1,000 | $2,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 177 | $2,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 481 | $2,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 35 | $2,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 98 | $2,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 136 | $2,000 | thousands by filing date | |
| CRUMBS BAKE SHOP | 228803102 | COM | 16,121 | $2,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,400 | $2,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 4,800 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 24 | $2,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 104 | $2,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 347 | $2,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 578 | $2,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 1,482 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 17 | $2,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 35 | $2,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 124 | $2,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 316 | $2,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 245 | $2,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,013 | $2,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 508 | $2,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 1,500 | $2,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 402 | $2,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 250 | $2,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 660 | $2,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 1,214 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,099 | $1,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 126 | $1,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 52 | $1,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 186 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 284 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 525 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 107 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 25 | $1,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 105 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 675 | $1,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 117 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 17 | $1,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 100 | $1,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P203 | COM NEW | 571 | $1,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 427 | $1,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 700 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 162 | $1,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 345 | $1,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 223 | $1,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 11 | $1,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 2,000 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 771 | $1,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 500 | $1,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 321 | $1,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 3,000 | $1,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 16 | $1,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 435 | $1,000 | thousands by filing date | |
| POKERTEK INC | 730864204 | COM | 516 | $1,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 139 | $1,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 257 | $1,000 | thousands by filing date | |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 506 | $1,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 235 | $1,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 577 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 51 | $1,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 279 | $1,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 1,380 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 279 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 31 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 58 | $1,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 63 | $1,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 36 | $1,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 102 | $1,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 62 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 599 | $1,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 206 | $1,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 132 | $1,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 870 | $1,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 566 | $1,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 11 | $1,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 17 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 49 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 72 | $1,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 588 | $1,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 201 | $1,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 88 | $1,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 350 | $1,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 329 | $1,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 365 | $1,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 50 | $1,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 326 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X525 | S&P SMLCP ASIA | 31 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 201 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 34 | $1,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,000 | $1,000 | thousands by filing date | principal |
| COASTWAY BANCORP INC | 190632109 | COM | 129 | $1,000 | thousands by filing date | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 3,240 | $1,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 68 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000402 | this filing | 2014-08-12 | acceptance time not in the bulk data set |