13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 6,762 holding rows worth $255,166,928,000.
- Accession
- 0000895421-14-000402
- Filer
- CIK 895421
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 25,831 entries on the cover page, a total value of $255,166,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,166,928,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THL CR SR LN FD | 87244R103 | COM | 30,383 | $555,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 16,773 | $555,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 71,727 | $555,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 60,929 | $555,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 6,488 | $554,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 17,792 | $554,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 32,587 | $552,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 10,259 | $552,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 64,004 | $551,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 18,648 | $551,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 17,992 | $550,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 34,933 | $550,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 50,468 | $549,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 16,911 | $549,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 17,071 | $548,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 317,455 | $546,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 31,295 | $544,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 184,991 | $544,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 41,944 | $544,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 6,126 | $543,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 87,680 | $542,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 93,378 | $541,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 122,202 | $541,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 150,870 | $540,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 23,487 | $538,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 17,529 | $538,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 19,016 | $536,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 252,419 | $534,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 27,478 | $533,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 34,532 | $533,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 36,380 | $533,000 | thousands by filing date | |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 666,747 | $533,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 31,508 | $532,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 20,746 | $531,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 18,696 | $528,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 36,865 | $528,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 15,376 | $528,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 59,545 | $526,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 91,218 | $525,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 26,914 | $524,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 13,015 | $521,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 74,088 | $521,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 40,093 | $521,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 40,547 | $520,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 5,204 | $520,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 23,893 | $519,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 160,214 | $519,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 8,218 | $518,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 13,600 | $518,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 34,788 | $516,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 31,970 | $515,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 24,052 | $515,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 48,604 | $514,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,760 | $513,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 13,346 | $513,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 31,320 | $513,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 31,803 | $512,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 39,797 | $511,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 14,463 | $510,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 21,604 | $509,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 65,166 | $509,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 13,406 | $508,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 18,640 | $507,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 9,658 | $507,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 37,342 | $506,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 46,534 | $506,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 77,961 | $506,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 230,351 | $505,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 15,066 | $505,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 9,619 | $504,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 53,038 | $503,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 9,988 | $503,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 85,676 | $503,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 62,878 | $501,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 21,854 | $501,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 35,819 | $500,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 31,897 | $498,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 234,627 | $494,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 51,909 | $494,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 10,378 | $493,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 85,472 | $493,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 54,437 | $492,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 15,243 | $491,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 40,518 | $491,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 39,334 | $491,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 89,719 | $490,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 29,250 | $490,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 34,212 | $490,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 19,308 | $490,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 17,468 | $489,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 98,220 | $488,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 64,679 | $487,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 58,479 | $487,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 27,600 | $487,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 58,059 | $486,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 17,922 | $486,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,150 | $485,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 24,051 | $485,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 101,120 | $485,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 81,156 | $485,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 12,245 | $485,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 40,030 | $483,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 54,356 | $483,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 34,563 | $482,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 15,311 | $480,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 16,703 | $480,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 20,692 | $480,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 27,551 | $480,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 30,440 | $479,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 27,290 | $479,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 34,948 | $479,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 6,585 | $478,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 29,150 | $477,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 23,666 | $476,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 450,000 | $476,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 23,676 | $473,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 83,928 | $473,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 294,031 | $473,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 17,102 | $472,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 28,893 | $471,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 146,210 | $471,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 38,908 | $471,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 37,046 | $470,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 43,864 | $470,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 30,251 | $469,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 144,348 | $469,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 795,701 | $469,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 181,245 | $468,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 43,525 | $467,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 73,125 | $467,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 84,517 | $466,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 82,562 | $466,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 29,964 | $466,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 51,115 | $465,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 19,504 | $465,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 86,982 | $464,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 8,683 | $464,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 10,805 | $462,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,398 | $462,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 203,371 | $462,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 35,009 | $461,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 179,400 | $461,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 13,798 | $460,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 112,330 | $460,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 198,548 | $460,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 40,745 | $459,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 335,084 | $459,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 371,955 | $458,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 11,137 | $458,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 27,742 | $457,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 19,249 | $457,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 14,393 | $457,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 142,057 | $456,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 5,543 | $455,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 456,000 | $455,000 | thousands by filing date | principal |
| EMPIRE RESORTS INC | 292052206 | COM | 63,575 | $455,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 8,074 | $453,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 17,134 | $453,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 9,055 | $452,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 35,832 | $452,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 9,750 | $452,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 76,279 | $451,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 18,531 | $450,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 21,268 | $450,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 3,396 | $447,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 36,553 | $447,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 81,813 | $447,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 146,650 | $447,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 34,775 | $446,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 11,324 | $446,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 21,852 | $446,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 17,203 | $445,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 13,668 | $445,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 19,422 | $444,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 50,304 | $443,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 23,981 | $443,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 18,030 | $443,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 102,415 | $443,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 26,911 | $441,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 33,360 | $441,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 30,324 | $440,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 57,529 | $439,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 28,733 | $438,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 22,885 | $436,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 9,659 | $436,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 11,832 | $436,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 85,509 | $435,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 6,720 | $434,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 76,833 | $434,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 301,759 | $434,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 14,401 | $432,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 34,208 | $431,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 33,512 | $431,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 11,095 | $431,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 16,417 | $430,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 32,237 | $430,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,422 | $428,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 60,611 | $428,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,936 | $427,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 34,822 | $426,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 55,871 | $426,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 32,379 | $426,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 113,614 | $426,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 8,071 | $425,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 22,493 | $425,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 4,862 | $425,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 517,886 | $425,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 36,509 | $425,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,363 | $424,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 52,028 | $421,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 47,414 | $421,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,945 | $419,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 22,942 | $418,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 115,226 | $418,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 8,831 | $417,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 15,334 | $417,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 13,721 | $417,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 8,300 | $417,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 60,663 | $417,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 17,404 | $417,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 16,517 | $416,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 18,075 | $416,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 6,744 | $414,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 31,097 | $414,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 22,899 | $414,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 8,566 | $414,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 19,511 | $413,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 25,737 | $413,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 44,714 | $412,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 32,054 | $411,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 17,875 | $410,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 43,794 | $409,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 44,362 | $409,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 38,197 | $408,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 219,551 | $408,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 168,762 | $407,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,489 | $406,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 20,975 | $405,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 43,923 | $404,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 57,296 | $403,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 16,177 | $403,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 97,869 | $403,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 28,610 | $402,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 44,811 | $402,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 24,134 | $402,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 26,370 | $401,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 26,855 | $401,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 5,875 | $401,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 8,237 | $399,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 31,342 | $398,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 393,000 | $395,000 | thousands by filing date | principal |
| PLY GEM HLDGS INC | 72941W100 | COM | 39,120 | $395,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 28,731 | $393,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 7,875 | $393,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 15,667 | $392,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 233,510 | $392,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 17,493 | $391,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 23,712 | $391,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 22,501 | $389,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 20,843 | $388,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 7,270 | $387,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 107,456 | $387,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 135,611 | $387,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 40,993 | $386,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 27,217 | $384,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 91,931 | $384,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 23,097 | $383,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 64,040 | $382,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 4,895 | $382,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,027 | $382,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 5,112 | $382,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 10,551 | $380,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 20,348 | $380,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 25,086 | $380,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 38,424 | $379,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 77,152 | $379,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 5,051 | $378,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 114,106 | $378,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 12,649 | $378,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 20,410 | $377,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 22,548 | $377,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 199,904 | $376,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 112,445 | $375,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 30,703 | $375,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 37,973 | $374,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 17,897 | $372,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 20,696 | $372,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 33,555 | $371,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 32,870 | $371,000 | thousands by filing date | |
| CHARM COMMUNICATIONS INC | 16112R101 | ADR SHS CL A | 82,516 | $371,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,858 | $370,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 27,779 | $370,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 22,387 | $369,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 26,762 | $367,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 23,936 | $367,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 122,626 | $367,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 19,740 | $367,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 25,941 | $366,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 22,940 | $366,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 21,840 | $366,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 14,630 | $366,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 19,869 | $365,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 14,079 | $365,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 170,785 | $365,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 92,737 | $364,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 28,928 | $364,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 6,904 | $364,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 11,877 | $363,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 18,055 | $363,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 26,145 | $363,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 11,771 | $363,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 25,948 | $363,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 10,843 | $362,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 24,899 | $362,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 33,702 | $362,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 20,127 | $362,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 60,417 | $362,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 7,928 | $361,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 44,277 | $361,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 42,086 | $361,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 98,672 | $360,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 21,134 | $360,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 163,531 | $360,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 20,444 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,977 | $359,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 16,734 | $359,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 21,455 | $359,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 6,002 | $358,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 41,850 | $358,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 25,432 | $358,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 90,769 | $358,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 44,260 | $358,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 44,332 | $357,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 41,349 | $356,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 546,000 | $356,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 54,714 | $356,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 38,640 | $355,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 43,402 | $355,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 21,800 | $355,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 10,388 | $355,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 39,922 | $354,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 26,520 | $353,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 28,784 | $352,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 5,295 | $349,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 23,687 | $349,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 16,437 | $348,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 337,000 | $348,000 | thousands by filing date | principal |
| HAYNES INTL INC | 420877201 | COM NEW | 6,132 | $347,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 43,005 | $346,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 14,881 | $345,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 15,226 | $344,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 9,505 | $344,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 18,440 | $344,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 205,000 | $344,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 73,861 | $344,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 9,817 | $344,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 65,555 | $344,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 16,477 | $344,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 11,599 | $343,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 8,267 | $343,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 23,264 | $343,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 25,571 | $343,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 19,129 | $343,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 39,458 | $342,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 27,184 | $342,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 13,751 | $342,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 22,131 | $342,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 70,738 | $340,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 43,638 | $340,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 25,714 | $339,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,338 | $338,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 25,094 | $338,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,785 | $337,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 69,103 | $337,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 42,833 | $337,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 12,710 | $337,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,781 | $336,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 33,631 | $336,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 52,612 | $334,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 20,851 | $334,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 23,930 | $334,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 224,713 | $333,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 63,682 | $332,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 290,872 | $331,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 24,679 | $331,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 25,348 | $331,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 12,806 | $330,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 11,356 | $330,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 34,711 | $329,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 188,000 | $329,000 | thousands by filing date | principal |
| SCIQUEST INC NEW | 80908T101 | COM | 18,564 | $329,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 18,247 | $329,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 14,722 | $328,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 37,956 | $328,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 52,133 | $328,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 17,275 | $327,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 8,486 | $326,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 18,610 | $325,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 15,107 | $324,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 21,989 | $324,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 10,945 | $323,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,229 | $322,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 72,271 | $322,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 13,348 | $321,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 15,936 | $320,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 43,232 | $319,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 30,186 | $319,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 15,050 | $318,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 37,343 | $316,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 22,695 | $316,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 169,000 | $316,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 11,900 | $315,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 25,862 | $315,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,266 | $314,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,800 | $313,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 15,758 | $312,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 24,740 | $312,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 12,786 | $311,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 23,182 | $311,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 69,043 | $311,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 57,112 | $311,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 15,340 | $311,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 8,893 | $310,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 69,660 | $309,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 21,217 | $309,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 36,644 | $308,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 55,321 | $307,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 9,234 | $306,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 39,569 | $306,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 10,874 | $306,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,934 | $306,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 22,689 | $306,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 25,759 | $304,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 104,184 | $304,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 121,699 | $303,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 285,000 | $302,000 | thousands by filing date | principal |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 34,604 | $302,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 126,430 | $302,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 28,893 | $301,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 8,227 | $301,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 18,888 | $300,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 280,000 | $300,000 | thousands by filing date | principal |
| PAMT CORP | 693149106 | COMMON STOCK | 10,667 | $298,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 13,472 | $298,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 10,000 | $298,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 26,608 | $297,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 19,443 | $296,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 32,970 | $296,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,546 | $292,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 10,028 | $292,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 228,460 | $292,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 21,443 | $291,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 18,115 | $290,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 9,310 | $290,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 13,994 | $289,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 62,953 | $289,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 20,030 | $289,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 118,502 | $289,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 35,519 | $288,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,908 | $288,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 143,467 | $288,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 57,311 | $287,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 8,632 | $287,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 275,632 | $287,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 7,791 | $286,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 18,687 | $286,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 8,067 | $286,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 155,000 | $284,000 | thousands by filing date | principal |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 8,106 | $284,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 16,282 | $284,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 42,547 | $283,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 17,058 | $282,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 23,508 | $282,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 14,854 | $281,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 10,575 | $281,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 22,973 | $280,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 17,987 | $280,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 24,762 | $278,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 18,093 | $278,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 24,823 | $278,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 32,697 | $277,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 4,197 | $277,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 36,003 | $277,000 | thousands by filing date | |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 143,527 | $277,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 17,747 | $276,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8,993 | $276,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 33,107 | $276,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 20,521 | $276,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 11,800 | $274,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 12,800 | $274,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 13,785 | $274,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 18,462 | $274,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 4,042 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,915 | $272,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 8,714 | $272,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 13,922 | $272,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 9,443 | $270,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 9,676 | $270,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 16,458 | $269,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 10,356 | $269,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000402 | this filing | 2014-08-12 | acceptance time not in the bulk data set |