13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 7,607 holding rows worth $128,115,988,000.
- Accession
- 0000831001-20-000096
- Filer
- CIK 831001
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 15,881 entries on the cover page, a total value of $128,115,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $128,115,988,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OPTINOSE INC | 68404V100 | COM | 6,979 | $52,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 3,110 | $52,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,257 | $52,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $52,000 | thousands by filing date | principal |
| HAPPEN INC COM NEW | 52603A208 | Stock | 11,260 | $51,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 12,353 | $51,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,969 | $51,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,800 | $51,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 772 | $51,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 862 | $51,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 5,000 | $51,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 494 | $50,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 400 | $50,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 2,200 | $50,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,600 | $50,000 | thousands by filing date | put |
| XPERI HLDG CORP | 98390M103 | COM | 3,375 | $50,000 | thousands by filing date | put |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 10,000 | $50,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,392 | $50,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,369 | $50,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,170 | $50,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 1,855 | $50,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,200 | $50,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,300 | $49,000 | thousands by filing date | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 2,800 | $49,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,496 | $49,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 4,500 | $49,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 2,020 | $49,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 3,841 | $49,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 5,300 | $49,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,045 | $49,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,450 | $48,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 2,673 | $48,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 300 | $48,000 | thousands by filing date | put |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 2,814 | $48,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3,355 | $48,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 8,132 | $48,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,984 | $48,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,615 | $48,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 2,519 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,405 | $48,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 5,171 | $48,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,797 | $48,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 22,557 | $48,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 13,000 | $48,000 | thousands by filing date | principal |
| AT HOME GROUP INC | 04650Y100 | COM | 7,314 | $48,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,963 | $48,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 3,928 | $48,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 4,816 | $48,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 25,000 | $48,000 | thousands by filing date | principal |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,752 | $47,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,700 | $47,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 13,500 | $47,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,466 | $47,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 14,625 | $47,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 2,854 | $47,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 6,815 | $47,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 12,190 | $47,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 3,245 | $47,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 3,138 | $47,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 3,028 | $47,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 48,000 | $47,000 | thousands by filing date | principal |
| TEAM INC | 878155100 | COM | 8,456 | $47,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 7,000 | $47,000 | thousands by filing date | principal |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 500 | $46,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 500 | $46,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,700 | $46,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 4,908 | $46,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,200 | $46,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 16,216 | $46,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 6,118 | $46,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 3,739 | $46,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,232 | $46,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,100 | $46,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,088 | $46,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 1,231 | $46,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,682 | $46,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,300 | $46,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 9,455 | $46,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 20,000 | $46,000 | thousands by filing date | principal |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,700 | $46,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 400 | $45,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 800 | $45,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 1,700 | $45,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 1,441 | $45,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 913 | $45,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,102 | $45,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 700 | $45,000 | thousands by filing date | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 4,672 | $45,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 825 | $45,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 15,147 | $45,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 8,889 | $45,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,041 | $45,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 2,817 | $45,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 32,281 | $45,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 5,594 | $45,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 537 | $44,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 500 | $44,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 5,089 | $44,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,133 | $44,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 8,489 | $44,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,498 | $44,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,500 | $44,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 1,042 | $44,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 5,534 | $44,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 4,635 | $44,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 28,609 | $44,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,700 | $44,000 | thousands by filing date | put |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 25,695 | $43,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 906 | $43,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,284 | $43,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 4,000 | $43,000 | thousands by filing date | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 5,833 | $43,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,965 | $43,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,000 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,251 | $43,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 4,790 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,885 | $43,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 1,484 | $43,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 5,185 | $43,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 12,070 | $43,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 1,760 | $43,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 52,000 | $43,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 45,000 | $43,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E464 | VELCTYSHS GBPUSD | 1,400 | $43,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,025 | $42,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 12,200 | $42,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 5,164 | $42,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,000 | $42,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,000 | $42,000 | thousands by filing date | put |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,273 | $42,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 9,106 | $42,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,900 | $42,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,500 | $42,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,044 | $42,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,837 | $42,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,238 | $42,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,187 | $42,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 7,872 | $42,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 13,342 | $42,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,200 | $41,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1,308 | $41,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 13,877 | $41,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,045 | $41,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,132 | $41,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,115 | $41,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 7,200 | $41,000 | thousands by filing date | call |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 62,525 | $41,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 3,976 | $41,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 9,774 | $41,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,400 | $41,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 715 | $41,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 14,700 | $41,000 | thousands by filing date | call |
| CHIASMA INC | 16706W102 | COM | 7,537 | $41,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 400 | $40,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 900 | $40,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 3,900 | $40,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 900 | $40,000 | thousands by filing date | call |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 2,525 | $40,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,976 | $40,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 1,370 | $40,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 3,965 | $40,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 31,000 | $40,000 | thousands by filing date | call |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 16,000 | $40,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 600 | $40,000 | thousands by filing date | put |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,610 | $40,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 11,500 | $40,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 7,621 | $40,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 26,300 | $40,000 | thousands by filing date | call |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 32 | $40,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 4,512 | $40,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,500 | $39,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 800 | $39,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 858 | $39,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 145 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 1,050 | $39,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 300 | $39,000 | thousands by filing date | call |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 781 | $39,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 8,269 | $39,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 2,211 | $39,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,405 | $39,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,900 | $39,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17,300 | $39,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 12,500 | $39,000 | thousands by filing date | call |
| PFENEX INC | 717071104 | COM | 4,698 | $39,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,201 | $38,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 513 | $38,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 1,945 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 428 | $38,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 9,541 | $38,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 5,519 | $38,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,024 | $38,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 1,700 | $38,000 | thousands by filing date | call |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,854 | $38,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 117,748 | $38,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,200 | $38,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,555 | $38,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,523 | $38,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 16,371 | $38,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 900 | $37,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 1,400 | $37,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 4,135 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 904 | $37,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,000 | $37,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 3,600 | $37,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 367 | $37,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,807 | $37,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 8,904 | $37,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 966 | $37,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 2,077 | $37,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,008 | $37,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,514 | $37,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,204 | $36,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,274 | $36,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 2,290 | $36,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $36,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 9,995 | $36,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $36,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 4,697 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 464 | $36,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 5,536 | $36,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,300 | $36,000 | thousands by filing date | call |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 1,246 | $36,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 13,100 | $36,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 5,000 | $35,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 400 | $35,000 | thousands by filing date | call |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 943 | $35,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 3,200 | $35,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,900 | $35,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,376 | $35,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 3,428 | $35,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 999 | $35,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 2,416 | $35,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 4,696 | $35,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 5,201 | $35,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 1,552 | $35,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 1,296 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 2,802 | $34,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 6,988 | $34,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 458 | $34,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,337 | $34,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 988 | $34,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,200 | $34,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,683 | $34,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 240 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 222 | $34,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 3,500 | $34,000 | thousands by filing date | call |
| SPARK ENERGY INC | 846511103 | CL A COM | 4,739 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 251 | $34,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 3,836 | $34,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 5,828 | $34,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 12,639 | $34,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 5,758 | $34,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,886 | $33,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 6,600 | $33,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 2,300 | $33,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,100 | $33,000 | thousands by filing date | put |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,147 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 570 | $33,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 960 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 710 | $33,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 500 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 280 | $33,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,993 | $33,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 9,138 | $33,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 991 | $33,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 20,000 | $33,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,000 | $33,000 | thousands by filing date | put |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,119 | $33,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 5,060 | $33,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,413 | $32,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,202 | $32,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 1,226 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 728 | $32,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,500 | $32,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 2,844 | $32,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 4,917 | $32,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 2,331 | $32,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 985 | $32,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,737 | $32,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $32,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 5,954 | $32,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 6,331 | $32,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 22,000 | $32,000 | thousands by filing date | principal |
| SIERRA WIRELESS INC | 826516106 | COM | 3,600 | $32,000 | thousands by filing date | call |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 5,291 | $32,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 580 | $31,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 1,100 | $31,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 300 | $31,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,019 | $31,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,150 | $31,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 3,450 | $31,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 451 | $31,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,569 | $31,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 600 | $31,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 8,700 | $31,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 300 | $31,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,625 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,000 | $31,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 22,300 | $31,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 4,209 | $31,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 26,800 | $31,000 | thousands by filing date | put |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,373 | $31,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 13,375 | $31,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 949 | $31,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 111,991 | $31,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 8,435 | $31,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 834 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,373 | $31,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,305 | $31,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 2,101 | $31,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $30,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $30,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,000 | $30,000 | thousands by filing date | put |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 1,700 | $30,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 500 | $30,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 2,824 | $30,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 9,600 | $30,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 179 | $30,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,100 | $30,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 3,132 | $30,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,779 | $30,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,720 | $30,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,491 | $30,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,100 | $30,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,670 | $30,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,105 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,200 | $30,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,200 | $30,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 600 | $30,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 3,888 | $30,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 39,695 | $30,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,585 | $30,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 8,049 | $30,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 11,630 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 300 | $29,000 | thousands by filing date | put |
| AC IMMUNE SA | H00263105 | SHS | 4,376 | $29,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 575 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 620 | $29,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 315 | $29,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,000 | $29,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 600 | $29,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,527 | $29,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 3,003 | $29,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,120 | $29,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,083 | $29,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 665 | $29,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 2,832 | $29,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,056 | $29,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 89,577 | $29,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,220 | $29,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 33,000 | $29,000 | thousands by filing date | principal |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 24,300 | $29,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 11,116 | $29,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 20,000 | $29,000 | thousands by filing date | principal |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 3,251 | $29,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 400 | $28,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 300 | $28,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 6,483 | $28,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 400 | $28,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,610 | $28,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,838 | $28,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,335 | $28,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,484 | $28,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,275 | $28,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,800 | $28,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 874 | $28,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,821 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 451 | $28,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 1,845 | $28,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,919 | $28,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 2,280 | $28,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 5,906 | $28,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 9,849 | $28,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 36,900 | $28,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 3,200 | $28,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 400 | $27,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 185 | $27,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,964 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 915 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,353 | $27,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,819 | $27,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 355 | $27,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 6,057 | $27,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,695 | $27,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 6,560 | $27,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,108 | $27,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 5,983 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,000 | $27,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 437 | $27,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 29,000 | $27,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,503 | $27,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 1,965 | $27,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 8,399 | $27,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 31,000 | $27,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 8,000 | $27,000 | thousands by filing date | principal |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 3,844 | $27,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,813 | $27,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 28,200 | $27,000 | thousands by filing date | put |
| WAITR HLDGS INC | 930752100 | COM | 10,360 | $27,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 400 | $26,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,700 | $26,000 | thousands by filing date | call |
| TC ENERGY CORP | 87807B107 | COM | 600 | $26,000 | thousands by filing date | put |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,500 | $26,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 1,875 | $26,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 1,999 | $26,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 235 | $26,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,561 | $26,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 3,600 | $26,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,400 | $26,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 5,500 | $26,000 | thousands by filing date | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,903 | $26,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 531 | $26,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 895 | $26,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 213 | $26,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 4,656 | $26,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 373 | $26,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $26,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,016 | $26,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 997 | $26,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,514 | $26,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 1,027 | $26,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 2,127 | $26,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,917 | $26,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 801 | $26,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 14,597 | $26,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XWW6 | MKTS HLDGS MTNF 3/0 | 30,000 | $26,000 | thousands by filing date | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 717 | $25,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 900 | $25,000 | thousands by filing date | put |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 500 | $25,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,259 | $25,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,000 | $25,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,053 | $25,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 5,513 | $25,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,287 | $25,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,722 | $25,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 15,000 | $25,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,931 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 916 | $25,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 878 | $25,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,460 | $25,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,035 | $25,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,300 | $25,000 | thousands by filing date | put |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 1,620 | $25,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 2,205 | $25,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 6,099 | $25,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,116 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,200 | $25,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,209 | $25,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 4,581 | $25,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,041 | $25,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 6,289 | $25,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 1,933 | $25,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 7,800 | $25,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,622 | $25,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 2,119 | $25,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 6,500 | $25,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 19,300 | $25,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 7,848 | $25,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,925 | $25,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 3,153 | $25,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 6,564 | $25,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 14,277 | $25,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 5,990 | $25,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 631 | $25,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 6,523 | $25,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 27,000 | $25,000 | thousands by filing date | principal |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 199 | $24,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 16,500 | $24,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 3,668 | $24,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,600 | $24,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,993 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 109 | $24,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,207 | $24,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,687 | $24,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 1,396 | $24,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 300 | $24,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 5,080 | $24,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 12,233 | $24,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,900 | $24,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,206 | $24,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 973 | $24,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 3,869 | $24,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 4,967 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,000 | $24,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 930 | $24,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,779 | $24,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 2,802 | $24,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,442 | $24,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 74,900 | $24,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,100 | $24,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 7,803 | $24,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 1,907 | $24,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 561 | $24,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,481 | $24,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,262 | $24,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,071 | $24,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 973 | $24,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,837 | $24,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 3,865 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000096 | this filing | 2020-08-12 | acceptance time not in the bulk data set |