13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 7,607 holding rows worth $128,115,988,000.
- Accession
- 0000831001-20-000096
- Filer
- CIK 831001
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 15,881 entries on the cover page, a total value of $128,115,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $128,115,988,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,000 | $11,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 1,400 | $11,000 | thousands by filing date | put |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 762 | $11,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 449 | $11,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 7,275 | $11,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,053 | $11,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 601 | $11,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 475 | $11,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,130 | $11,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 449 | $11,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,709 | $11,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 788 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 100 | $11,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 510 | $11,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 1,478 | $11,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 2,000 | $11,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 9,313 | $11,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,559 | $11,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,483 | $11,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 878 | $11,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,265 | $11,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 243 | $11,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 1,459 | $11,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 2,182 | $11,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,442 | $11,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 5,800 | $11,000 | thousands by filing date | put |
| ONCOCYTE CORP | 68235C107 | COM | 5,822 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 6,000 | $11,000 | thousands by filing date | principal |
| CASPER SLEEP INC | 147626105 | COM | 1,211 | $11,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 664 | $11,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 2,000 | $11,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 5,416 | $11,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 480 | $11,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 200 | $10,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,498 | $10,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 100 | $10,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,200 | $10,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,038 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 468 | $10,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 575 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 200 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 100 | $10,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 200 | $10,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,300 | $10,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,400 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 227 | $10,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 500 | $10,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 146 | $10,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,106 | $10,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 923 | $10,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 2,632 | $10,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 654 | $10,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 15,850 | $10,000 | thousands by filing date | put |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,982 | $10,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 3,210 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 300 | $10,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 812 | $10,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 5,589 | $10,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 764 | $10,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 7,500 | $10,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,036 | $10,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 993 | $10,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 1,700 | $10,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,123 | $10,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 2,073 | $10,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 600 | $10,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 10,300 | $10,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,528 | $10,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,300 | $10,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 900 | $10,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,000 | $10,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 11,000 | $10,000 | thousands by filing date | principal |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 4,372 | $10,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 3,942 | $10,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 1,025 | $10,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,184 | $10,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XF39 | MKTS HLDGS MTNF 5/0 | 10,000 | $10,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 338 | $9,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,459 | $9,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,465 | $9,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,785 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 543 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 330 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 300 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 262 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 500 | $9,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 300 | $9,000 | thousands by filing date | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 400 | $9,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,183 | $9,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 382 | $9,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 7,712 | $9,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,014 | $9,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 422 | $9,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 917 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 270 | $9,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 722 | $9,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 4,024 | $9,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 37,483 | $9,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 550 | $9,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 4,823 | $9,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 401 | $9,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,090 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 325 | $9,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 300 | $9,000 | thousands by filing date | put |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 1,121 | $9,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,100 | $9,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 8,000 | $9,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 735 | $9,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 628 | $9,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,786 | $9,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 2,707 | $9,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,800 | $9,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 2,781 | $9,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 2,449 | $9,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,741 | $9,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 925 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 155 | $9,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 8,109 | $9,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 4,988 | $9,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 845 | $9,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 334 | $9,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 10,000 | $9,000 | thousands by filing date | principal |
| MAJESCO | 56068V102 | COM | 1,105 | $9,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 120 | $8,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 100 | $8,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 200 | $8,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 1,200 | $8,000 | thousands by filing date | call |
| EXAGEN INC | 30068X103 | COM | 645 | $8,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 258 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 645 | $8,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 567 | $8,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 929 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 322 | $8,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 600 | $8,000 | thousands by filing date | put |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,049 | $8,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 255 | $8,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 6,841 | $8,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,400 | $8,000 | thousands by filing date | put |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 358 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 339 | $8,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,008 | $8,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,089 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 200 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 253 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 207 | $8,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 1,867 | $8,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 282 | $8,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 8,000 | $8,000 | thousands by filing date | principal |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 2,832 | $8,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 2,202 | $8,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 415 | $8,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1,169 | $8,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 29,500 | $8,000 | thousands by filing date | call |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 9,000 | $8,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 1,123 | $8,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 723 | $8,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 4,300 | $8,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,514 | $8,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 52,248 | $8,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,912 | $8,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 3,786 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 650 | $8,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 7,000 | $8,000 | thousands by filing date | principal |
| LIMESTONE BANCORP INC | 53262L105 | COM | 644 | $8,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 800 | $7,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,276 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 363 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 175 | $7,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 400 | $7,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,000 | $7,000 | thousands by filing date | put |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 122 | $7,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 468 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,550 | $7,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 2,000 | $7,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,705 | $7,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 863 | $7,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 7,800 | $7,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,231 | $7,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 318 | $7,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,094 | $7,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 589 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 176 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 135 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 65 | $7,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 570 | $7,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,046 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 200 | $7,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 6,000 | $7,000 | thousands by filing date | call |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 500 | $7,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 803 | $7,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 4,800 | $7,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 3,900 | $7,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 21,600 | $7,000 | thousands by filing date | call |
| SILVERBOW RES INC | 82836G102 | COM | 2,274 | $7,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 800 | $7,000 | thousands by filing date | put |
| ATLAS CORP | Y0436Q109 | COM | 976 | $7,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 325 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 11,500 | $7,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 49,000 | $7,000 | thousands by filing date | put |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,213 | $7,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,000 | $7,000 | thousands by filing date | call |
| DELMAR BANCORP | 247035207 | COM NEW | 1,135 | $7,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 5,000 | $7,000 | thousands by filing date | principal |
| NESCO HLDGS INC | 64083J104 | COM | 1,735 | $7,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 200 | $6,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 2,759 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 164 | $6,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 454 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 200 | $6,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 200 | $6,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 800 | $6,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 500 | $6,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 599 | $6,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 700 | $6,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 6,351 | $6,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,092 | $6,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,600 | $6,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,600 | $6,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 620 | $6,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,045 | $6,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 275 | $6,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 125 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 200 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 222 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 23,500 | $6,000 | thousands by filing date | put |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 115 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 130 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 200 | $6,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 5,000 | $6,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 5,000 | $6,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 5,692 | $6,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 507 | $6,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 765 | $6,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 354 | $6,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,700 | $6,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,200 | $6,000 | thousands by filing date | call |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 2,000 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 200 | $6,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 7,000 | $6,000 | thousands by filing date | principal |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 469 | $6,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,700 | $6,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 1,568 | $6,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 704 | $6,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 7,599 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 350 | $6,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,946 | $5,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 100 | $5,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $5,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 528 | $5,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,793 | $5,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 250 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 202 | $5,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,025 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 300 | $5,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 160 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 100 | $5,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 70 | $5,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,100 | $5,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,600 | $5,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,100 | $5,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 5,891 | $5,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 269 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 143 | $5,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 219 | $5,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 1,400 | $5,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 979 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 68 | $5,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 704 | $5,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 400 | $5,000 | thousands by filing date | call |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 687 | $5,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 125 | $5,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 427 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $5,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 500 | $5,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 207 | $5,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 150 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,398 | $5,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 800 | $5,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,100 | $5,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 450 | $5,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 3,592 | $5,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 7,500 | $5,000 | thousands by filing date | put |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 906 | $5,000 | thousands by filing date | call |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 350 | $5,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 35,900 | $5,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 436 | $5,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 5,000 | $5,000 | thousands by filing date | principal |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 2,707 | $5,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 482 | $5,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 3,007 | $5,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 2,220 | $5,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 861 | $5,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XSP6 | MKTS HLDGS MTNF 6.500% 9/2 | 5,000 | $5,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 50 | $4,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 100 | $4,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 64 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 300 | $4,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 271 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 81 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 100 | $4,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 482 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 114 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 266 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 200 | $4,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 670 | $4,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 500 | $4,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 500 | $4,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 350 | $4,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 691 | $4,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 511 | $4,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,500 | $4,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,117 | $4,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 135 | $4,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,200 | $4,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 139 | $4,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 930 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 103 | $4,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,000 | $4,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 300 | $4,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,009 | $4,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,500 | $4,000 | thousands by filing date | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 935 | $4,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | put |
| RYB ED INC | 74979W101 | ADR | 1,449 | $4,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 5,393 | $4,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 4,519 | $4,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 303 | $4,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 600 | $4,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 170 | $4,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,000 | $4,000 | thousands by filing date | principal |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 3,090 | $4,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 532 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 58 | $4,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 400 | $4,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17324XYC8 | MTNF 10.150% 2/1 | 8,000 | $4,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,500 | $3,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 467 | $3,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 1,019 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 108 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 147 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 300 | $3,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 84 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 290 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 90 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 328 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 50 | $3,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 223 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 65 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 935 | $3,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 276 | $3,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 248 | $3,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 444 | $3,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 100 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 205 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 56 | $3,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 400 | $3,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 188 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 101 | $3,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 230 | $3,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 500 | $3,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,408 | $3,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 656 | $3,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,811 | $3,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 1,389 | $3,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 442 | $3,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 4,200 | $3,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 218 | $3,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 122 | $3,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 61 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 4,000 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 93 | $3,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 3,000 | $3,000 | thousands by filing date | principal |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 120 | $3,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 17,000 | $3,000 | thousands by filing date | principal |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,180 | $3,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 340 | $3,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 29 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 201 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 12 | $2,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 24 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 400 | $2,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 4,400 | $2,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 100 | $2,000 | thousands by filing date | put |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 98 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 72 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 913 | $2,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 200 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 100 | $2,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 100 | $2,000 | thousands by filing date | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 200 | $2,000 | thousands by filing date | call |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 162 | $2,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 166 | $2,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 50 | $2,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 161 | $2,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 864 | $2,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 200 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 146 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 100 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 100 | $2,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,100 | $2,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 100 | $2,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 702 | $2,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 355 | $2,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 102 | $2,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 948 | $2,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 782 | $2,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 788 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 620 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 124 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 129 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 101 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 29 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 420 | $2,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 25 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 340 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 56 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 30 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 84 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,100 | $2,000 | thousands by filing date | put |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 500 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 100 | $2,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 100 | $2,000 | thousands by filing date | call |
| USD PARTNERS LP LP | 903318103 | STOK | 552 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 390 | $2,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 615 | $2,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,900 | $2,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 124 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 3,504 | $2,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 104 | $2,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,100 | $2,000 | thousands by filing date | call |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 187 | $2,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,622 | $2,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $2,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 258 | $2,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 19,000 | $2,000 | thousands by filing date | principal |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 61 | $1,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 800 | $1,000 | thousands by filing date | call |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 60 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 14 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 300 | $1,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 62 | $1,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 44 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 35 | $1,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 50 | $1,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 32 | $1,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 85 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 100 | $1,000 | thousands by filing date | call |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 104 | $1,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 500 | $1,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 90 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 200 | $1,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 18 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 789 | $1,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 155 | $1,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 60 | $1,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,378 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 50 | $1,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 200 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 300 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 4 | $1,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 400 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 127 | $1,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 27 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,000 | $1,000 | thousands by filing date | put |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 368 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 900 | $1,000 | thousands by filing date | put |
| AH BELO CORP | 001282102 | COMMON STOCK | 572 | $1,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,372 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 1,174 | $1,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 25 | $1,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 285 | $1,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 762 | $1,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,000 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 50 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 90 | $1,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 200 | $1,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 257 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $1,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 200 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $1,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 139 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 400 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 665 | $1,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 362 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 2,000 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 25 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000096 | this filing | 2020-08-12 | acceptance time not in the bulk data set |