13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 7,607 holding rows worth $128,115,988,000.
- Accession
- 0000831001-20-000096
- Filer
- CIK 831001
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 15,881 entries on the cover page, a total value of $128,115,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $128,115,988,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COPA HOLDINGS SA | P31076105 | CL A | 4,000 | $202,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 69 | $202,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 18,500 | $202,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 67,089 | $202,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 85,800 | $202,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 18,073 | $201,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 6,803 | $201,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 15,550 | $201,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 14,500 | $201,000 | thousands by filing date | put |
| NATURA &CO HLDG S A | 63884N108 | ADR | 13,830 | $201,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,000 | $200,000 | thousands by filing date | put |
| VEONEER INC | 92336X109 | COM | 18,700 | $200,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,800 | $200,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 71,278 | $200,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 27,500 | $199,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 700 | $199,000 | thousands by filing date | call |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 32,932 | $199,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,850 | $198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 6,609 | $198,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,900 | $198,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 29,061 | $197,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,401 | $197,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 1,167,247 | $197,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 14,824 | $197,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,562 | $196,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,600 | $196,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 6,103 | $196,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,691 | $196,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,140 | $195,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 14,900 | $195,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 1,800 | $194,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,697 | $194,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 13,140 | $194,000 | thousands by filing date | call |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 18,460 | $194,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 44,394 | $194,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 14,034 | $193,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,780 | $193,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 7,735 | $193,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 11,880 | $193,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,900 | $193,000 | thousands by filing date | put |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 6,500 | $192,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,671 | $192,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 55,900 | $192,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 2,300 | $191,000 | thousands by filing date | call |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,864 | $191,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,000 | $191,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,400 | $190,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,416 | $190,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,469 | $190,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 21,212 | $190,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 8,781 | $190,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 64,020 | $189,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 9,411 | $189,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 134,000 | $189,000 | thousands by filing date | principal |
| SILVERCREST METALS INC | 828363101 | COM | 20,621 | $189,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 15,982 | $188,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,408 | $188,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,839 | $188,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 9,792 | $187,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,100 | $187,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 54,317 | $187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $187,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 6,793 | $187,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 7,277 | $187,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,100 | $186,000 | thousands by filing date | put |
| NORBORD INC | 65548P403 | COM NEW | 8,174 | $186,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 9,100 | $186,000 | thousands by filing date | call |
| CITIGROUP GLOBAL | 17326E605 | MKT HLDGS I VELCTYSHS AUDUSD | 6,200 | $186,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 6,700 | $185,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,765 | $185,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,223 | $184,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 45,200 | $184,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,400 | $184,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 125,000 | $184,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,100 | $183,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,100 | $183,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 18,900 | $183,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 3,186 | $183,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 7,004 | $183,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 17,695 | $182,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,400 | $182,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 27,600 | $182,000 | thousands by filing date | put |
| EVERQUOTE INC | 30041R108 | COM CL A | 3,136 | $182,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,519 | $182,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 16,457 | $181,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 2,994 | $181,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 17,984 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,104 | $181,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 8,015 | $181,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 46,884 | $181,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,000 | $180,000 | thousands by filing date | put |
| CNA FINL CORP | 126117100 | COM | 5,596 | $180,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,700 | $180,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 31,877 | $180,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,200 | $180,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 6,829 | $180,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 808 | $179,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 12,030 | $179,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 17,500 | $178,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8,955 | $178,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 3,600 | $178,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 18,200 | $177,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 25,700 | $177,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 400 | $177,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,175 | $177,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 13,027 | $177,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,200 | $177,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,600 | $177,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 2,000 | $177,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,790 | $177,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 23,601 | $177,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 116,000 | $177,000 | thousands by filing date | put |
| CITIGROUP GLOBAL | 17324XYG9 | MKTS HLDGS MTNF 5/0 | 175,000 | $177,000 | thousands by filing date | principal |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 6,001 | $176,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,220 | $176,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 17,340 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 4,792 | $176,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,555 | $176,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 19,995 | $176,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 13,882 | $175,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 13,691 | $175,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 6,570 | $175,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 5,153 | $174,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,200 | $174,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 8,800 | $174,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 9,142 | $174,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,311 | $174,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,041 | $174,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 7,869 | $174,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,560 | $173,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,300 | $173,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 13,227 | $173,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 7,400 | $173,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,796 | $173,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 101,500 | $173,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 150,400 | $173,000 | thousands by filing date | call |
| ALTERYX INC | 02156BAB9 | CONV BD US | 47,000 | $173,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 15,849 | $172,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 11,589 | $172,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 10,195 | $172,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 6,334 | $172,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 14,857 | $172,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 124,000 | $171,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 74,500 | $171,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 12,500 | $170,000 | thousands by filing date | put |
| PROGYNY INC COM | 74340E103 | Stock | 6,569 | $170,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,067 | $170,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 33,200 | $170,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,300 | $170,000 | thousands by filing date | call |
| PAE INC | 69290Y109 | COM CL A | 17,784 | $170,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 17,400 | $169,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 12,100 | $169,000 | thousands by filing date | put |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 3,989 | $169,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 116,000 | $169,000 | thousands by filing date | principal |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 12,091 | $168,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 11,400 | $168,000 | thousands by filing date | put |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 4,450 | $168,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 11,201 | $168,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,283 | $167,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,157 | $167,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 15,362 | $167,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 20,052 | $167,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 34,673 | $167,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 7,946 | $167,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 19,503 | $167,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 14,161 | $166,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 8,609 | $166,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 20,700 | $166,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 500 | $165,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 102,273 | $165,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,684 | $164,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,900 | $164,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,422 | $164,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,869 | $164,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 5,700 | $163,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 9,080 | $163,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 8,418 | $163,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 9,426 | $163,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 172,000 | $163,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 161,500 | $163,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 3,600 | $162,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 9,600 | $162,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,001 | $162,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 31,500 | $162,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 91,000 | $162,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,053 | $161,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 49,200 | $161,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 10,156 | $161,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 5,800 | $160,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 1,500 | $160,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 1,822 | $160,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,600 | $160,000 | thousands by filing date | call |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 66,800 | $160,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 3,867 | $160,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 22,000 | $159,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,163 | $159,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,600 | $159,000 | thousands by filing date | call |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,000 | $158,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 8,308 | $158,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 129,300 | $158,000 | thousands by filing date | put |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 778 | $158,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 15,000 | $158,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,248 | $157,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,100 | $157,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,100 | $157,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 14,658 | $157,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 43,552 | $157,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 2,400 | $156,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 6,100 | $156,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 60,100 | $156,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 3,349 | $156,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 913 | $156,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,762 | $156,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,043 | $156,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 4,500 | $156,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 36,638 | $156,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 12,520 | $155,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,750 | $154,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,600 | $154,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,026 | $154,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 134,457 | $154,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,600 | $153,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 27,950 | $153,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 10,651 | $153,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 1,050 | $153,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 54,600 | $153,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 8,797 | $153,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,100 | $152,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,800 | $152,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 11,792 | $152,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,997 | $152,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 13,900 | $151,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,750 | $151,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 38,241 | $151,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,400 | $150,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,000 | $150,000 | thousands by filing date | put |
| ENDAVA PLC ADS | 29260V105 | ADR | 3,099 | $150,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,297 | $150,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,000 | $150,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 23,809 | $150,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XWR7 | MKTS HLDGS MTNF 2/2 | 200,000 | $150,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 20,662 | $149,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,410 | $149,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,466 | $149,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,200 | $149,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 10,257 | $149,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 5,627 | $148,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,657 | $148,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 37,576 | $148,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 10,457 | $148,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 157,000 | $148,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 8,093 | $147,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 9,607 | $147,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 2,915 | $147,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,671 | $147,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,359 | $147,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 5,404 | $147,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 950 | $146,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 16,810 | $146,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,000 | $145,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 4,400 | $145,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 10,400 | $145,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 10,998 | $145,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,400 | $145,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,931 | $145,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 7,651 | $145,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,606 | $145,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 12,575 | $145,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 7,332 | $145,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 5,691 | $145,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 8,762 | $145,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,000 | $144,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 21,200 | $144,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 6,400 | $144,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 19,794 | $144,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 14,738 | $144,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 6,972 | $144,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 6,855 | $144,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,900 | $143,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 20,300 | $143,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 3,800 | $143,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 6,944 | $143,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 6,368 | $143,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 61,457 | $143,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 800 | $142,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 19,915 | $142,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 17,080 | $142,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 9,093 | $142,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,400 | $141,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 15,476 | $141,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 5,519 | $141,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 46,900 | $141,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 7,414 | $141,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 51,000 | $141,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 5,059 | $140,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 5,172 | $140,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 8,224 | $140,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,772 | $140,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,100 | $140,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 58,133 | $139,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 4,600 | $139,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268107 | SHS | 18,808 | $139,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,100 | $138,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 4,200 | $138,000 | thousands by filing date | call |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 28,968 | $138,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 5,200 | $138,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,152 | $138,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 1,405 | $138,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,600 | $137,000 | thousands by filing date | call |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 5,746 | $137,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 8,213 | $137,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 6,019 | $137,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 49,671 | $137,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,371 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 20,747 | $136,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 18,350 | $136,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,600 | $136,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 13,433 | $136,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 17,400 | $136,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 900 | $135,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 7,200 | $135,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 10,523 | $135,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 13,915 | $135,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 10,933 | $135,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,100 | $134,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 11,170 | $134,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,371 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,836 | $134,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 8,446 | $134,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 39,000 | $134,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,452 | $133,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,320 | $133,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 300 | $133,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,900 | $133,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,653 | $133,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,079 | $133,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 9,996 | $133,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 7,468 | $133,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 21,340 | $133,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 15,213 | $132,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,800 | $132,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 1,500 | $132,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,975 | $132,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,047 | $132,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,500 | $132,000 | thousands by filing date | call |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,600 | $131,000 | thousands by filing date | put |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 4,152 | $131,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,399 | $131,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 113,750 | $131,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 11,355 | $131,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,020 | $130,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,110 | $130,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,943 | $130,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,500 | $130,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 6,400 | $130,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,139 | $130,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 70,000 | $130,000 | thousands by filing date | principal |
| NEXTCURE INC | 65343E108 | COM | 6,026 | $130,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,141 | $129,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 29,178 | $129,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,045 | $129,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,139 | $129,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 3,614 | $129,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,500 | $129,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 17,016 | $129,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 52,569 | $129,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 91,378 | $129,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 39,566 | $129,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 700 | $128,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 23,274 | $128,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 23,611 | $128,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 13,326 | $128,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,400 | $128,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 156,444 | $128,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,614 | $128,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,250 | $127,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 6,962 | $127,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 37,100 | $127,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 15,547 | $127,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 4,000 | $127,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,000 | $126,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 21,371 | $126,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 4,500 | $126,000 | thousands by filing date | call |
| BANK FIRST CORP | 06211J100 | COM | 1,972 | $126,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,816 | $126,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 14,090 | $126,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 8,670 | $126,000 | thousands by filing date | call |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 120,000 | $126,000 | thousands by filing date | principal |
| SNAP ON INC COM | 833034101 | Stock | 900 | $125,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,000 | $125,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 9,267 | $125,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 56,327 | $125,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,202 | $125,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,175 | $125,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,900 | $125,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 170,566 | $125,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 20,100 | $125,000 | thousands by filing date | put |
| AXOSFINLINC | 05465C100 | STOK | 5,600 | $124,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,600 | $124,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,192 | $124,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 5,925 | $124,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,000 | $124,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 5,424 | $124,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 5,575 | $124,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 4,904 | $123,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 11,900 | $123,000 | thousands by filing date | call |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 6,000 | $123,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,300 | $122,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 4,180 | $122,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,839 | $122,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,700 | $122,000 | thousands by filing date | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,360 | $122,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,540 | $121,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,658 | $121,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 45,200 | $121,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,300 | $121,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 40,868 | $121,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 19,315 | $121,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 7,583 | $121,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,700 | $121,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 7,419 | $121,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,365 | $121,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 7,188 | $121,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 9,553 | $121,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,623 | $120,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 14,600 | $120,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,658 | $120,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 7,552 | $120,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 6,976 | $120,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 12,363 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,302 | $120,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 18,052 | $120,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 18,560 | $119,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 3,400 | $119,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 5,321 | $119,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,687 | $119,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 87,000 | $119,000 | thousands by filing date | principal |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,943 | $119,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 8,700 | $118,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 800 | $118,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,669 | $118,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 32,600 | $118,000 | thousands by filing date | call |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,128 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,441 | $118,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,200 | $118,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 64,428 | $118,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 50,000 | $118,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 18,000 | $118,000 | thousands by filing date | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,000 | $117,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q886 | COM | 8,240 | $117,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 139,624 | $117,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 3,447 | $117,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,600 | $117,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 5,121 | $117,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 4,266 | $117,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,188 | $117,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 11,623 | $116,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,486 | $116,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 129,000 | $116,000 | thousands by filing date | principal |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 6,570 | $115,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 12,400 | $115,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,265 | $115,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 7,442 | $115,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 705 | $115,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 10,293 | $115,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 11,200 | $115,000 | thousands by filing date | call |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,220 | $115,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,610 | $115,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,600 | $115,000 | thousands by filing date | put |
| CITIGROUP GLOBAL | 17324XST8 | MKTS HLDGS MTNF 11/1 | 100,000 | $115,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 3,003 | $114,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 3,200 | $114,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 23,178 | $114,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 10,100 | $114,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 37,900 | $114,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 115,000 | $114,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL | 17326E647 | MKT HLDGS I VELCTYSHS USDAUD | 8,000 | $114,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,900 | $113,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 2,100 | $113,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 13,826 | $113,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 4,987 | $113,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 5,644 | $113,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,300 | $112,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 4,087 | $112,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,000 | $112,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 2,000 | $112,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 500 | $112,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,400 | $112,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 6,361 | $112,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 3,893 | $112,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 987 | $112,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 19,497 | $112,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 1,100 | $112,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 85,492 | $111,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 9,313 | $111,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 3,958 | $111,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 3,500 | $111,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 88,900 | $111,000 | thousands by filing date | put |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 12,800 | $111,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 4,113 | $110,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000096 | this filing | 2020-08-12 | acceptance time not in the bulk data set |