13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 7,607 holding rows worth $128,115,988,000.
- Accession
- 0000831001-20-000096
- Filer
- CIK 831001
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 15,881 entries on the cover page, a total value of $128,115,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $128,115,988,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGY RECOVERY INC | 29270J100 | COM | 14,444 | $110,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 30,500 | $110,000 | thousands by filing date | put |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 114,000 | $110,000 | thousands by filing date | principal |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 31,800 | $110,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,900 | $109,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,900 | $109,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 4,896 | $109,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 9,770 | $109,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 8,187 | $109,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 4,371 | $109,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 80,200 | $108,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 12,100 | $108,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,191 | $108,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 8,100 | $108,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,232 | $108,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 8,000 | $108,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,000 | $107,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,026 | $107,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,390 | $107,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 8,205 | $107,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,100 | $107,000 | thousands by filing date | call |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 3,262 | $107,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 2,500 | $106,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,960 | $106,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 31,166 | $106,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 7,200 | $106,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,943 | $106,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 800 | $106,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,307 | $106,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,500 | $106,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 2,990 | $106,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 6,384 | $105,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 3,080 | $105,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 33,011 | $105,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 16,413 | $105,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 10,136 | $105,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 7,348 | $104,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,993 | $104,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,275 | $104,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 7,868 | $104,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 4,600 | $104,000 | thousands by filing date | call |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,574 | $104,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,672 | $104,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 4,193 | $104,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 87,579 | $104,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 7,028 | $104,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 34,800 | $103,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,978 | $103,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 10,610 | $103,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 6,456 | $103,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 7,488 | $103,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 6,875 | $103,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,616 | $103,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,700 | $103,000 | thousands by filing date | put |
| APREA THERAPEUTICS INC | 03836J102 | COM | 2,663 | $103,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,800 | $102,000 | thousands by filing date | call |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 14,378 | $102,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 6,929 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 2,612 | $102,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 6,446 | $102,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 45,330 | $102,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 36,200 | $102,000 | thousands by filing date | call |
| ISHARES TR | 46434V571 | ISHARES TR | 4,000 | $102,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 9,600 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,024 | $101,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 7,672 | $101,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 10,800 | $101,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 400 | $101,000 | thousands by filing date | call |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 8,087 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,481 | $101,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 16,951 | $101,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 20,752 | $101,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,600 | $100,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 9,551 | $100,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,700 | $100,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 14,279 | $100,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,381 | $100,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 3,300 | $100,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 9,248 | $100,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,100 | $99,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,989 | $99,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 7,100 | $99,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 8,100 | $99,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,294 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,913 | $99,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 934 | $99,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 38,402 | $99,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 76,551 | $99,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 7,255 | $99,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 9,800 | $99,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 44,178 | $99,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 99,000 | $99,000 | thousands by filing date | principal |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 16,368 | $98,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,814 | $98,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 28,800 | $98,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,881 | $98,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 11,624 | $97,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 4,415 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,241 | $97,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 9,871 | $97,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 1,500 | $96,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 11,300 | $96,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 8,100 | $96,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 1,500 | $96,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,500 | $96,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,700 | $96,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 2,496 | $96,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 2,784 | $96,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 18,900 | $96,000 | thousands by filing date | put |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,815 | $95,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,100 | $95,000 | thousands by filing date | put |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 7,267 | $95,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 84,000 | $95,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 88,000 | $95,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 82,000 | $95,000 | thousands by filing date | principal |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 23,640 | $95,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,524 | $94,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 23,700 | $94,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,400 | $94,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 2,500 | $94,000 | thousands by filing date | put |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 3,400 | $94,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,317 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,000 | $94,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,700 | $94,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 82,902 | $94,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 20,403 | $94,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 2,823 | $94,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,300 | $94,000 | thousands by filing date | put |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,211 | $94,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,593 | $94,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 8,514 | $93,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,550 | $93,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 14,900 | $93,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,536 | $93,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,837 | $92,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 8,100 | $92,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 44,277 | $92,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 7,919 | $92,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,193 | $92,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 3,600 | $92,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 7,743 | $92,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 6,291 | $92,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $92,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 19,800 | $92,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 15,397 | $92,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,900 | $92,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,923 | $92,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,881 | $92,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,400 | $91,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 6,310 | $91,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,867 | $91,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,700 | $91,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 7,281 | $91,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 19,067 | $91,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,011 | $91,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 16,423 | $91,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 3,338 | $91,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 17,480 | $91,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 90,215 | $91,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,900 | $90,000 | thousands by filing date | call |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 5,100 | $90,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 8,884 | $90,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,467 | $90,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 65,292 | $90,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 73,733 | $90,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 4,000 | $90,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 10,713 | $90,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,590 | $90,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 7,300 | $90,000 | thousands by filing date | call |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 37,600 | $90,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,215 | $90,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 3,865 | $90,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 6,164 | $90,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 95,000 | $90,000 | thousands by filing date | principal |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 5,416 | $90,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,160 | $89,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 18,819 | $89,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 2,209 | $89,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,200 | $89,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 27,300 | $89,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,371 | $89,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 16,857 | $89,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,829 | $89,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $89,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 94,000 | $89,000 | thousands by filing date | principal |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 79,462 | $89,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 600 | $88,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 14,300 | $88,000 | thousands by filing date | put |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 4,500 | $88,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,900 | $88,000 | thousands by filing date | put |
| ISHARES INC | 46434G863 | COM | 2,710 | $87,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,593 | $87,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,900 | $87,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,704 | $87,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 300 | $87,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,531 | $87,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 9,441 | $87,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,843 | $87,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,078 | $87,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 15,867 | $87,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 56,193 | $87,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 4,350 | $87,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,000 | $86,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 8,221 | $86,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 21,114 | $86,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 14,400 | $86,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $86,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,800 | $86,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 5,180 | $86,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 111,000 | $86,000 | thousands by filing date | principal |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 8,691 | $85,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,580 | $85,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,846 | $85,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 5,268 | $85,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,232 | $85,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,651 | $85,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,800 | $85,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 86,000 | $85,000 | thousands by filing date | principal |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,492 | $84,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 28,000 | $84,000 | thousands by filing date | principal |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,200 | $83,000 | thousands by filing date | put |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 772 | $83,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 13,800 | $83,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 4,716 | $83,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,909 | $83,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,000 | $83,000 | thousands by filing date | put |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 7,198 | $83,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 21,668 | $83,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,450 | $83,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,600 | $83,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 4,029 | $83,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 88,900 | $83,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 29,791 | $83,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 5,349 | $82,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 46,984 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,100 | $82,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,400 | $82,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,200 | $82,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 7,500 | $82,000 | thousands by filing date | call |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 3,911 | $82,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,700 | $82,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 8,862 | $82,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,690 | $82,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 27,574 | $82,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 65,200 | $82,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,374 | $82,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 8,200 | $82,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 4,223 | $82,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,148 | $81,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4,700 | $81,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 35,685 | $81,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 26,313 | $81,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,900 | $80,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 3,500 | $80,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,225 | $80,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 6,513 | $80,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 718 | $80,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 5,272 | $80,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 9,744 | $80,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 73,597 | $80,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 8,668 | $80,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,400 | $80,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 6,400 | $79,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,500 | $79,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 4,100 | $79,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,971 | $79,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 12,307 | $79,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,551 | $79,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 45,929 | $79,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 6,516 | $79,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,817 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,679 | $78,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 9,794 | $78,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 4,003 | $77,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 3,640 | $77,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,700 | $77,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 21,469 | $77,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 78,000 | $77,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 7,900 | $76,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 704 | $76,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 33,743 | $76,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,434 | $76,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 6,064 | $76,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 7,278 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 603 | $76,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 6,240 | $76,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,844 | $76,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 52,050 | $76,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 300 | $75,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,400 | $75,000 | thousands by filing date | call |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,800 | $75,000 | thousands by filing date | put |
| GTT COMMUNICATIONS INC | 362393100 | COM | 9,189 | $75,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,722 | $74,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4,300 | $74,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 9,600 | $74,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 4,618 | $74,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,900 | $74,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1,500 | $74,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 6,427 | $73,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 86,679 | $73,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,500 | $73,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 23,200 | $73,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,014 | $72,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 15,146 | $72,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 4,000 | $72,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 9,231 | $72,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,503 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,197 | $72,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,453 | $72,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 74,000 | $72,000 | thousands by filing date | principal |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,200 | $72,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,500 | $71,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 4,797 | $71,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 51,240 | $71,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 24,711 | $71,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 11,500 | $71,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,138 | $71,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 6,362 | $71,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,500 | $70,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,000 | $70,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 18,000 | $70,000 | thousands by filing date | call |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 7,830 | $70,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 4,644 | $70,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 5,568 | $70,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 20,000 | $70,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,000 | $69,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 600 | $69,000 | thousands by filing date | call |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 3,100 | $69,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 5,502 | $69,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,300 | $69,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 5,184 | $69,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,761 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,500 | $69,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 5,588 | $69,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 2,999 | $69,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4,618 | $69,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 3,109 | $69,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 3,399 | $69,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 4,507 | $68,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 12,313 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,755 | $68,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 1,406 | $68,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 7,759 | $68,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,196 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 3,439 | $68,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 22,903 | $68,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 14,762 | $68,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 4,200 | $67,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 14,263 | $67,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,953 | $67,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 6,683 | $67,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,900 | $67,000 | thousands by filing date | put |
| FORTERRA INC | 34960W106 | COM | 6,023 | $67,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 547 | $66,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 3,800 | $66,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 3,500 | $66,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 1,566 | $66,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,500 | $66,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 29,541 | $66,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 3,505 | $66,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 8,253 | $66,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 19,000 | $66,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 1,697 | $65,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 850 | $65,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 8,195 | $65,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,700 | $65,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 9,900 | $65,000 | thousands by filing date | call |
| PERDOCEO ED CORP | 71363P106 | COM | 4,100 | $65,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 20,600 | $65,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,680 | $65,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 8,797 | $65,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 16,056 | $65,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 5,000 | $65,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 7,980 | $64,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,437 | $64,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 7,195 | $64,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 5,700 | $64,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 61,735 | $64,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 2,489 | $64,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,687 | $64,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,017 | $64,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W202 | COM | 6,714 | $64,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 1,230 | $63,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,071 | $63,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2,500 | $63,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 872 | $63,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,837 | $63,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,300 | $63,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 1,165 | $63,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,504 | $63,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 3,000 | $63,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 130,000 | $63,000 | thousands by filing date | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 4,939 | $62,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 7,753 | $62,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 6,153 | $62,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,100 | $62,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,632 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,268 | $62,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 9,719 | $62,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 5,288 | $62,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,939 | $61,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,700 | $61,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 19,433 | $61,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 4,187 | $61,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 9,877 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 903 | $61,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,579 | $61,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,000 | $61,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L101 | COM | 4,685 | $61,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 14,000 | $61,000 | thousands by filing date | principal |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 6,500 | $60,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 300 | $60,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 10,917 | $60,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 34,100 | $60,000 | thousands by filing date | call |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 3,150 | $60,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 4,847 | $60,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 1,100 | $60,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,581 | $60,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 1,997 | $60,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,363 | $60,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 5,321 | $60,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 25,370 | $60,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 9,801 | $60,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 4,013 | $60,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,732 | $59,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,200 | $59,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,266 | $59,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 3,097 | $59,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 4,843 | $59,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 75,000 | $59,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 600 | $58,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 8,330 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 385 | $58,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 11,700 | $58,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 13,339 | $58,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 200 | $58,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 17,887 | $58,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 8,968 | $58,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,696 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 1,900 | $58,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 14,063 | $58,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 32,315 | $58,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,000 | $57,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 5,532 | $57,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,200 | $57,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 75,400 | $57,000 | thousands by filing date | put |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 138,000 | $57,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 1,500 | $56,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 4,720 | $56,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 24,811 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 3,636 | $56,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 667 | $56,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 2,575 | $56,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 21,789 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,131 | $56,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 44,000 | $56,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 20,200 | $56,000 | thousands by filing date | put |
| CITIGROUP GLOBAL | 17326E704 | MKT HLDGS I VELCTYSHS CHFUSD | 2,300 | $56,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 7,383 | $55,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,424 | $55,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 461 | $55,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 3,766 | $55,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,886 | $55,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 2,530 | $55,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 6,000 | $55,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,788 | $55,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,780 | $55,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 5,473 | $55,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E480 | VELCTYSHS USDEUR | 3,600 | $55,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 800 | $54,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 700 | $54,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,352 | $54,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 2,908 | $54,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,100 | $54,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 64,100 | $54,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 2,901 | $54,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,582 | $54,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 83,149 | $54,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 15,500 | $54,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 11,400 | $54,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 4,700 | $54,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,509 | $54,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XWP1 | MKTS HLDGS MTNF 2/0 | 87,000 | $54,000 | thousands by filing date | principal |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,250 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 441 | $53,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,700 | $53,000 | thousands by filing date | call |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,801 | $53,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 6,029 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,500 | $53,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 8,648 | $53,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 8,010 | $53,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,100 | $53,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 2,600 | $52,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 9,323 | $52,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,425 | $52,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 9,000 | $52,000 | thousands by filing date | put |
| GLADSTONE LAND CORP | 376549101 | REIT | 3,255 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 576 | $52,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 3,300 | $52,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,703 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000096 | this filing | 2020-08-12 | acceptance time not in the bulk data set |