13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 7,607 holding rows worth $128,115,988,000.
- Accession
- 0000831001-20-000096
- Filer
- CIK 831001
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 15,881 entries on the cover page, a total value of $128,115,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $128,115,988,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 43,508 | $384,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 263,290 | $384,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 15,745 | $383,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 26,536 | $383,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 9,127 | $383,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 158,000 | $381,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 7,500 | $381,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 337,100 | $381,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 10,201 | $381,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 13,005 | $380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 8,358 | $380,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 48,100 | $380,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 28,300 | $379,000 | thousands by filing date | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 37,935 | $378,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 25,587 | $377,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 33,359 | $376,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 10,600 | $374,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,900 | $374,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 9,891 | $374,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 39,486 | $374,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 42,976 | $374,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 37,535 | $373,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 6,481 | $373,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 54,458 | $373,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 110,465 | $373,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 19,100 | $371,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,630 | $370,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 15,725 | $370,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 14,200 | $370,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 327,400 | $370,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 72,700 | $369,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,200 | $369,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 11,210 | $369,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 10,604 | $369,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 134,142 | $368,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,545 | $368,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 13,200 | $367,000 | thousands by filing date | put |
| ZYMEWORKS INC | 98985W102 | COM | 10,196 | $367,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 72,100 | $366,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 19,005 | $366,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 17,000 | $365,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 52,136 | $365,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 50,400 | $365,000 | thousands by filing date | put |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 28,090 | $364,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 10,381 | $364,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,544 | $363,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 62,962 | $363,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,600 | $362,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 110,600 | $362,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 29,617 | $361,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 16,643 | $360,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 14,691 | $360,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,973 | $359,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,000 | $358,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 37,008 | $358,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 117,232 | $358,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 20,478 | $357,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 285,312 | $357,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 14,863 | $356,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 13,426 | $355,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 12,500 | $355,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 94,619 | $354,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 9,507 | $354,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 5,261 | $353,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 10,600 | $353,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,062 | $353,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 17,585 | $352,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 42,200 | $352,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 122,000 | $351,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 37,700 | $351,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 9,800 | $350,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 26,500 | $350,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 22,213 | $350,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 358,000 | $349,000 | thousands by filing date | principal |
| CALIX INC | 13100M509 | COM | 23,363 | $348,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 19,700 | $348,000 | thousands by filing date | call |
| AZUL S A | 05501U106 | OPT | 31,047 | $348,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 28,561 | $348,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,800 | $347,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 31,466 | $347,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 79,924 | $347,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,561 | $347,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 42,771 | $346,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 9,708 | $345,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 14,100 | $344,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 10,766 | $344,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 34,068 | $344,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 23,363 | $344,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,100 | $343,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 76,600 | $342,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 10,335 | $342,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 117,000 | $341,000 | thousands by filing date | principal |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 55,807 | $340,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 17,700 | $340,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 14,891 | $339,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 27,816 | $339,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 126,600 | $339,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 4,872 | $338,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 14,709 | $338,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,785 | $338,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 85,068 | $337,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 26,038 | $336,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,128 | $336,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 20,999 | $336,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 21,200 | $336,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 9,487 | $335,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 11,015 | $335,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 54,000 | $335,000 | thousands by filing date | principal |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 9,300 | $334,000 | thousands by filing date | call |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 8,000 | $334,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,428 | $334,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 6,671 | $334,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 4,000 | $333,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 95,820 | $332,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 5,694 | $332,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 129,600 | $332,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 83,465 | $331,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 15,700 | $331,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 19,359 | $331,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 3,680 | $329,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,100 | $328,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 20,255 | $328,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 32,600 | $328,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 14,190 | $327,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 7,606 | $327,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,400 | $326,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 76,300 | $326,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 10,089 | $325,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 45,058 | $325,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,114 | $325,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 18,700 | $323,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,200 | $322,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 69,100 | $322,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 248 | $322,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 21,600 | $321,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 27,665 | $321,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 31,400 | $320,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 18,430 | $320,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 46,557 | $320,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 7,097 | $319,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,580 | $319,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 43,000 | $319,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 33,200 | $319,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 44,820 | $319,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 7,372 | $319,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 13,080 | $318,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,533 | $318,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 25,338 | $318,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 17,134 | $318,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 3,415 | $318,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,350 | $317,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 27,600 | $317,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 142,000 | $317,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 33,600 | $316,000 | thousands by filing date | put |
| GRAFTECH INTL LTD | 384313508 | COM | 39,626 | $316,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 35,300 | $316,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 44,507 | $316,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 10,680 | $315,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 28,793 | $315,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,021 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,699 | $314,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 5,180 | $314,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 20,731 | $314,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,479 | $313,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 23,900 | $313,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 37,558 | $313,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 12,680 | $312,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 14,200 | $312,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 21,000 | $312,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 60,512 | $312,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 10,000 | $311,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 10,015 | $311,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 10,038 | $310,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 24,554 | $310,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,899 | $309,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,475 | $309,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 11,637 | $309,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 7,360 | $309,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,600 | $308,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 17,512 | $308,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,100 | $307,000 | thousands by filing date | call |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,839 | $307,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 68,600 | $307,000 | thousands by filing date | put |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 17,375 | $307,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 24,908 | $307,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 7,300 | $306,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 20,486 | $305,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,672 | $305,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 20,700 | $305,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 315,000 | $305,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 17,983 | $305,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 482,000 | $305,000 | thousands by filing date | principal |
| TRI CONTL CORP | 895436103 | COM | 12,292 | $304,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 43,600 | $304,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 41,700 | $303,000 | thousands by filing date | put |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 15,187 | $303,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,779 | $302,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 21,700 | $302,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,879 | $302,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 62,396 | $301,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 39,529 | $301,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,072 | $301,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 54,700 | $300,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 102,974 | $300,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 9,700 | $299,000 | thousands by filing date | put |
| NEVRO CORP | 64157F103 | COM | 2,500 | $299,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 58,920 | $299,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 325,000 | $299,000 | thousands by filing date | principal |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,486 | $298,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 33,600 | $298,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 319,000 | $298,000 | thousands by filing date | principal |
| UNIQURE NV | N90064101 | SHS | 6,600 | $297,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,100 | $297,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 15,253 | $296,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 11,580 | $296,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 21,413 | $296,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 8,003 | $294,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 8,885 | $294,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 17,453 | $294,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 46,315 | $294,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 7,000 | $293,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 24,370 | $293,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 11,400 | $292,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 40,300 | $292,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 13,864 | $291,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 25,175 | $291,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 22,600 | $290,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 57,580 | $290,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 23,518 | $290,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 10,482 | $290,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 7,700 | $289,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2,594 | $289,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 48,951 | $289,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 25,214 | $289,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 99,697 | $287,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,203 | $286,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 6,500 | $286,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 29,476 | $286,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 8,229 | $286,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 39,895 | $286,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 112,200 | $285,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,000 | $285,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 111,200 | $285,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,000 | $284,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 46,531 | $283,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 8,500 | $283,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 13,065 | $282,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 10,181 | $282,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 24,323 | $281,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,700 | $281,000 | thousands by filing date | call |
| ORTHOFIX MED INC | 68752M108 | COM | 8,792 | $281,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 15,586 | $281,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 22,265 | $281,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 49,400 | $280,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 94,645 | $280,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 23,646 | $280,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 39,566 | $280,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 6,300 | $279,000 | thousands by filing date | put |
| EVENTBRITE INC | 29975E109 | COM CL A | 32,500 | $279,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 20,603 | $278,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 11,326 | $278,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 305,000 | $278,000 | thousands by filing date | principal |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 21,789 | $277,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 27,817 | $277,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 36,857 | $277,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 19,557 | $276,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 10,080 | $276,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 16,664 | $276,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 32,019 | $275,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,600 | $275,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 23,000 | $274,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 21,400 | $274,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,814 | $274,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 26,816 | $274,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,926 | $274,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 20,200 | $273,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 15,834 | $273,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 92,802 | $273,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 22,100 | $273,000 | thousands by filing date | put |
| Progressive Corporation | 743315103 | COM | 3,400 | $272,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 28,945 | $272,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 20,581 | $272,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 16,888 | $271,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 21,279 | $271,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 39,500 | $270,000 | thousands by filing date | call |
| TORM PLC SHS CL A | G89479102 | Stock | 39,373 | $270,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,800 | $270,000 | thousands by filing date | call |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 7,424 | $270,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 22,194 | $270,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 11,923 | $269,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 28,800 | $268,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,225 | $268,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 24,542 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,382 | $267,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,000 | $267,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 63,700 | $266,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 76,911 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 20,459 | $266,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,037 | $266,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 6,144 | $266,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,616 | $265,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 29,900 | $265,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 23,650 | $265,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 9,618 | $265,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 146,000 | $264,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 27,520 | $264,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 64,000 | $264,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,400 | $263,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 2,571 | $263,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 33,427 | $262,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,600 | $262,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 18,385 | $262,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 24,060 | $262,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,800 | $261,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,300 | $261,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 7,400 | $261,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 14,692 | $261,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,895 | $261,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 16,935 | $260,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 52,176 | $260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 19,342 | $260,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,728 | $259,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 13,800 | $259,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 7,300 | $259,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 152,300 | $259,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 10,100 | $258,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 92,100 | $258,000 | thousands by filing date | put |
| Collier Creek Holdings | G22707106 | COM | 18,800 | $258,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 37,200 | $257,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,600 | $257,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 14,500 | $257,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 10,461 | $257,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 13,157 | $257,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 18,300 | $257,000 | thousands by filing date | call |
| KBR INC | 48242WAB2 | BOND | 229,000 | $257,000 | thousands by filing date | principal |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,600 | $256,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 42,808 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,150 | $254,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 18,056 | $254,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 25,026 | $253,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 115,532 | $252,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 13,970 | $251,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 11,250 | $251,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,300 | $251,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,250 | $250,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 18,753 | $250,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 54,620 | $249,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 82,809 | $249,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 7,002 | $249,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 9,095 | $249,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 15,315 | $249,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 22,737 | $249,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,591 | $249,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 20,100 | $249,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 11,740 | $249,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 24,200 | $248,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,131 | $248,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 7,407 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 6,826 | $247,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 53,000 | $247,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 32,300 | $247,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 51,972 | $247,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 59,400 | $246,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 182,300 | $246,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 7,707 | $246,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 26,474 | $246,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 27,206 | $245,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 13,535 | $245,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 7,775 | $245,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25,936 | $244,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,005 | $243,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 13,694 | $243,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,300 | $243,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,781 | $242,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 39,379 | $241,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,600 | $240,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 8,796 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,905 | $239,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 22,025 | $239,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,627 | $239,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 7,060 | $239,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 10,684 | $238,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,700 | $237,000 | thousands by filing date | put |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,574 | $237,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,100 | $236,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,350 | $236,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 12,300 | $236,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 43,052 | $236,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 8,342 | $236,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,700 | $235,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,746 | $235,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 33,000 | $235,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 6,400 | $235,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 49,400 | $235,000 | thousands by filing date | call |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 21,946 | $235,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 23,200 | $234,000 | thousands by filing date | call |
| First Foundation Inc | 32026V104 | Common Stock | 14,365 | $234,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 89,700 | $233,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 20,519 | $233,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 21,354 | $233,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 4,512 | $233,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 6,208 | $232,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 26,570 | $232,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 16,879 | $232,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 10,000 | $231,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H200 | COM NEW | 21,615 | $231,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 11,730 | $231,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 21,949 | $230,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 32,300 | $230,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 30,036 | $230,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 7,156 | $230,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 18,839 | $229,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 15,604 | $229,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 20,100 | $228,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 31,638 | $228,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 12,600 | $227,000 | thousands by filing date | put |
| Etfmg Prime Mobile | 26924G409 | COM | 4,636 | $227,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 30,400 | $226,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 15,547 | $226,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10,946 | $226,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 28,900 | $226,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 18,300 | $225,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 2,000 | $225,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 43,829 | $225,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 12,719 | $225,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 299,600 | $225,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 64,700 | $225,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,103 | $224,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,293 | $224,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 5,022 | $224,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,800 | $224,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 55,000 | $223,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 3,752 | $223,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 4,778 | $223,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 9,004 | $223,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 31,718 | $223,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 44,000 | $223,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 12,025 | $222,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 18,575 | $222,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 32,844 | $222,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,731 | $222,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 13,329 | $221,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 9,440 | $221,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 11,423 | $221,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,637 | $220,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 13,600 | $220,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 46,953 | $219,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,918 | $219,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 28,629 | $219,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,900 | $218,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 5,800 | $218,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 13,518 | $218,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 15,640 | $218,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 20,700 | $216,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 29,560 | $216,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 8,000 | $216,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 158,899 | $215,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 12,211 | $215,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 9,623 | $215,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 7,850 | $215,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 15,300 | $215,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 215,000 | $215,000 | thousands by filing date | principal |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $214,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,917 | $213,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 26,226 | $213,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 35,900 | $213,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 3,200 | $212,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 11,400 | $212,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,807 | $212,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 16,373 | $212,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 31,757 | $212,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 500 | $211,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,950 | $211,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 14,000 | $211,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 1,900 | $211,000 | thousands by filing date | put |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 15,407 | $211,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,549 | $210,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 64,623 | $210,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 5,800 | $209,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 7,600 | $209,000 | thousands by filing date | put |
| ECOVYST INC. | 73943T103 | Common Stock | 15,723 | $209,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 22,150 | $208,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 21,254 | $208,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 7,361 | $208,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,732 | $208,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 18,304 | $208,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,100 | $208,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 23,435 | $208,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 86,000 | $207,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 24,481 | $207,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,600 | $206,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,500 | $206,000 | thousands by filing date | call |
| FLEX LNG LTD | G35947202 | SHS | 44,915 | $206,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 18,024 | $205,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,700 | $204,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,836 | $204,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 7,010 | $204,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 20,000 | $204,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 11,884 | $203,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 132,593 | $203,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000096 | this filing | 2020-08-12 | acceptance time not in the bulk data set |