13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 7,740 holding rows worth $138,121,665,000.
- Accession
- 0000831001-20-000026
- Filer
- CIK 831001
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,224 entries on the cover page, a total value of $138,121,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,121,665,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,200 | $134,000 | thousands by filing date | call |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 7,410 | $134,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 7,778 | $134,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 202,035 | $134,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 16,673 | $133,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 5,814 | $133,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 3,385 | $133,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 5,800 | $133,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 8,400 | $133,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 23,589 | $133,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 7,620 | $133,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,600 | $133,000 | thousands by filing date | put |
| VERSO CORP | 92531L207 | CL A | 7,389 | $133,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 27,443 | $133,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 900 | $132,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,100 | $132,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,100 | $132,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,300 | $132,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,288 | $132,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 4,900 | $131,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 8,339 | $131,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 9,000 | $131,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 107,400 | $131,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,169 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,893 | $130,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,977 | $130,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 2,313 | $130,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,912 | $130,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 2,544 | $130,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 31,106 | $129,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,000 | $129,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,400 | $129,000 | thousands by filing date | call |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 2,548 | $129,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 5,104 | $129,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 13,173 | $129,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 17,883 | $129,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 34,491 | $129,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 7,500 | $128,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 13,388 | $128,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 5,544 | $128,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 13,800 | $128,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,793 | $128,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 32,876 | $128,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 90,900 | $128,000 | thousands by filing date | call |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 9,530 | $128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,247 | $127,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 7,000 | $127,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 4,795 | $127,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 33,400 | $127,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 6,200 | $126,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 3,100 | $126,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 7,064 | $126,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 7,981 | $126,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,300 | $126,000 | thousands by filing date | call |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 6,308 | $126,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,680 | $126,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,635 | $126,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 33,182 | $126,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 114,700 | $126,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,915 | $125,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,445 | $125,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 14,600 | $125,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 9,751 | $125,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 26,500 | $125,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,800 | $124,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 4,181 | $124,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 25,700 | $124,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,043 | $124,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 4,392 | $124,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 6,531 | $124,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 42,173 | $124,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 118,000 | $124,000 | thousands by filing date | principal |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 3,482 | $124,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 97 | $124,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,169 | $123,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 7,800 | $123,000 | thousands by filing date | put |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 7,100 | $123,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 8,700 | $123,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 9,795 | $123,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,550 | $123,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 4,896 | $123,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,519 | $123,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,043 | $122,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,300 | $122,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 2,062 | $122,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,710 | $122,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,625 | $122,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 25,700 | $122,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 69,000 | $122,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 3,647 | $122,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 7,952 | $122,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 3,400 | $121,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 13,056 | $121,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 6,700 | $121,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 6,900 | $121,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 4,455 | $121,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,600 | $121,000 | thousands by filing date | put |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 90,000 | $121,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 88,655 | $120,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 135,300 | $120,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,579 | $120,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 4,900 | $120,000 | thousands by filing date | call |
| DOMO INC | 257554105 | COM CL B | 5,527 | $120,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,800 | $119,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,084 | $119,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,924 | $119,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 6,790 | $119,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,071 | $119,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 21,575 | $119,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,537 | $119,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 15,525 | $119,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 24,000 | $118,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,100 | $118,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 9,993 | $118,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 3,100 | $118,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 6,928 | $118,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 29,000 | $118,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 32,124 | $118,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,003 | $118,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 2,700 | $117,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 200 | $117,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,287 | $117,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,900 | $117,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 4,914 | $117,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,500 | $117,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,200 | $117,000 | thousands by filing date | call |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 4,941 | $117,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 16,137 | $117,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 2,163 | $117,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 54,776 | $117,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,990 | $117,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 3,766 | $117,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,653 | $116,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,253 | $116,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 18,386 | $116,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 5,100 | $116,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,800 | $116,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 15,971 | $116,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,104 | $116,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 50,000 | $116,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 637 | $115,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,200 | $115,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,837 | $115,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,100 | $115,000 | thousands by filing date | call |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,914 | $115,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 2,200 | $115,000 | thousands by filing date | call |
| Uxin Ltd | 91818X108 | ADS | 51,000 | $115,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 5,044 | $115,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 185,000 | $115,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,400 | $114,000 | thousands by filing date | put |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,216 | $114,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,590 | $114,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 8,500 | $114,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 8,300 | $114,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 7,468 | $114,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,436 | $114,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 3,560 | $114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,744 | $114,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 6,796 | $114,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 5,372 | $114,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 4,773 | $114,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 10,677 | $114,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 5,242 | $113,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 723 | $113,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 42,400 | $113,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 900 | $113,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 8,021 | $113,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,459 | $113,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 13,613 | $113,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 10,430 | $113,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 46,600 | $113,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 12,734 | $113,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,223 | $112,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 17,500 | $112,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 9,200 | $112,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 84,000 | $112,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 3,180 | $112,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 3,943 | $111,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 2,677 | $111,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,578 | $111,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 20,900 | $111,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 23,523 | $111,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 4,654 | $111,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 9,212 | $111,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 3,200 | $111,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 1,000 | $110,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,238 | $110,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 40,800 | $110,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,290 | $110,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,482 | $110,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 5,500 | $110,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 5,928 | $110,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 4,630 | $110,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 122,400 | $109,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 5,671 | $109,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 55,753 | $109,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,000 | $109,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,500 | $109,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,099 | $109,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,672 | $109,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 8,572 | $109,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 32,200 | $109,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 46,700 | $109,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 13,500 | $109,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 5,300 | $108,000 | thousands by filing date | put |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,599 | $108,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 8,868 | $108,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,719 | $108,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 28,129 | $108,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 7,320 | $108,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 894 | $107,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,500 | $107,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 6,982 | $107,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 3,400 | $107,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,600 | $107,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 16,700 | $107,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 10,339 | $107,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,577 | $107,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,913 | $107,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,606 | $107,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 6,436 | $106,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 7,267 | $106,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 3,342 | $106,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 8,464 | $106,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,903 | $106,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 4,915 | $106,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 25,937 | $106,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 41,663 | $106,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 38,300 | $106,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 8,978 | $106,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 85,183 | $106,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 13,870 | $106,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 22,100 | $105,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 4,158 | $105,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,841 | $105,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,700 | $105,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,400 | $105,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,077 | $105,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,064 | $105,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 889 | $105,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 6,400 | $104,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,761 | $104,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 6,876 | $104,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 26,026 | $104,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 100,000 | $104,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 13,298 | $104,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,900 | $103,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 6,498 | $103,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 14,944 | $103,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 5,803 | $103,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 900 | $103,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 2,600 | $103,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,153 | $103,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 6,712 | $103,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 6,066 | $103,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 3,426 | $103,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,798 | $103,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 734 | $102,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 69,600 | $102,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $102,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 4,000 | $102,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,437 | $101,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 5,786 | $101,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 510 | $101,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 9,300 | $101,000 | thousands by filing date | call |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 4,000 | $101,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,200 | $101,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 9,196 | $101,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 7,163 | $100,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,100 | $100,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 9,700 | $100,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 16,600 | $100,000 | thousands by filing date | put |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,058 | $100,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 3,218 | $100,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 16,356 | $100,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 8,249 | $100,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 6,732 | $100,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 48,757 | $100,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 7,415 | $99,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,108 | $99,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 15,510 | $99,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 5,734 | $99,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,600 | $99,000 | thousands by filing date | call |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 5,300 | $99,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 2,875 | $99,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,600 | $98,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 4,775 | $98,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 4,200 | $98,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 14,000 | $98,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 29,078 | $98,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 27,000 | $98,000 | thousands by filing date | put |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 12,066 | $98,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 3,901 | $98,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 9,585 | $97,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,624 | $97,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,900 | $97,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,117 | $97,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 4,500 | $97,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 108,600 | $97,000 | thousands by filing date | call |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,876 | $97,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,211 | $97,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,037 | $96,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 400 | $96,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 300 | $96,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 4,224 | $96,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 8,789 | $96,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 11,148 | $96,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 5,887 | $96,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,466 | $96,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,649 | $96,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 27,287 | $96,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 9,420 | $96,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 1,100 | $95,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 2,400 | $95,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 3,693 | $95,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 29,019 | $95,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 12,249 | $94,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,000 | $94,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,294 | $94,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,725 | $94,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 4,891 | $94,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,378 | $94,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,600 | $94,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,200 | $94,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 16,068 | $94,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 8,409 | $94,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $94,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,700 | $93,000 | thousands by filing date | call |
| BYLINE BANCORP INC | 124411109 | COM | 4,728 | $93,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 694 | $93,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 3,598 | $93,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 11,800 | $93,000 | thousands by filing date | put |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,977 | $93,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 5,701 | $93,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 1,178 | $92,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,452 | $92,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 6,142 | $92,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,824 | $92,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 9,147 | $92,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 4,692 | $92,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,740 | $91,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,000 | $91,000 | thousands by filing date | call |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2,900 | $91,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,200 | $91,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,959 | $91,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 3,377 | $91,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 800 | $91,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 5,784 | $91,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 26,152 | $91,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 102,000 | $91,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 16,254 | $91,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 7,988 | $90,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 700 | $90,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 38,387 | $90,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,784 | $90,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 2,784 | $90,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 642 | $90,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 5,250 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,555 | $89,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,392 | $89,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 11,569 | $89,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 78,000 | $89,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 4,796 | $89,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 95,000 | $89,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 121,000 | $89,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 94,000 | $89,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 11,811 | $88,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,875 | $88,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 500 | $88,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,100 | $88,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 6,400 | $88,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 542 | $88,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 200 | $88,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 12,468 | $88,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 6,600 | $88,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,188 | $88,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,100 | $87,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 800 | $87,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23,798 | $87,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,206 | $87,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 8,900 | $87,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 6,600 | $86,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 10,097 | $86,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 4,150 | $86,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,400 | $86,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 800 | $86,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 1,663 | $86,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,400 | $86,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 3,394 | $86,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,800 | $86,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 6,097 | $86,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 2,755 | $86,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,500 | $86,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,070 | $86,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,500 | $86,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,329 | $86,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,161 | $86,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 4,350 | $86,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 2,800 | $85,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $85,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 6,090 | $85,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 3,878 | $85,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,559 | $85,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,900 | $85,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 4,461 | $85,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,628 | $85,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 9,600 | $85,000 | thousands by filing date | put |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 4,636 | $85,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 5,386 | $84,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,300 | $84,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 800 | $84,000 | thousands by filing date | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,089 | $84,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 2,957 | $84,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 3,600 | $84,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,500 | $84,000 | thousands by filing date | call |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 4,136 | $84,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,769 | $84,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,180 | $84,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 80,424 | $84,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,126 | $84,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 7,384 | $84,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 22,279 | $84,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 9,498 | $84,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,700 | $83,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 600 | $83,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 6,205 | $83,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,845 | $83,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,517 | $83,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 500 | $83,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 22,972 | $83,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,400 | $82,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,800 | $82,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,300 | $82,000 | thousands by filing date | put |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 772 | $82,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 16,700 | $82,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 5,100 | $82,000 | thousands by filing date | call |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 6,524 | $82,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 6,098 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,195 | $82,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 2,810 | $82,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 39,000 | $82,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 46,246 | $82,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 14,000 | $82,000 | thousands by filing date | principal |
| BANK FIRST CORP | 06211J100 | COM | 1,159 | $81,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 800 | $81,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,700 | $81,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 8,770 | $81,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 2,094 | $81,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 11,100 | $81,000 | thousands by filing date | call |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 2,966 | $81,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 4,987 | $80,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 7,753 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 2,325 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,898 | $80,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,800 | $80,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 8,627 | $80,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 72,489 | $80,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 893 | $80,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 44,000 | $80,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,400 | $79,000 | thousands by filing date | put |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,931 | $79,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,000 | $79,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,383 | $79,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 4,384 | $79,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,735 | $79,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,764 | $78,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 20,857 | $78,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 6,374 | $78,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,314 | $78,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,565 | $78,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,012 | $78,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 6,349 | $78,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 75,000 | $78,000 | thousands by filing date | principal |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 2,398 | $78,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,510 | $77,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,008 | $77,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 5,875 | $77,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 4,629 | $77,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,300 | $77,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 10,600 | $77,000 | thousands by filing date | put |
| GRITSTONE BIO INC | 39868T105 | COM | 8,541 | $77,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 760 | $76,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,600 | $76,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 561 | $76,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 3,338 | $76,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 11,819 | $76,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,789 | $76,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 8,479 | $76,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 707 | $76,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 4,452 | $76,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,193 | $76,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 11,190 | $76,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 41,809 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 13,500 | $76,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 5,328 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,000 | $75,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 6,600 | $75,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 28,461 | $75,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,536 | $75,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,325 | $75,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000026 | this filing | 2020-02-12 | acceptance time not in the bulk data set |