13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 7,740 holding rows worth $138,121,665,000.
- Accession
- 0000831001-20-000026
- Filer
- CIK 831001
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,224 entries on the cover page, a total value of $138,121,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,121,665,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 7,412 | $248,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 15,282 | $248,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 13,898 | $248,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 14,042 | $248,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 41,200 | $248,000 | thousands by filing date | call |
| LINE CORP | 53567X101 | SPONSORED ADR | 5,074 | $248,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 58 | $247,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,210 | $247,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 4,992 | $247,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 37,878 | $246,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 9,684 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,117 | $246,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 20,600 | $245,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 44,900 | $245,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,300 | $244,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,800 | $244,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,767 | $244,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 14,044 | $244,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,100 | $243,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 5,038 | $243,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 17,600 | $243,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 23,238 | $243,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,100 | $242,000 | thousands by filing date | put |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 13,908 | $242,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 17,720 | $242,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 36,000 | $242,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 10,609 | $241,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 15,500 | $241,000 | thousands by filing date | call |
| SPARTANNASH CO | 847215100 | COM | 16,932 | $241,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 16,385 | $240,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 270,400 | $240,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 39,700 | $240,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 84,000 | $239,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,285 | $239,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 9,564 | $239,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,697 | $239,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 3,700 | $238,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $238,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,410 | $238,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 20,198 | $237,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,300 | $237,000 | thousands by filing date | put |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 11,294 | $237,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,800 | $237,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 5,899 | $237,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,000 | $237,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 19,451 | $237,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 26,000 | $237,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 29,526 | $236,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,500 | $236,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 9,111 | $236,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,100 | $235,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,804 | $235,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,000 | $235,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 38,200 | $235,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 193,000 | $235,000 | thousands by filing date | call |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 210,000 | $235,000 | thousands by filing date | principal |
| ORION S.A. | L72967109 | COM | 12,123 | $234,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 3,039 | $234,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 2,674 | $234,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 8,060 | $233,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,400 | $233,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 19,411 | $232,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 16,983 | $232,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 127,434 | $232,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 12,200 | $231,000 | thousands by filing date | put |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,653 | $231,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,347 | $230,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,990 | $230,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,993 | $230,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 5,242 | $230,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 14,091 | $230,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 8,600 | $230,000 | thousands by filing date | call |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 12,800 | $230,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 17,396 | $230,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 13,800 | $229,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,400 | $229,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,235 | $229,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 18,500 | $229,000 | thousands by filing date | put |
| SOLARWINDS CORP | 83417Q105 | COM | 12,370 | $229,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 61,000 | $228,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 26,000 | $228,000 | thousands by filing date | put |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 11,210 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,978 | $227,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 3,607 | $227,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $227,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 14,211 | $227,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9,300 | $226,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 3,546 | $225,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 5,500 | $224,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 400 | $224,000 | thousands by filing date | call |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,050 | $224,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 61,475 | $224,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 133,000 | $224,000 | thousands by filing date | principal |
| TRUPANION INC | 898202106 | COM | 5,955 | $223,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,600 | $223,000 | thousands by filing date | put |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 12,267 | $223,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 3,470 | $222,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,732 | $222,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 21,108 | $221,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,200 | $221,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 12,800 | $221,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 6,600 | $221,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 42,895 | $220,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 36,534 | $220,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,300 | $220,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 16,066 | $220,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 27,407 | $220,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,624 | $220,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,900 | $219,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 46,500 | $219,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,849 | $219,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,700 | $218,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 23,600 | $218,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 13,015 | $218,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 13,400 | $218,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 15,363 | $218,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,600 | $217,000 | thousands by filing date | put |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 16,497 | $217,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 6,324 | $217,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 9,200 | $216,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 12,429 | $216,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,986 | $216,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 220,000 | $216,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 8,570 | $215,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 9,571 | $215,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 16,960 | $214,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 10,500 | $214,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 19,200 | $213,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,390 | $213,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 21,800 | $213,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 40,930 | $212,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 30,100 | $212,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 5,900 | $212,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 4,100 | $211,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 4,621 | $211,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 13,490 | $211,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,778 | $211,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 4,984 | $211,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 11,077 | $210,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 4,300 | $210,000 | thousands by filing date | put |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 10,838 | $210,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 1,748 | $210,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 13,300 | $209,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 10,307 | $208,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,393 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 8,190 | $208,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 143,000 | $208,000 | thousands by filing date | principal |
| MAIN STR CAP CORP | 56035L104 | COM | 4,802 | $207,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 22,498 | $207,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 10,208 | $207,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 45,785 | $207,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 71,600 | $206,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 20,843 | $206,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 16,329 | $205,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 7,102 | $205,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 24,000 | $205,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,758 | $205,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 2,745 | $204,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,899 | $204,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 48,029 | $204,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,300 | $203,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 4,145 | $203,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,132 | $203,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 9,923 | $203,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 9,900 | $202,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,406 | $202,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,900 | $201,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 5,822 | $201,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 13,841 | $201,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 26,799 | $201,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 21,300 | $201,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 28,538 | $201,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,200 | $200,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 36,500 | $200,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 4,100 | $199,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,200 | $199,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,596 | $199,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 26,612 | $199,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,411 | $199,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 23,664 | $199,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 30,032 | $199,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,800 | $198,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 3,600 | $198,000 | thousands by filing date | call |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,163 | $198,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 5,818 | $198,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 10,269 | $198,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,748 | $198,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 6,500 | $198,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 9,700 | $198,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 48,636 | $198,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 10,211 | $197,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,600 | $197,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 6,833 | $197,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,358 | $197,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 17,000 | $196,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 29,591 | $196,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,288 | $196,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 16,878 | $196,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,426 | $196,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 36,959 | $196,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 7,500 | $196,000 | thousands by filing date | call |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 184,000 | $196,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,882 | $195,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 4,940 | $195,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,900 | $195,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 24,163 | $195,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 5,697 | $195,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,600 | $195,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,000 | $195,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 7,259 | $195,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 12,126 | $194,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,422 | $194,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 2,500 | $194,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 4,200 | $194,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 5,863 | $194,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 5,800 | $194,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 67,700 | $193,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,200 | $193,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 7,039 | $193,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 600 | $193,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 8,280 | $193,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 19,769 | $193,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 4,726 | $192,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,400 | $192,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 12,200 | $192,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 13,619 | $192,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,386 | $192,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,995 | $191,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 40,200 | $191,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 7,916 | $191,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 800 | $190,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,738 | $190,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 19,407 | $190,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 183,000 | $190,000 | thousands by filing date | principal |
| CARE COM INC | 141633107 | COM | 12,655 | $190,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,000 | $189,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 500 | $189,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,673 | $189,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 11,569 | $189,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 19,731 | $189,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 14,952 | $189,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 4,800 | $189,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,400 | $188,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,600 | $188,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 15,245 | $188,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 13,900 | $188,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 59,296 | $187,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 44,123 | $186,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,801 | $186,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 27,263 | $186,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 10,046 | $186,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,326 | $185,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 9,744 | $185,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,050 | $185,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 10,790 | $184,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,700 | $184,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 8,507 | $183,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 7,650 | $183,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,807 | $183,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 12,300 | $183,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 173,500 | $182,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,837 | $181,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,000 | $181,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 15,500 | $181,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 8,371 | $181,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 145,000 | $181,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 180,000 | $181,000 | thousands by filing date | principal |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,390 | $180,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 5,383 | $180,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 14,419 | $180,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 7,019 | $180,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 8,330 | $180,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,518 | $180,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 8,700 | $180,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 35,779 | $179,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,000 | $179,000 | thousands by filing date | call |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 12,875 | $179,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E480 | VELCTYSHS USDEUR | 11,100 | $179,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 5,300 | $178,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,900 | $178,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 13,697 | $178,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 22,725 | $178,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 8,634 | $178,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 12,905 | $177,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,300 | $177,000 | thousands by filing date | call |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 16,699 | $177,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 36,322 | $177,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 9,600 | $177,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,500 | $176,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 9,152 | $176,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 9,600 | $176,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 2,100 | $175,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 10,100 | $175,000 | thousands by filing date | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 10,364 | $175,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 33,599 | $175,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 173,000 | $175,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 27,683 | $175,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 17,900 | $175,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 3,700 | $174,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 3,100 | $174,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 6,896 | $174,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,376 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $174,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 14,095 | $174,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 10,089 | $174,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,714 | $173,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,000 | $173,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 6,015 | $173,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,114 | $173,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 35,400 | $173,000 | thousands by filing date | call |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 423,833 | $173,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,600 | $172,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q886 | COM | 10,178 | $172,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 6,884 | $172,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 10,179 | $172,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,365 | $171,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,600 | $171,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 9,895 | $171,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,180 | $171,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 4,579 | $171,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 3,600 | $171,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,100 | $170,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 8,700 | $170,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,206 | $170,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,411 | $170,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 2,500 | $170,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 4,160 | $170,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,800 | $170,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 7,974 | $170,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 7,675 | $170,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 3,252 | $169,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,200 | $169,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 34,965 | $169,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 10,931 | $169,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 30,900 | $169,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 120,200 | $169,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 9,445 | $168,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,804 | $168,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 7,800 | $168,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 6,160 | $168,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,630 | $168,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,064 | $168,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 6,450 | $167,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,500 | $167,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,279 | $167,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 8,801 | $167,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 3,400 | $167,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,248 | $166,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 7,021 | $166,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3,572 | $166,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 69,300 | $166,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,704 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,507 | $165,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,299 | $165,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 16,787 | $165,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,300 | $165,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,300 | $165,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 70,000 | $165,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,345 | $164,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 6,264 | $164,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 10,394 | $164,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,100 | $163,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 15,637 | $163,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 16,700 | $163,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,745 | $162,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,690 | $162,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 9,839 | $162,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 7,578 | $162,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,600 | $162,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,460 | $162,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 15,000 | $162,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,300 | $161,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 3,492 | $161,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 156,444 | $161,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 5,811 | $161,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 151,000 | $161,000 | thousands by filing date | principal |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 25,791 | $161,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 12,100 | $160,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 38,732 | $160,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 600 | $159,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 13,150 | $159,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 8,317 | $159,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 17,700 | $158,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,500 | $158,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,500 | $158,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,284 | $158,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4,500 | $158,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 2,525 | $158,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,600 | $158,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 21,409 | $157,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 3,600 | $156,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,457 | $156,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 7,571 | $156,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 29,330 | $156,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 8,500 | $156,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 8,900 | $155,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,529 | $155,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 2,221 | $155,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,273 | $154,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,858 | $154,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 600 | $154,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 5,900 | $154,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 9,337 | $153,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 3,526 | $153,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 17,500 | $153,000 | thousands by filing date | call |
| CATASYS INC | 149049504 | COM PAR | 9,351 | $153,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,300 | $152,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,122 | $152,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,100 | $152,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,861 | $152,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,600 | $152,000 | thousands by filing date | call |
| AUDIOCODES LTD | M15342104 | ORD | 5,913 | $152,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 400 | $151,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 1,300 | $151,000 | thousands by filing date | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,675 | $150,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 36,100 | $150,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 3,000 | $149,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 55,417 | $149,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 36,500 | $149,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 17,200 | $148,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,600 | $148,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 31,809 | $148,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 6,751 | $148,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 23,146 | $148,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 5,917 | $148,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 7,517 | $148,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,600 | $147,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 3,213 | $147,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 20,601 | $147,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 34,474 | $147,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 3,889 | $147,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 34,958 | $147,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 4,963 | $147,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 120,000 | $147,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 2,800 | $146,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,400 | $146,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 9,252 | $146,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 8,700 | $146,000 | thousands by filing date | put |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 3,099 | $146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,700 | $145,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 23,762 | $145,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 7,847 | $145,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 8,303 | $145,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 2,852 | $144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 8,422 | $144,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 56,849 | $144,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,200 | $144,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 8,200 | $144,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,922 | $144,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 67,637 | $144,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 39,300 | $143,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 23,012 | $143,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 31,962 | $143,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 15,815 | $143,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 492 | $143,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 42,028 | $143,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 13,300 | $143,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 5,133 | $142,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,923 | $142,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 8,469 | $142,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,585 | $142,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,614 | $141,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,300 | $141,000 | thousands by filing date | put |
| PARK AEROSPACE CORP | 70014A104 | COM | 8,666 | $141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,654 | $141,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,300 | $141,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,068 | $141,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 18,364 | $141,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 28,076 | $141,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 140,000 | $141,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,200 | $140,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 5,400 | $140,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,148 | $140,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,344 | $140,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,200 | $140,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 9,234 | $140,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 28,240 | $139,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 5,200 | $139,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 16,000 | $139,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 131,800 | $138,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 6,761 | $138,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 14,575 | $138,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 15,400 | $137,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 16,500 | $137,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 9,100 | $137,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,925 | $137,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,093 | $137,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 26,241 | $137,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 5,797 | $137,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 16,900 | $137,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 850 | $136,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,087 | $136,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 80,461 | $136,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,700 | $135,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 4,014 | $135,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 10,987 | $135,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,648 | $135,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 24,311 | $135,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 8,400 | $135,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,719 | $135,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000026 | this filing | 2020-02-12 | acceptance time not in the bulk data set |