13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 7,740 holding rows worth $138,121,665,000.
- Accession
- 0000831001-20-000026
- Filer
- CIK 831001
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,224 entries on the cover page, a total value of $138,121,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,121,665,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 84 | $3,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 500 | $3,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 2,787 | $3,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 120 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 120 | $3,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 2,403 | $3,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 124 | $3,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 253 | $3,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 103 | $3,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,200 | $3,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,634 | $3,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 500 | $3,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,600 | $3,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 5,200 | $3,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,900 | $3,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 212 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,300 | $3,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $3,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 61 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 4,000 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 93 | $3,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 120 | $3,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 2,117 | $3,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 1,784 | $3,000 | thousands by filing date | put |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 187 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 100 | $3,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 303 | $3,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 5,992 | $3,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 2,835 | $3,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 800 | $2,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 14 | $2,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 400 | $2,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 144 | $2,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 300 | $2,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 171 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 60 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 875 | $2,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 300 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 55 | $2,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 37 | $2,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 85 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 100 | $2,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 500 | $2,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 90 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 35 | $2,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 582 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 100 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 77 | $2,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 40 | $2,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | put |
| BRAINSWAY LTD | 10501L106 | CMN | 200 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 30 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100 | $2,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 500 | $2,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 800 | $2,000 | thousands by filing date | put |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 135 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 572 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,237 | $2,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 100 | $2,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,252 | $2,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 31 | $2,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 800 | $2,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 1,281 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,096 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 109 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 300 | $2,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,000 | $2,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,100 | $2,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 741 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,912 | $2,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 200 | $2,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 235 | $2,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 5,016 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5,400 | $2,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 1,600 | $2,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 3,075 | $2,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 348 | $2,000 | thousands by filing date | call |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 250 | $2,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 2,153 | $2,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 4,650 | $2,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,000 | $2,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E159 | VELCTYSHS USDGBP | 81 | $2,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 170 | $1,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 114 | $1,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 47 | $1,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 38 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 23 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 50 | $1,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 12 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 417 | $1,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 50 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 200 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 102 | $1,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 51 | $1,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 47 | $1,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 155 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 29 | $1,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 156 | $1,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 27 | $1,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 172 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 56 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 124 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 21 | $1,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 400 | $1,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 1,953 | $1,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 112 | $1,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 34 | $1,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 368 | $1,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 6,147 | $1,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 25 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $1,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 221 | $1,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,000 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 150 | $1,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 200 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464288422 | S&P DEV EX-US | 24 | $1,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 33 | $1,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 25 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 107 | $1,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 100 | $1,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 178 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 180 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 500 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $1,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAC6 | NOTE 5.000% 4/0 | 997 | $1,000 | thousands by filing date | principal |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 400 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 700 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 665 | $1,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 202 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 25 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,700 | $1,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 2,322 | $1,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 100,000 | $1,000 | thousands by filing date | call |
| COUNTY BANCORP INC | 221907108 | COM | 37 | $1,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 2,931 | $1,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 500 | $1,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 9,000 | $1,000 | thousands by filing date | call |
| GEVO INC | 374396406 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADECOAGRO S A | L00849106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUINOX GOLD CORP | 29446Y502 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY TRONIC CORP | 493144109 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNIC INC | 4525EP101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACHANGE INTL INC | 811699107 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO RIV BANCORP | 90207C105 | COMMON | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENUS CONCEPT INC | 92332W105 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMATRIX INC COM | 74584P202 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S304 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTINYX INC | 03836N103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,463 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 22,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000026 | this filing | 2020-02-12 | acceptance time not in the bulk data set |