13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 7,740 holding rows worth $138,121,665,000.
- Accession
- 0000831001-20-000026
- Filer
- CIK 831001
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,224 entries on the cover page, a total value of $138,121,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,121,665,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIKING THERAPEUTICS INC | 92686J106 | COM | 56,500 | $453,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 24,300 | $452,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 15,162 | $451,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 58,458 | $451,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 21,800 | $451,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 18,943 | $450,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 20,415 | $450,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 52,445 | $450,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 69,838 | $450,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 10,401 | $449,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 22,666 | $449,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,100 | $449,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 108,500 | $449,000 | thousands by filing date | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,732 | $448,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 9,671 | $448,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 8,227 | $448,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 10,252 | $448,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 73,671 | $447,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 25,800 | $445,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 24,700 | $445,000 | thousands by filing date | call |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,948 | $444,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 11,295 | $444,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,349 | $444,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 53,000 | $444,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,600 | $443,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 9,490 | $443,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 11,600 | $443,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 61,729 | $442,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 20,896 | $442,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 44,968 | $440,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,600 | $439,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 50,648 | $439,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,934 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 7,682 | $438,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 162,100 | $438,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 52,006 | $437,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 30,892 | $436,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 7,476 | $436,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 70,771 | $435,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 19,055 | $434,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 10,900 | $434,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 9,200 | $433,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 11,630 | $433,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 20,752 | $433,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 75,500 | $432,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 148,805 | $432,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 11,327 | $431,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 12,133 | $431,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 9,416 | $430,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 17,800 | $430,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 21,028 | $430,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 22,476 | $430,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,700 | $429,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 18,759 | $429,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 18,201 | $429,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 21,200 | $429,000 | thousands by filing date | call |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 26,696 | $429,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 382,800 | $429,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 9,600 | $428,000 | thousands by filing date | call |
| SPLUNK INC | 848637AD6 | BOND | 347,000 | $428,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 16,700 | $427,000 | thousands by filing date | put |
| PENNANT GROUP INC | 70805E109 | COM | 12,935 | $427,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 22,000 | $426,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 9,062 | $426,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 9,221 | $426,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 14,038 | $426,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,493 | $425,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 67,367 | $425,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 7,444 | $425,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 16,404 | $425,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 90,700 | $425,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,361 | $424,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 77,655 | $424,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 19,201 | $424,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 27,077 | $423,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 32,472 | $422,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 12,988 | $422,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 19,401 | $422,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 9,061 | $421,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 5,506 | $421,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 15,398 | $421,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 302,000 | $421,000 | thousands by filing date | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 12,192 | $420,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 58,900 | $420,000 | thousands by filing date | call |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,780 | $419,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 19,003 | $419,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 194,700 | $419,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 14,927 | $418,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 20,520 | $417,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 25,000 | $415,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 22,636 | $414,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,600 | $413,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 11,942 | $413,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 19,000 | $413,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 12,953 | $412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,776 | $411,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 18,627 | $411,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 67,900 | $411,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 25,530 | $411,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 8,074 | $411,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 35,800 | $409,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 15,280 | $409,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 23,841 | $409,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 19,900 | $408,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 21,600 | $408,000 | thousands by filing date | put |
| ORTHOFIX MED INC | 68752M108 | COM | 8,832 | $408,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 78,743 | $407,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 40,000 | $407,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 21,905 | $406,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 15,006 | $405,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 19,663 | $405,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 4,055 | $405,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 11,130 | $405,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 29,900 | $404,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 17,318 | $404,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 18,019 | $403,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 6,766 | $403,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 353,756 | $403,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 34,200 | $402,000 | thousands by filing date | put |
| READY CAPITAL CORP | 75574U101 | COM | 25,983 | $401,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 14,428 | $401,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 8,400 | $401,000 | thousands by filing date | call |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 28,567 | $400,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 15,824 | $400,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,400 | $400,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 47,100 | $399,000 | thousands by filing date | call |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 18,960 | $398,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 8,857 | $398,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 9,842 | $398,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 17,728 | $397,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 107,574 | $396,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 15,594 | $394,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 36,234 | $394,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 27,327 | $394,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 12,524 | $393,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 44,600 | $392,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,912 | $392,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 6,728 | $392,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 8,004 | $392,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 33,926 | $391,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,056 | $389,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 7,702 | $389,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 145,700 | $388,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 26,098 | $388,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 33,931 | $387,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,545 | $387,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 196,412 | $387,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,600 | $386,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 7,000 | $386,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 9,004 | $386,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 19,999 | $386,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,100 | $385,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 23,900 | $385,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 68,300 | $385,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 12,900 | $384,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 35,200 | $384,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,600 | $384,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,235 | $384,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 12,186 | $384,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,985 | $383,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,500 | $383,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,413 | $381,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 15,774 | $380,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 9,952 | $380,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 12,900 | $379,000 | thousands by filing date | call |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 7,644 | $379,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,300 | $379,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 176,000 | $379,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 357,000 | $379,000 | thousands by filing date | principal |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 25,800 | $378,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,032 | $378,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 18,700 | $378,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 480,000 | $378,000 | thousands by filing date | principal |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,700 | $377,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 9,880 | $377,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,900 | $376,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 17,321 | $376,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 26,023 | $373,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 16,458 | $372,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 26,200 | $372,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,170 | $372,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 19,728 | $372,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 8,625 | $372,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 46,234 | $371,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 22,400 | $371,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 17,000 | $371,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 10,917 | $370,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 9,200 | $370,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 25,862 | $369,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 32,778 | $369,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 27,700 | $369,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 12,776 | $369,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,218 | $368,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 36,200 | $368,000 | thousands by filing date | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 17,879 | $367,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,200 | $367,000 | thousands by filing date | put |
| AVANOS MED INC | 05350V106 | COM | 10,899 | $367,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,555 | $366,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 10,731 | $365,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,500 | $364,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 32,448 | $364,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 169,300 | $364,000 | thousands by filing date | put |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,000 | $363,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 23,749 | $363,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 125,700 | $362,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 18,041 | $361,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 20,000 | $360,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 6,878 | $360,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 9,063 | $360,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 23,891 | $359,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 13,064 | $359,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 41,050 | $359,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 19,046 | $359,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 24,300 | $358,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,400 | $358,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,591 | $358,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 24,209 | $356,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 13,724 | $356,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 95,600 | $355,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 8,200 | $354,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 97,600 | $354,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 41,736 | $354,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 22,808 | $354,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,196 | $353,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,200 | $353,000 | thousands by filing date | put |
| O-I GLASS INC | 67098H104 | COM | 29,597 | $352,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 15,977 | $352,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 18,200 | $351,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 6,004 | $350,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 31,244 | $350,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 44,165 | $350,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 28,175 | $349,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,700 | $348,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 10,927 | $348,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 49,300 | $348,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 5,059 | $348,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 26,300 | $348,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 34,667 | $346,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 9,870 | $346,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,500 | $345,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 10,644 | $344,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,773 | $344,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,300 | $344,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 8,348 | $343,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,781 | $343,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 84,298 | $343,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 9,098 | $342,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 60,176 | $341,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 227,400 | $341,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 12,700 | $340,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,151 | $340,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 352,000 | $340,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 6,109 | $339,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,327 | $339,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,000 | $339,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 11,100 | $339,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 89,544 | $338,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,523 | $338,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 23,778 | $338,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 15,729 | $337,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 47,300 | $337,000 | thousands by filing date | put |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 16,799 | $335,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 115,500 | $335,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 15,191 | $333,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 11,400 | $332,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 4,700 | $332,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 14,450 | $332,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 39,100 | $332,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 221,500 | $332,000 | thousands by filing date | put |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 9,600 | $331,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 23,956 | $331,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 4,385 | $331,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,620 | $330,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 42,325 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,255 | $329,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 12,315 | $329,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E662 | MKT HLDGS I VELCTYSHS USDJPY | 14,000 | $329,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 9,500 | $328,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,131 | $328,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 9,826 | $327,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 11,741 | $327,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 9,137 | $326,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,516 | $326,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,900 | $325,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 12,500 | $325,000 | thousands by filing date | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,395 | $325,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 33,400 | $325,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 9,683 | $325,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 12,300 | $325,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 63,719 | $325,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,795 | $324,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,155 | $324,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 21,400 | $323,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 14,898 | $323,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 23,805 | $321,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 38,669 | $321,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 13,900 | $321,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 4,400 | $321,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 7,132 | $321,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 14,399 | $320,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,900 | $320,000 | thousands by filing date | call |
| TRICIDA INC | 89610F101 | COM | 8,481 | $320,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 100,600 | $318,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 19,700 | $318,000 | thousands by filing date | put |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,207 | $317,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 7,112 | $317,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 13,958 | $316,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 40,421 | $316,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 12,567 | $316,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 3,414 | $316,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 3,780 | $316,000 | thousands by filing date | put |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 12,673 | $315,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 6,800 | $315,000 | thousands by filing date | put |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 46,761 | $315,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 20,622 | $314,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 41,900 | $313,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 10,616 | $313,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 17,504 | $313,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 12,988 | $312,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,130 | $312,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 19,527 | $312,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 13,589 | $311,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 30,000 | $311,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 13,800 | $309,000 | thousands by filing date | put |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 8,976 | $309,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 4,300 | $308,000 | thousands by filing date | put |
| ARVINAS INC | 04335A105 | COM | 7,506 | $308,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 53,800 | $308,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,700 | $308,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 3,218 | $308,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 7,830 | $308,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,300 | $307,000 | thousands by filing date | put |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 19,200 | $306,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 64,900 | $306,000 | thousands by filing date | call |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 17,522 | $305,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,295 | $305,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,250 | $305,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,000 | $303,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 15,577 | $303,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,204 | $303,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 19,800 | $303,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,152 | $302,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 15,865 | $302,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 34,500 | $302,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 446,587 | $302,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 82,991 | $301,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,693 | $301,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,700 | $301,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,200 | $301,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,372 | $301,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 8,914 | $300,000 | thousands by filing date | call |
| YETI HLDGS INC COM | 98585X104 | Stock | 8,592 | $299,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 74,200 | $299,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 37,700 | $299,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 48,740 | $299,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 29,545 | $299,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 12,769 | $299,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 21,350 | $298,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 325,000 | $298,000 | thousands by filing date | principal |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,301 | $297,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 23,107 | $297,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 5,319 | $297,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 418,000 | $297,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 12,400 | $296,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 6,606 | $296,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,800 | $295,000 | thousands by filing date | call |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 9,098 | $295,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,418 | $295,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 280,000 | $295,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 18,558 | $293,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 13,783 | $293,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,100 | $293,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 7,753 | $292,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 5,951 | $291,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 16,700 | $290,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 8,260 | $290,000 | thousands by filing date | call |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 29,400 | $290,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 11,280 | $289,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,949 | $289,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 22,411 | $289,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 76,300 | $288,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 4,650 | $288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 7,313 | $288,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 8,851 | $288,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E464 | VELCTYSHS GBPUSD | 11,400 | $287,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 10,477 | $286,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 10,759 | $286,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7,100 | $285,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,100 | $284,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 10,652 | $283,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 23,500 | $283,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 3,034 | $283,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 48,135 | $283,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,826 | $283,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 37,681 | $283,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,989 | $283,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 18,648 | $283,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 8,666 | $282,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,938 | $282,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 271,000 | $282,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 2,749 | $281,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,920 | $281,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 13,966 | $281,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 3,900 | $279,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,400 | $279,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 23,496 | $279,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 19,700 | $278,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,952 | $278,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 13,442 | $278,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 9,500 | $278,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 13,855 | $278,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 6,900 | $277,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 13,500 | $276,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 83,546 | $276,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 21,800 | $275,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,368 | $275,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 15,100 | $275,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 11,900 | $274,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 3,900 | $274,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 16,406 | $274,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 22,100 | $274,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 225,000 | $274,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 16,160 | $273,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 43,347 | $272,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 11,400 | $272,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 112,400 | $272,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 12,200 | $271,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 22,993 | $271,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 9,835 | $271,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 56,125 | $271,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,273 | $270,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 9,307 | $270,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,126 | $270,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 38,817 | $270,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 17,573 | $270,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 22,800 | $270,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 27,900 | $270,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,320 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,714 | $269,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 19,674 | $268,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 271,000 | $268,000 | thousands by filing date | principal |
| NEWS CORP NEW | 65249B208 | CL B | 18,449 | $267,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 33,200 | $266,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,019 | $266,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,200 | $265,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,000 | $265,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 3,900 | $264,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 58,217 | $264,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 24,151 | $263,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 261,000 | $263,000 | thousands by filing date | principal |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 6,304 | $262,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,139 | $262,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 28,514 | $262,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 53,000 | $261,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 2,800 | $260,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 18,900 | $260,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 3,300 | $260,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 3,300 | $260,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 8,300 | $260,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 9,500 | $260,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 23,346 | $260,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 94,800 | $260,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,331 | $259,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 6,245 | $259,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 4,400 | $258,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 11,791 | $258,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 7,400 | $258,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 12,666 | $257,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,155 | $257,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,573 | $257,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,000 | $257,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 30,116 | $257,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 11,748 | $257,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,900 | $256,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 15,828 | $256,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,273 | $256,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 7,725 | $256,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 38,282 | $256,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,800 | $256,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 25,799 | $255,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 126,000 | $255,000 | thousands by filing date | principal |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 140,000 | $255,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 1,500 | $254,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,800 | $254,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,854 | $254,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 7,812 | $254,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 31,077 | $254,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,000 | $253,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,300 | $253,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 59,286 | $253,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 284,137 | $252,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 4,583 | $252,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 16,800 | $252,000 | thousands by filing date | call |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 12,950 | $251,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325K743 | VELOCITYSHS LONG | 10,421 | $251,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,500 | $250,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 28,300 | $250,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 30,982 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 6,609 | $249,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 12,000 | $248,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000026 | this filing | 2020-02-12 | acceptance time not in the bulk data set |