13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 7,797 holding rows worth $123,793,372,000.
- Accession
- 0000831001-19-000095
- Filer
- CIK 831001
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,990 entries on the cover page, a total value of $123,793,372,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,793,372,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,300 | $86,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,600 | $86,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 7,654 | $86,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 686 | $86,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,400 | $86,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,400 | $86,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 4,150 | $86,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,472 | $86,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,619 | $86,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 976 | $86,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,201 | $86,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 20,800 | $85,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 1,800 | $85,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 3,935 | $85,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 3,431 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 800 | $85,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,000 | $85,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 4,178 | $85,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 4,900 | $85,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,800 | $85,000 | thousands by filing date | put |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,179 | $85,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 13,601 | $85,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,513 | $84,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,800 | $84,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 7,167 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,655 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,407 | $84,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 700 | $84,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 7,300 | $84,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,384 | $84,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,500 | $84,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 3,572 | $84,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,600 | $84,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 20,735 | $84,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 10,012 | $84,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 500 | $83,000 | thousands by filing date | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 1,767 | $83,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $83,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 643 | $83,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 16,900 | $83,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 31,795 | $83,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 13,039 | $83,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,505 | $83,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,500 | $82,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 876 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,497 | $82,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,300 | $82,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 400 | $82,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 5,589 | $82,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,823 | $82,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 7,100 | $82,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 24,352 | $82,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,500 | $82,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 7,568 | $82,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 21,328 | $82,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 16,727 | $82,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 63,234 | $82,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,731 | $81,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,478 | $81,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 5,070 | $81,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 2,673 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,038 | $81,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,188 | $81,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,684 | $81,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 2,443 | $81,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 2,047 | $81,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 6,869 | $81,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 4,039 | $80,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 6,040 | $80,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,800 | $80,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 4,500 | $80,000 | thousands by filing date | put |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,146 | $80,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 2,084 | $80,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 4,948 | $80,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 2,170 | $80,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 500 | $79,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,300 | $79,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 7,682 | $79,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 20,300 | $79,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,162 | $79,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 19,900 | $79,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 11,160 | $79,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 1,792 | $79,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,760 | $79,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 5,935 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,300 | $79,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 500 | $78,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 900 | $78,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 5,198 | $78,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 4,635 | $78,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 22,821 | $78,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,900 | $78,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 5,825 | $78,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 3,654 | $78,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,217 | $78,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 7,807 | $78,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 17,895 | $78,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 112,000 | $78,000 | thousands by filing date | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,900 | $77,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,223 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,089 | $77,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 17,400 | $77,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 4,000 | $77,000 | thousands by filing date | put |
| BARINGS BDC INC | 06759L103 | COM | 7,846 | $77,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,126 | $77,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,600 | $77,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,150 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 3,026 | $76,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 4,736 | $76,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 2,586 | $76,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,600 | $76,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,814 | $76,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 8,508 | $76,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,600 | $76,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 2,043 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,962 | $76,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 5,020 | $76,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,200 | $76,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 12,230 | $76,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,945 | $76,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 7,267 | $76,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,826 | $76,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 3,810 | $76,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 16,518 | $76,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 5,700 | $76,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 5,400 | $75,000 | thousands by filing date | put |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 3,121 | $75,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 7,497 | $75,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 5,300 | $75,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,851 | $75,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 14,741 | $75,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 55 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,550 | $75,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 1,852 | $75,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,300 | $75,000 | thousands by filing date | put |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,193 | $75,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,445 | $75,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 36,475 | $75,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,574 | $74,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,200 | $74,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 2,500 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 547 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 482 | $73,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 3,806 | $73,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 370 | $73,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,106 | $73,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 2,384 | $73,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,800 | $73,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 7,192 | $73,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 6,501 | $73,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 8,343 | $73,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,882 | $73,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 1,949 | $72,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,800 | $72,000 | thousands by filing date | call |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 3,260 | $72,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,289 | $72,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,200 | $71,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 9,400 | $71,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $71,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,200 | $71,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 18,027 | $71,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,487 | $71,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 6,030 | $71,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,020 | $71,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,286 | $71,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,090 | $71,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,617 | $71,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 2,961 | $71,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 5,602 | $71,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 8,881 | $71,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 2,987 | $71,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 7,839 | $71,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 6,244 | $71,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,492 | $70,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 600 | $70,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,300 | $70,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 60,705 | $70,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 11,116 | $70,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 4,341 | $70,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,424 | $70,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,400 | $70,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 1,400 | $70,000 | thousands by filing date | put |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,782 | $70,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,572 | $70,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 8,267 | $70,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 3,900 | $70,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,961 | $70,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,748 | $70,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 4,059 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,937 | $70,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 75,000 | $70,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 1,166 | $70,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 5,000 | $69,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 289 | $69,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,500 | $69,000 | thousands by filing date | put |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 4,336 | $69,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 3,247 | $69,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,631 | $69,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,748 | $69,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 5,956 | $69,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,800 | $69,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 2,571 | $69,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 5,908 | $69,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 74,200 | $69,000 | thousands by filing date | call |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 3,877 | $69,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 500 | $68,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 1,813 | $68,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 4,468 | $68,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 4,012 | $68,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 6,200 | $68,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 6,961 | $68,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 2,000 | $68,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 8,476 | $68,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 6,643 | $68,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 8,494 | $68,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 802 | $67,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,900 | $67,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,055 | $67,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 11,525 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,933 | $67,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,538 | $67,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 200 | $67,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 200 | $67,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,961 | $67,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 5,486 | $67,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 9,300 | $67,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 3,624 | $67,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,500 | $67,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 39,914 | $67,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 3,621 | $67,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 3,001 | $67,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 67,900 | $66,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,700 | $66,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 2,200 | $66,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,900 | $66,000 | thousands by filing date | call |
| JOINT CORP | 47973J102 | COM | 3,658 | $66,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,444 | $66,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,800 | $66,000 | thousands by filing date | put |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 5,179 | $66,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,149 | $66,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 4,349 | $66,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 56,695 | $66,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 52,010 | $66,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 34,626 | $66,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 4,729 | $65,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,700 | $65,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,100 | $65,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 1,200 | $65,000 | thousands by filing date | put |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 387 | $65,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 4,628 | $65,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,103 | $65,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,618 | $65,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,478 | $64,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,200 | $64,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,818 | $64,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,842 | $64,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,020 | $64,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 61,200 | $64,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 2,000 | $64,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 11,828 | $64,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 12,476 | $64,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,976 | $64,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 4,600 | $63,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,376 | $63,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 1,257 | $63,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,443 | $63,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,613 | $63,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 10,653 | $63,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 12,500 | $63,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 7,973 | $63,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 9,257 | $63,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 9,900 | $63,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 8,872 | $63,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 8,576 | $63,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 3,234 | $63,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,600 | $62,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 3,000 | $62,000 | thousands by filing date | put |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 2,061 | $62,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 7,757 | $62,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,726 | $62,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 808 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,211 | $62,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 500 | $62,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 21,300 | $62,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 4,700 | $62,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 345,605 | $62,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,700 | $61,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 15,610 | $61,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 3,187 | $61,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 2,634 | $61,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 6,508 | $61,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,989 | $61,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 3,533 | $61,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 11,704 | $61,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,966 | $61,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 14,506 | $61,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,691 | $61,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 5,000 | $61,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 36,000 | $61,000 | thousands by filing date | principal |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 7,403 | $61,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,075 | $61,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 7,961 | $60,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,200 | $60,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 4,216 | $60,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 2,789 | $60,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 768 | $60,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,739 | $60,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,329 | $60,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 3,100 | $60,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,144 | $60,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 5,235 | $60,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 16,755 | $60,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 12,185 | $60,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 7,591 | $60,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,259 | $59,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 500 | $59,000 | thousands by filing date | put |
| CORMEDIX INC COM | 21900C308 | Stock | 6,603 | $59,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 10,008 | $59,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3,355 | $59,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,706 | $59,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,575 | $59,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 4,084 | $59,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 2,200 | $59,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 14,058 | $59,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 2,577 | $59,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 700 | $58,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,239 | $58,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,435 | $58,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,435 | $58,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 6,400 | $58,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 1,237 | $58,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,060 | $58,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,446 | $58,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,920 | $58,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,621 | $58,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 8,611 | $58,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 4,326 | $58,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,306 | $58,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,400 | $58,000 | thousands by filing date | call |
| INTRICON CORP | 46121H109 | COM | 2,492 | $58,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 3,159 | $58,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,100 | $57,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 3,735 | $57,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 5,300 | $57,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,481 | $57,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,565 | $57,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,199 | $57,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 5,435 | $57,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,615 | $57,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 6,155 | $57,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,895 | $57,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 8,577 | $57,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,059 | $57,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 22,487 | $57,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 42,000 | $57,000 | thousands by filing date | put |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 5,424 | $57,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 5,347 | $57,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 39,600 | $56,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,107 | $56,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 1,900 | $56,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,593 | $56,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 5,206 | $56,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,969 | $56,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 1,500 | $56,000 | thousands by filing date | put |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 4,000 | $56,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 8,900 | $56,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 4,335 | $56,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,400 | $56,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 3,525 | $56,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 5,050 | $56,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 58,000 | $56,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 7,924 | $56,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,400 | $56,000 | thousands by filing date | put |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 3,729 | $56,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 5,097 | $56,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 22,153 | $56,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 2,841 | $56,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 8,358 | $56,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 2,543 | $56,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,400 | $55,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,500 | $55,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,300 | $55,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 8,000 | $55,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 500 | $55,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,500 | $55,000 | thousands by filing date | call |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,300 | $55,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 3,500 | $55,000 | thousands by filing date | call |
| CORECARD CORPORATION | 45816D100 | COM | 1,911 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 474 | $55,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,107 | $55,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 7,200 | $55,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 18,400 | $55,000 | thousands by filing date | put |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,640 | $55,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 2,193 | $55,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,310 | $55,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 795 | $54,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,467 | $54,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 1,933 | $54,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3,358 | $54,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,033 | $54,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,522 | $54,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,412 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 2,162 | $54,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,381 | $54,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,051 | $54,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 12,247 | $54,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,344 | $54,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 5,366 | $54,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,864 | $54,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 3,161 | $54,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 42,832 | $54,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 7,296 | $54,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 21,863 | $54,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 1,400 | $53,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,113 | $53,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,825 | $53,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,831 | $53,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,152 | $53,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,000 | $53,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,059 | $53,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,229 | $53,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 4,639 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 75,000 | $53,000 | thousands by filing date | principal |
| CULP INC | 230215105 | CMN | 2,815 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 1,591 | $53,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 4,134 | $53,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 4,289 | $53,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $53,000 | thousands by filing date | principal |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 2,300 | $53,000 | thousands by filing date | put |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,739 | $53,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 6,242 | $52,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,455 | $52,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 9,109 | $52,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 34,500 | $52,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 5,632 | $52,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 2,753 | $52,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,691 | $52,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,903 | $52,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,719 | $52,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 4,199 | $52,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 75,000 | $52,000 | thousands by filing date | principal |
| WIDEOPENWEST INC | 96758W101 | COM | 7,131 | $52,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,174 | $52,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,072 | $52,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,061 | $52,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,450 | $52,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 36,500 | $51,000 | thousands by filing date | call |
| LOVESAC COMPANY | 54738L109 | COM | 1,634 | $51,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 8,500 | $51,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,096 | $51,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 5,505 | $51,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 3,628 | $51,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,474 | $51,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,136 | $51,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 4,524 | $51,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,914 | $51,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 6,298 | $51,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 22,757 | $51,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 5,542 | $51,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,300 | $51,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 7,441 | $51,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,960 | $51,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,511 | $51,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 4,107 | $50,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 320 | $50,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 3,300 | $50,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 5,395 | $50,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 3,927 | $50,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,711 | $50,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 2,375 | $50,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 552 | $50,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 5,295 | $50,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,795 | $50,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 4,241 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,696 | $50,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $50,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,695 | $50,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 12,541 | $50,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,311 | $50,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,560 | $50,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 3,844 | $50,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 12,789 | $50,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,391 | $50,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,290 | $50,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 3,330 | $50,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 14,100 | $50,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 5,800 | $50,000 | thousands by filing date | call |
| BG STAFFING INC | 05544A109 | COM | 2,665 | $50,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 14,400 | $50,000 | thousands by filing date | call |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 439 | $49,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 6,074 | $49,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $49,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,809 | $49,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,500 | $49,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 1,909 | $49,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 7,500 | $49,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 2,464 | $49,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 800 | $49,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 5,207 | $49,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,916 | $49,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000095 | this filing | 2019-08-12 | acceptance time not in the bulk data set |