13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 7,797 holding rows worth $123,793,372,000.
- Accession
- 0000831001-19-000095
- Filer
- CIK 831001
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,990 entries on the cover page, a total value of $123,793,372,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,793,372,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 742 | $49,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,400 | $49,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 15,763 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 500 | $49,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 939 | $49,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 450 | $49,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,493 | $49,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 24,423 | $49,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,885 | $49,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,264 | $49,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 4,068 | $49,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 14,800 | $49,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 4,800 | $49,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 400 | $48,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 100 | $48,000 | thousands by filing date | put |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,500 | $48,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 5,104 | $48,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 2,781 | $48,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,771 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 792 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 665 | $48,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 4,186 | $48,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 6,725 | $48,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 2,100 | $48,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 16,618 | $48,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 19,093 | $48,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,232 | $48,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 13,600 | $48,000 | thousands by filing date | put |
| RESTORBIO INC | 76133L103 | COM | 4,676 | $48,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 100,000 | $48,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081507 | Stock | 2,381 | $48,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 789 | $47,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,800 | $47,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,500 | $47,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 3,043 | $47,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 3,171 | $47,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 2,986 | $47,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 5,709 | $47,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 3,700 | $47,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 17,300 | $47,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 15,713 | $47,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 3,337 | $47,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 4,426 | $47,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,231 | $47,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,519 | $47,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,300 | $46,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 815 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 799 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 489 | $46,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 2,200 | $46,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,454 | $46,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,762 | $46,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,828 | $46,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,870 | $46,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 5,542 | $46,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,030 | $46,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 13,061 | $46,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,431 | $46,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 15,344 | $46,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 21,200 | $46,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 13,731 | $46,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 3,461 | $46,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,206 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,793 | $46,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 3,446 | $46,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 200 | $45,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 800 | $45,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,323 | $45,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 5,584 | $45,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,160 | $45,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,319 | $45,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,284 | $45,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 839 | $45,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 9,500 | $45,000 | thousands by filing date | call |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 3,117 | $45,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 7,035 | $45,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 74,400 | $45,000 | thousands by filing date | call |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,559 | $45,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 63,000 | $45,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,008 | $45,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 800 | $44,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 800 | $44,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 1,800 | $44,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 2,851 | $44,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,200 | $44,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,600 | $44,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 785 | $44,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,760 | $44,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 750 | $44,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 907 | $44,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,179 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 583 | $44,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 3,100 | $44,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,692 | $44,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,100 | $44,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 6,300 | $44,000 | thousands by filing date | call |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 4,200 | $44,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 18,552 | $44,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 13,021 | $43,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 600 | $43,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 9,825 | $43,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,600 | $43,000 | thousands by filing date | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,684 | $43,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,169 | $43,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,436 | $43,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 2,894 | $43,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 7,158 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 650 | $43,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 5,551 | $43,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 2,478 | $43,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 4,326 | $43,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 5,776 | $43,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 367 | $43,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,942 | $43,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,435 | $43,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,400 | $43,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,964 | $43,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 31,900 | $43,000 | thousands by filing date | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,965 | $42,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,568 | $42,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,202 | $42,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 600 | $42,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,235 | $42,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,135 | $42,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,119 | $42,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 833 | $42,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 4,809 | $42,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 3,100 | $42,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 14,400 | $42,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 6,640 | $42,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,219 | $42,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,723 | $42,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,254 | $42,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,249 | $42,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,650 | $42,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,985 | $42,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,597 | $42,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,234 | $42,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 2,399 | $42,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 680 | $41,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,982 | $41,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 300 | $41,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 36,000 | $41,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 569 | $41,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 500 | $41,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 1,058 | $41,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 2,900 | $41,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 1,648 | $41,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 513 | $41,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,100 | $41,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,637 | $41,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 2,410 | $41,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,813 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 896 | $41,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 8,856 | $41,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 7,400 | $41,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 7,908 | $41,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 4,968 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 3,134 | $41,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 4,389 | $41,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 6,652 | $41,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,130 | $40,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,555 | $40,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,300 | $40,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,000 | $40,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 6,351 | $40,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,313 | $40,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,816 | $40,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 2,100 | $40,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,524 | $40,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,309 | $40,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 7,800 | $40,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,607 | $40,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,305 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 380 | $40,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,753 | $40,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,439 | $40,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,597 | $40,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 3,977 | $40,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,951 | $40,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 3,508 | $40,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,510 | $39,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 538 | $39,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,100 | $39,000 | thousands by filing date | put |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,787 | $39,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,900 | $39,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,569 | $39,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 200 | $39,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 9,837 | $39,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,444 | $39,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 2,105 | $39,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,753 | $39,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,500 | $39,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 22,441 | $39,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 2,992 | $39,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 21,000 | $39,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,100 | $39,000 | thousands by filing date | call |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 3,424 | $39,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,700 | $39,000 | thousands by filing date | put |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,838 | $39,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 887 | $39,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 41,000 | $39,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F437 | COM | 1,306 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 475 | $38,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,085 | $38,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $38,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 8,290 | $38,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,341 | $38,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,536 | $38,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,380 | $38,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,016 | $38,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,270 | $38,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 4,617 | $38,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 11,600 | $38,000 | thousands by filing date | put |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 22,398 | $38,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 16,854 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 301 | $37,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,219 | $37,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 3,931 | $37,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 4,491 | $37,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,408 | $37,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 9,034 | $37,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,413 | $37,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 2,593 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 787 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,400 | $37,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 9,172 | $37,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 54,900 | $37,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 3,781 | $37,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 2,354 | $37,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 22,183 | $37,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,300 | $37,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 5,175 | $37,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 7,933 | $37,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 4,335 | $36,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2,144 | $36,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 6,800 | $36,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,776 | $36,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,861 | $36,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,314 | $36,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,000 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 328 | $36,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 983 | $36,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 30,990 | $36,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 3,782 | $36,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,915 | $36,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 21,054 | $36,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1,300 | $36,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 22,534 | $36,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 697 | $35,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,200 | $35,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 400 | $35,000 | thousands by filing date | put |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,243 | $35,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 5,100 | $35,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 800 | $35,000 | thousands by filing date | call |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,757 | $35,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,479 | $35,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,175 | $35,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 32,288 | $35,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 787 | $35,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 4,681 | $35,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,937 | $35,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 12,100 | $35,000 | thousands by filing date | call |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,521 | $35,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 32,331 | $35,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 14,242 | $35,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 7,900 | $35,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 52,500 | $35,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G102 | COM | 4,737 | $35,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 8,274 | $35,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 18,000 | $35,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 659 | $34,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,200 | $34,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,900 | $34,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,379 | $34,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,115 | $34,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,648 | $34,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 8,274 | $34,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,400 | $34,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,958 | $34,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 9,500 | $34,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,124 | $34,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,800 | $34,000 | thousands by filing date | call |
| CORTEXYME INC | 22053A107 | COM | 805 | $34,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 4,151 | $34,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,100 | $34,000 | thousands by filing date | call |
| FNCB BANCORP INC | 302578109 | COM | 4,369 | $34,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 1,271 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 2,266 | $34,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,313 | $34,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 580 | $33,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 600 | $33,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 2,370 | $33,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $33,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,610 | $33,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,000 | $33,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,377 | $33,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 535 | $33,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,903 | $33,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 2,425 | $33,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 84,000 | $33,000 | thousands by filing date | principal |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 7,092 | $33,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 1,325 | $33,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 6,010 | $33,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 10,501 | $33,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,869 | $32,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 300 | $32,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,831 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,353 | $32,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,099 | $32,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,600 | $32,000 | thousands by filing date | put |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,782 | $32,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,897 | $32,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,644 | $32,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,734 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 748 | $32,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $32,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 2,830 | $32,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,060 | $32,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,400 | $32,000 | thousands by filing date | put |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 1,333 | $32,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,577 | $32,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 18,024 | $32,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,202 | $32,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 2,000 | $32,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,607 | $32,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 2,155 | $32,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,239 | $32,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 19,277 | $32,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 440 | $31,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 705 | $31,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 600 | $31,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 600 | $31,000 | thousands by filing date | call |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 620 | $31,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 7,040 | $31,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,000 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 561 | $31,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 2,376 | $31,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,000 | $31,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 993 | $31,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 600 | $31,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 1,031 | $31,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 11,710 | $31,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,629 | $31,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,308 | $31,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,495 | $31,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 5,116 | $31,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 4,981 | $31,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,518 | $31,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 4,024 | $31,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 16,571 | $31,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 13,674 | $31,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,812 | $31,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 523 | $31,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,000 | $31,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 992 | $31,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 2,401 | $31,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 20,020 | $31,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 2,334 | $31,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 2,828 | $31,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,400 | $30,000 | thousands by filing date | call |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,761 | $30,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,900 | $30,000 | thousands by filing date | call |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 1,743 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 440 | $30,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 7,400 | $30,000 | thousands by filing date | put |
| ALCENTRA CAP CORP | 01374T102 | COM | 3,547 | $30,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 2,095 | $30,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,354 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 600 | $30,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 970 | $30,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 599 | $30,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,362 | $30,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,149 | $30,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,304 | $30,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 1,140 | $30,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 2,631 | $30,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,098 | $30,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A255 | RYZZ MNG FTR | 1,228 | $30,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,086 | $29,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,569 | $29,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 300 | $29,000 | thousands by filing date | put |
| AVANTOR INC COM | 05352A100 | Stock | 1,528 | $29,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 7,600 | $29,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 7,595 | $29,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,000 | $29,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 5,192 | $29,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 600 | $29,000 | thousands by filing date | put |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,525 | $29,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 200 | $29,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 2,339 | $29,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 7,700 | $29,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 267 | $29,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 8,400 | $29,000 | thousands by filing date | put |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,042 | $29,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,955 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,173 | $29,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 500 | $29,000 | thousands by filing date | call |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 5,767 | $29,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,385 | $29,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,025 | $29,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 5,576 | $29,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 7,798 | $29,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 11,900 | $29,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 207 | $28,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 100 | $28,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,400 | $28,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,130 | $28,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 7,000 | $28,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,300 | $28,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 900 | $28,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 2,262 | $28,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,600 | $28,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 2,981 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,700 | $28,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,000 | $28,000 | thousands by filing date | put |
| SYNTHORX INC COM | 87167A103 | Stock | 2,038 | $28,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 690 | $28,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,439 | $28,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,580 | $28,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,658 | $28,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,913 | $27,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 745 | $27,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 500 | $27,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 700 | $27,000 | thousands by filing date | call |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1,592 | $27,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 805 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 1,222 | $27,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,301 | $27,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,200 | $27,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 7,013 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 825 | $27,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 387 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $27,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 1,875 | $27,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 12,800 | $27,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 6,500 | $27,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 40,507 | $27,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 13,000 | $27,000 | thousands by filing date | principal |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 5,518 | $27,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 12,285 | $27,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 199 | $26,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 400 | $26,000 | thousands by filing date | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 684 | $26,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 2,000 | $26,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 13,700 | $26,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 2,800 | $26,000 | thousands by filing date | call |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 910 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 495 | $26,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,689 | $26,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,825 | $26,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 428 | $26,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,300 | $26,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 7,790 | $26,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,093 | $26,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 5,204 | $26,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 3,947 | $26,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 4,166 | $26,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 800 | $25,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 240 | $25,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 3,400 | $25,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 485 | $25,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 360 | $25,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 855 | $25,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,800 | $25,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,100 | $25,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 660 | $25,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,059 | $25,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,707 | $25,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 2,031 | $25,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,236 | $25,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,300 | $25,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 811 | $25,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 400 | $25,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,197 | $25,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,823 | $25,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 7,962 | $25,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 500 | $25,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 860 | $25,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 665 | $25,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 6,013 | $25,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 800 | $24,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 7,900 | $24,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 616 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 797 | $24,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,409 | $24,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,084 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,000 | $24,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,766 | $24,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,579 | $24,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 700 | $24,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,232 | $24,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 884 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 590 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,103 | $24,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 68,747 | $24,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,443 | $24,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,717 | $24,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 1,600 | $24,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,516 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000095 | this filing | 2019-08-12 | acceptance time not in the bulk data set |