13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 7,797 holding rows worth $123,793,372,000.
- Accession
- 0000831001-19-000095
- Filer
- CIK 831001
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,990 entries on the cover page, a total value of $123,793,372,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,793,372,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 50,089 | $271,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,500 | $270,000 | thousands by filing date | put |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 15,144 | $270,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 13,000 | $270,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 86,738 | $270,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 15,006 | $270,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,340 | $269,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 13,343 | $269,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 24,455 | $269,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 79,600 | $268,000 | thousands by filing date | call |
| PRESIDIO INC | 74102M103 | COM | 19,536 | $268,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,318 | $267,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,036 | $267,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,500 | $266,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 68,400 | $266,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 24,638 | $265,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 12,100 | $265,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 2,461 | $265,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,558 | $265,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 258,000 | $265,000 | thousands by filing date | principal |
| TRI CONTL CORP | 895436103 | COM | 9,741 | $263,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 8,268 | $263,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 9,600 | $263,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 18,573 | $263,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,900 | $262,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,400 | $262,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 20,608 | $261,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 24,900 | $261,000 | thousands by filing date | put |
| CARBON BLACK INC | 14081R103 | COM | 15,614 | $261,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 75,566 | $261,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 8,300 | $260,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 9,100 | $260,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 81,130 | $259,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,241 | $259,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 6,252 | $259,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,200 | $259,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 8,458 | $259,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 3,144 | $258,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,832 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,398 | $258,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,603 | $257,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 39,183 | $257,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 87,656 | $257,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,272 | $256,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,200 | $255,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 9,600 | $255,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 17,338 | $255,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 88,100 | $255,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,247 | $254,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,775 | $254,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,925 | $254,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 169,500 | $254,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 8,300 | $254,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,145 | $254,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 33,300 | $253,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 6,930 | $253,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 26,986 | $253,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,209 | $253,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,900 | $253,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 52,964 | $253,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,900 | $253,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 5,061 | $252,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 43,700 | $252,000 | thousands by filing date | call |
| CONTURA ENERGY INC | 21241B100 | COM | 4,857 | $252,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 15,000 | $251,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 19,900 | $251,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,676 | $251,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 20,496 | $251,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 25,149 | $250,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 10,400 | $250,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,300 | $250,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 32,700 | $250,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 6,254 | $249,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 12,388 | $249,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,269 | $249,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 24,900 | $249,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 12,794 | $249,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 259,000 | $249,000 | thousands by filing date | principal |
| BORGWARNER INC COM | 099724106 | Stock | 5,900 | $248,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,600 | $248,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 6,524 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,367 | $248,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 15,346 | $248,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 11,850 | $247,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,400 | $247,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,181 | $247,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,500 | $247,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 17,945 | $247,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 50,490 | $246,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,200 | $245,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 12,300 | $245,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 84,337 | $245,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 62,798 | $244,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,700 | $244,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 56,000 | $244,000 | thousands by filing date | put |
| CAROLINA FINL CORP NEW | 143873107 | COM | 6,958 | $244,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,200 | $243,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 32,200 | $243,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,209 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,715 | $242,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 11,475 | $242,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,000 | $241,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 5,000 | $240,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,400 | $240,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 6,360 | $239,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 17,000 | $238,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 20,000 | $238,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,874 | $237,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,666 | $237,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 91,000 | $237,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 19,600 | $236,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 3,400 | $236,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 20,183 | $236,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12,178 | $236,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 69,400 | $235,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 24,200 | $235,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 14,136 | $235,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,703 | $235,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 20,663 | $235,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 57,100 | $234,000 | thousands by filing date | put |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 7,103 | $234,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 13,764 | $234,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 14,850 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,355 | $234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 8,900 | $234,000 | thousands by filing date | call |
| ICHOR HOLDINGS | G4740B105 | SHS | 9,800 | $232,000 | thousands by filing date | call |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 8,489 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 3,677 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 17,627 | $232,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 29,000 | $232,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 14,180 | $231,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 9,539 | $231,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 8,500 | $231,000 | thousands by filing date | call |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,062 | $230,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 12,100 | $230,000 | thousands by filing date | put |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 11,500 | $230,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 72,900 | $230,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 15,360 | $230,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 36,997 | $230,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,400 | $229,000 | thousands by filing date | put |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 27,316 | $229,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 59,000 | $228,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 27,789 | $228,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,644 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,468 | $228,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 152,000 | $228,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,000 | $227,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 33,900 | $227,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 22,700 | $227,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 18,542 | $227,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,500 | $226,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,725 | $226,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 369,967 | $226,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,533 | $225,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 10,800 | $224,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 10,799 | $224,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 91,154 | $224,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,700 | $223,000 | thousands by filing date | call |
| TENABLE HLDGS INC | 88025T102 | COM | 7,798 | $223,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 9,600 | $223,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 13,802 | $223,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 15,628 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,709 | $223,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 12,809 | $222,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 5,300 | $222,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,047 | $222,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 10,219 | $222,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 13,657 | $222,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 147,102 | $222,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 31,946 | $222,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,100 | $221,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 8,940 | $221,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 110,000 | $221,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 18,000 | $221,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,685 | $220,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,300 | $220,000 | thousands by filing date | call |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 3,624 | $220,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,200 | $220,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 4,800 | $220,000 | thousands by filing date | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 3,200 | $219,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,000 | $219,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 7,767 | $219,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 30,284 | $219,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 15,272 | $219,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,900 | $218,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,078 | $218,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,600 | $218,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 14,460 | $217,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 15,619 | $217,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,900 | $217,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,771 | $217,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,400 | $217,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,600 | $217,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 16,904 | $217,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 9,523 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 7,362 | $216,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,300 | $215,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $215,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,755 | $215,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,884 | $215,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 17,264 | $214,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 19,071 | $214,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 14,870 | $214,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 20,700 | $213,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 14,400 | $213,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,817 | $213,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,055 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 8,490 | $213,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 10,100 | $213,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,500 | $213,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 13,895 | $213,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 86,900 | $212,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 15,609 | $212,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 8,144 | $212,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 25,452 | $212,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 34,400 | $212,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 34,207 | $212,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 29,256 | $211,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 42,100 | $211,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 77,291 | $211,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 3,576 | $210,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 11,100 | $210,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 54,427 | $210,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,212 | $210,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 8,100 | $210,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 6,185 | $210,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,400 | $209,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 17,653 | $209,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 14,900 | $209,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 16,084 | $209,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 15,974 | $209,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,947 | $208,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 7,272 | $208,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 58,726 | $208,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,198 | $207,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,131 | $207,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $207,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 113,563 | $207,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 21,688 | $207,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,802 | $206,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 13,447 | $206,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,096 | $206,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,000 | $206,000 | thousands by filing date | call |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 5,732 | $206,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 7,614 | $206,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 20,625 | $206,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,700 | $205,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 7,102 | $205,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,900 | $205,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,600 | $205,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 6,355 | $205,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,247 | $205,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 293,964 | $205,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 134,000 | $205,000 | thousands by filing date | principal |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,892 | $204,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 34,500 | $204,000 | thousands by filing date | put |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,486 | $204,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,053 | $204,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 35,988 | $204,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,500 | $203,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 10,731 | $203,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 15,650 | $203,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 4,945 | $203,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 82,700 | $203,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,031 | $202,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,000 | $202,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,630 | $202,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,800 | $201,000 | thousands by filing date | put |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,081 | $201,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 26,800 | $201,000 | thousands by filing date | call |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 4,150 | $201,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,548 | $200,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 57,600 | $200,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 30,324 | $200,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,442 | $200,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 105,441 | $200,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,451 | $199,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 10,600 | $199,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 17,300 | $199,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,002 | $199,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 218,000 | $199,000 | thousands by filing date | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 15,100 | $198,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,700 | $198,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 8,929 | $198,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 6,399 | $197,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 58,180 | $197,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 2,285 | $197,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 22,800 | $197,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,328 | $197,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,300 | $197,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 1,700 | $197,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 23,550 | $196,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,600 | $196,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 33,723 | $196,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 3,800 | $195,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 27,000 | $195,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 27,627 | $195,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,297 | $194,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 20,000 | $194,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 10,662 | $194,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,600 | $193,000 | thousands by filing date | call |
| PARSONS CORP DEL COM | 70202L102 | Stock | 5,234 | $193,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 46,104 | $193,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,924 | $193,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 7,789 | $193,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 35,358 | $193,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,128 | $192,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 16,600 | $192,000 | thousands by filing date | call |
| ELFBEAUTYINC | 26856L103 | STOK | 13,507 | $191,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,300 | $191,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 29,000 | $191,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 55,004 | $191,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,646 | $190,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,630 | $190,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,081 | $190,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,423 | $190,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,300 | $189,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 21,000 | $189,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 9,600 | $189,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 19,229 | $189,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,400 | $188,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,163 | $188,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 8,347 | $188,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 8,600 | $188,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 11,500 | $188,000 | thousands by filing date | put |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 7,600 | $188,000 | thousands by filing date | call |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 8,260 | $188,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 75,930 | $188,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,900 | $187,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 16,424 | $187,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,000 | $187,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,455 | $186,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,086 | $186,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 7,569 | $186,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 9,731 | $186,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,100 | $185,000 | thousands by filing date | call |
| Berry Corp | 08579X101 | Common Stock | 17,405 | $185,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 11,718 | $185,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,802 | $184,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 5,394 | $184,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 38,227 | $184,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,339 | $183,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 81,200 | $183,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 5,100 | $183,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 15,298 | $183,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 11,615 | $182,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 31,249 | $182,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 200,000 | $182,000 | thousands by filing date | principal |
| ISHARES TR | 46435G243 | COM | 7,141 | $181,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 9,000 | $181,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,300 | $181,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 3,200 | $181,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,323 | $181,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,300 | $180,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 29,173 | $180,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 11,599 | $180,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 9,145 | $180,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,027 | $180,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 185,000 | $180,000 | thousands by filing date | principal |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 18,700 | $179,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 4,530 | $179,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,100 | $178,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 17,010 | $178,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 9,732 | $177,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 9,848 | $177,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 5,800 | $177,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 17,663 | $177,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,599 | $176,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 66,365 | $176,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 40,800 | $176,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,463 | $175,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 18,660 | $175,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,900 | $175,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 3,000 | $175,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 55,407 | $175,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 6,576 | $175,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 15,197 | $175,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,598 | $175,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 219,000 | $175,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 76,600 | $174,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 4,290 | $174,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 3,426 | $174,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,270 | $174,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,300 | $174,000 | thousands by filing date | put |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,314 | $174,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,181 | $174,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,000 | $174,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $173,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 7,500 | $173,000 | thousands by filing date | put |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,478 | $173,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 15,300 | $173,000 | thousands by filing date | call |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 12,277 | $172,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 9,871 | $172,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 186,000 | $172,000 | thousands by filing date | principal |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 16,234 | $172,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,150 | $171,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12,900 | $171,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 16,041 | $171,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,945 | $171,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 17,851 | $171,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,044 | $170,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 1,758 | $170,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 21,276 | $170,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 12,643 | $170,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 14,700 | $170,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L101 | COM | 9,738 | $170,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 175,000 | $170,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 31,300 | $169,000 | thousands by filing date | call |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 22,561 | $169,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 7,913 | $169,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 7,361 | $169,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 25,164 | $169,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,900 | $168,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 5,037 | $168,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 2,621 | $167,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 9,132 | $167,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,600 | $167,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 7,721 | $167,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 6,715 | $167,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,100 | $167,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 134,300 | $167,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 44,119 | $167,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,016 | $167,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 29,996 | $167,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,100 | $166,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 8,106 | $166,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 5,715 | $166,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 16,645 | $166,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,874 | $165,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 13,878 | $165,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 9,952 | $165,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,165 | $164,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,406 | $164,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,556 | $164,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 5,507 | $163,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,200 | $163,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,000 | $163,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,607 | $163,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $163,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 231,320 | $163,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 15,000 | $163,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,945 | $162,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,800 | $162,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 19,934 | $162,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,729 | $162,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,400 | $162,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 7,409 | $161,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,647 | $161,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,634 | $161,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,300 | $161,000 | thousands by filing date | call |
| TRITON INTL LTD | G9078F107 | CL A | 4,900 | $161,000 | thousands by filing date | put |
| ISHARES TR | 46435G516 | COM | 2,494 | $160,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 28,900 | $160,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,603 | $160,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 6,400 | $160,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 5,339 | $160,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 53,457 | $160,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 4,807 | $160,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 4,326 | $159,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,100 | $159,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 4,200 | $159,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,500 | $159,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 11,800 | $159,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 32,400 | $159,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 8,900 | $159,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,800 | $158,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,700 | $158,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 6,500 | $158,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,603 | $158,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 20,117 | $158,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,200 | $158,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,648 | $157,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 58,800 | $157,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 6,254 | $157,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 26,187 | $157,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,000 | $156,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 1,600 | $156,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 1,500 | $156,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 22,892 | $156,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 15,429 | $156,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,132 | $156,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,308 | $156,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 54,414 | $156,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 5,900 | $155,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 27,314 | $155,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,936 | $155,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 13,494 | $155,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,600 | $154,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,400 | $154,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 6,129 | $154,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,193 | $154,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,700 | $154,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,600 | $154,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,500 | $154,000 | thousands by filing date | put |
| KEANE GROUP INC | 48669A108 | COM | 22,901 | $154,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 12,481 | $154,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 7,892 | $154,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 4,900 | $154,000 | thousands by filing date | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 3,500 | $153,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,383 | $153,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000095 | this filing | 2019-08-12 | acceptance time not in the bulk data set |