13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 7,797 holding rows worth $123,793,372,000.
- Accession
- 0000831001-19-000095
- Filer
- CIK 831001
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,990 entries on the cover page, a total value of $123,793,372,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,793,372,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGOUS CORP | 29272C103 | COM | 35,058 | $153,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 13,500 | $153,000 | thousands by filing date | call |
| APPIAN CORP | 03782L101 | CL A | 4,206 | $152,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 16,910 | $152,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 8,898 | $152,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,483 | $151,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 27,161 | $151,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 4,200 | $151,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 4,371 | $151,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 56,427 | $151,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 4,000 | $150,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 5,600 | $150,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 6,544 | $150,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 7,968 | $149,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,926 | $149,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,500 | $149,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 19,306 | $149,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 45,161 | $149,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,442 | $148,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,700 | $148,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 91,284 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,690 | $148,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,100 | $148,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 54,971 | $148,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 45,620 | $148,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,130 | $148,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,500 | $147,000 | thousands by filing date | put |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 4,800 | $147,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,616 | $147,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 8,747 | $147,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,800 | $147,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 17,475 | $147,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 7,500 | $147,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 10,978 | $146,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,126 | $146,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,900 | $146,000 | thousands by filing date | put |
| PLAYAGS INC | 72814N104 | COM | 7,469 | $146,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 112,588 | $146,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,666 | $146,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 300 | $145,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 22,226 | $145,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,147 | $145,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,300 | $144,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,435 | $144,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,677 | $144,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 7,200 | $144,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 3,740 | $144,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 700 | $143,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,124 | $143,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,562 | $143,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 15,023 | $143,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,000 | $142,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 9,000 | $142,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 37,555 | $142,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 136,064 | $142,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,049 | $142,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 3,030 | $142,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 5,041 | $142,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 30,500 | $142,000 | thousands by filing date | call |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 5,169 | $142,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,100 | $141,000 | thousands by filing date | put |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,994 | $141,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,204 | $141,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 123,000 | $141,000 | thousands by filing date | principal |
| MAGNA INTL INC COM | 559222401 | Stock | 2,800 | $140,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 8,600 | $140,000 | thousands by filing date | call |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 6,279 | $140,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 8,844 | $140,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 5,841 | $140,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,200 | $140,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 22,781 | $140,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 10,192 | $140,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 140,000 | $140,000 | thousands by filing date | principal |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,325 | $139,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 7,582 | $139,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 3,841 | $139,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,400 | $138,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,436 | $138,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,400 | $138,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,813 | $138,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,970 | $138,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 4,436 | $138,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 7,500 | $138,000 | thousands by filing date | put |
| PAYSIGN INC | 70451A104 | COM | 10,231 | $137,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 2,710 | $137,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,679 | $137,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 2,600 | $137,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 14,300 | $137,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 8,322 | $136,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 96,536 | $136,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,900 | $136,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,791 | $136,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 17,791 | $136,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,909 | $136,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 5,022 | $136,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,987 | $136,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,476 | $136,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 9,994 | $136,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,115 | $135,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 22,303 | $135,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 600 | $135,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,360 | $135,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,900 | $135,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 12,313 | $135,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,600 | $134,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 7,815 | $134,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 5,800 | $134,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 4,824 | $134,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 73,900 | $133,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,500 | $133,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 21,648 | $133,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 63,316 | $133,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,200 | $132,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,654 | $132,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 8,926 | $132,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,800 | $132,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,313 | $132,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 7,681 | $132,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 600 | $131,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 900 | $131,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 900 | $131,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 12,700 | $131,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,336 | $131,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,022 | $131,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 6,674 | $131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 2,253 | $131,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 22,848 | $131,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 9,651 | $130,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 4,175 | $130,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 72,300 | $130,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,300 | $130,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,654 | $130,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,600 | $130,000 | thousands by filing date | call |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,716 | $130,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,748 | $130,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,282 | $130,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 25,017 | $130,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 29,900 | $130,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 132,000 | $130,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 3,100 | $130,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,504 | $129,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 7,456 | $129,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 6,448 | $129,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,089 | $129,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 6,574 | $129,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 114,000 | $129,000 | thousands by filing date | principal |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 4,235 | $128,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 4,230 | $127,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,384 | $127,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,482 | $127,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 19,153 | $127,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 898 | $127,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 14,106 | $126,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 8,870 | $126,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,148 | $126,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 7,700 | $126,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,900 | $126,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,215 | $126,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 16,000 | $126,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 15,118 | $126,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 5,500 | $125,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 2,776 | $125,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,386 | $125,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,104 | $125,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,235 | $125,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 4,800 | $124,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,300 | $124,000 | thousands by filing date | call |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,200 | $124,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 17,000 | $124,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 2,000 | $124,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 10,423 | $124,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 29,906 | $124,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,769 | $123,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 6,434 | $123,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 8,261 | $123,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 15,931 | $123,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 5,601 | $123,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 21,900 | $123,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 7,985 | $123,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 7,560 | $123,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 18,000 | $123,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6,324 | $123,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 35,725 | $123,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,658 | $122,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 15,055 | $122,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 8,410 | $122,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 8,400 | $122,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 19,969 | $122,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,700 | $122,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 5,941 | $122,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 9,712 | $122,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,200 | $121,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,047 | $121,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,000 | $121,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,533 | $121,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,400 | $121,000 | thousands by filing date | call |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 10,884 | $121,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,586 | $121,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 737 | $120,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 27,700 | $120,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,100 | $120,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 6,229 | $120,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 8,703 | $120,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 6,706 | $120,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,498 | $120,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,550 | $120,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,408 | $120,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,470 | $120,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 2,221 | $120,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 120,000 | $120,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 122,788 | $119,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 7,966 | $119,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,200 | $119,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,252 | $119,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,900 | $119,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 45,600 | $119,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 19,100 | $119,000 | thousands by filing date | call |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 120,000 | $119,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 4,108 | $118,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,579 | $118,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,800 | $118,000 | thousands by filing date | call |
| SI BONE INC | 825704109 | COM | 5,806 | $118,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,700 | $118,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 7,665 | $118,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 30,000 | $118,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,869 | $117,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,100 | $117,000 | thousands by filing date | put |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,420 | $117,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 4,361 | $117,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 25,149 | $117,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 6,078 | $117,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,671 | $116,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 17,270 | $116,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 5,423 | $116,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 135,000 | $116,000 | thousands by filing date | principal |
| DTE ENERGY CO COM | 233331107 | Stock | 900 | $115,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 6,700 | $115,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 7,750 | $115,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,070 | $115,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,106 | $115,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,126 | $115,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 18,533 | $115,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 6,815 | $114,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 15,900 | $114,000 | thousands by filing date | call |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 5,785 | $114,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 4,600 | $113,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 3,898 | $113,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 5,940 | $113,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,300 | $113,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 3,820 | $113,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 2,522 | $113,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 2,481 | $113,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,306 | $113,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 9,600 | $113,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 16,000 | $113,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,593 | $112,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,900 | $112,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 644 | $112,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,905 | $112,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 11,200 | $112,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 2,193 | $112,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 2,760 | $112,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 7,458 | $112,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 51,000 | $112,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 6,100 | $111,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,300 | $111,000 | thousands by filing date | put |
| BANK FIRST CORP | 06211J100 | COM | 1,610 | $111,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 4,300 | $111,000 | thousands by filing date | put |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,071 | $111,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 11,445 | $111,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 5,800 | $111,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 18,414 | $111,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 18,832 | $111,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 5,600 | $110,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 6,300 | $110,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 975 | $110,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,924 | $110,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3,243 | $110,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 900 | $110,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 19,951 | $110,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,620 | $110,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 94,000 | $110,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 23,547 | $110,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 90,000 | $110,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 4,300 | $109,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 5,500 | $109,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 112,400 | $109,000 | thousands by filing date | put |
| TC ENERGY CORP | 87807B107 | COM | 2,200 | $109,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 8,082 | $109,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 4,088 | $109,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 8,211 | $109,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,852 | $109,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,600 | $109,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 24,844 | $109,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 41,000 | $109,000 | thousands by filing date | principal |
| LAMB WESTON HLDGS INC | 513272104 | COM | 1,700 | $108,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,300 | $108,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 79 | $108,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,000 | $108,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 21,678 | $108,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 6,700 | $108,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 8,648 | $108,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,974 | $108,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,299 | $108,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 9,400 | $108,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 7,702 | $108,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 5,400 | $108,000 | thousands by filing date | put |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 95,000 | $108,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 4,494 | $108,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,149 | $107,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 7,957 | $107,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 3,190 | $107,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,085 | $107,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 39,714 | $107,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 723 | $106,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 6,257 | $106,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,300 | $106,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 102,000 | $106,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,733 | $106,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 15,858 | $106,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 35,725 | $106,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 33,004 | $106,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 6,614 | $105,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,100 | $105,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 2,000 | $105,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 42,900 | $105,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 7,050 | $105,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,225 | $105,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,736 | $105,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 102,124 | $105,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 7,753 | $105,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,615 | $105,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 2,600 | $105,000 | thousands by filing date | call |
| CASA SYS INC | 14713L102 | COM | 16,290 | $105,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 6,832 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 800 | $104,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 4,600 | $104,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 5,650 | $104,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 2,775 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,600 | $104,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,499 | $104,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 38,700 | $104,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 3,300 | $104,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 803 | $103,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 600 | $103,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 43,554 | $103,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,296 | $103,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,932 | $103,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 24,000 | $103,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,840 | $103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,744 | $103,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 55,200 | $103,000 | thousands by filing date | put |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 3,893 | $103,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 7,879 | $103,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 9,060 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 3,393 | $102,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 21,300 | $102,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,772 | $102,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 4,452 | $102,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,708 | $102,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 4,000 | $102,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 6,400 | $101,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 12,173 | $101,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 10,140 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,408 | $101,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 29,032 | $101,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 16,300 | $101,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 894 | $100,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 3,800 | $100,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,167 | $100,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 6,800 | $100,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 5,200 | $100,000 | thousands by filing date | call |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,798 | $100,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 3,700 | $100,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 4,523 | $100,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 5,150 | $100,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,300 | $99,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 34,787 | $99,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 2,455 | $99,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 43,719 | $99,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,823 | $99,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,474 | $99,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 4,400 | $99,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 13,700 | $99,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 15,203 | $99,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 47,200 | $99,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2,000 | $99,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 72,443 | $99,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 10,694 | $99,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,752 | $98,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,543 | $98,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 14,355 | $98,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 36,672 | $98,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 37,400 | $98,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 5,384 | $98,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $98,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,037 | $97,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 22,340 | $97,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,396 | $97,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,000 | $97,000 | thousands by filing date | put |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 7,000 | $97,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 200 | $97,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $97,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 8,900 | $97,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 19,851 | $97,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 8,630 | $97,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 12,700 | $97,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 28,900 | $97,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 22,365 | $97,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 103,000 | $97,000 | thousands by filing date | principal |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 3,535 | $97,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 600 | $96,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,241 | $96,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,200 | $96,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,347 | $96,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 2,205 | $96,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,800 | $96,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 2,875 | $96,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,400 | $96,000 | thousands by filing date | put |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 7,623 | $96,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 7,800 | $96,000 | thousands by filing date | put |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 9,100 | $96,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 20,500 | $96,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 700 | $95,000 | thousands by filing date | put |
| ACM RESH INC COM CL A | 00108J109 | Stock | 6,079 | $95,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 4,550 | $95,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 4,600 | $95,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 4,472 | $95,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,449 | $95,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 28,200 | $95,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 32,118 | $95,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 2,900 | $95,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 2,957 | $94,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 6,247 | $94,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,802 | $94,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,893 | $94,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 6,350 | $94,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,875 | $94,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,400 | $93,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 600 | $93,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,649 | $93,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 2,424 | $93,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 4,891 | $93,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,784 | $93,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 30,779 | $93,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,100 | $92,000 | thousands by filing date | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,643 | $92,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 5,443 | $92,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 6,333 | $92,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 9,262 | $92,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 962 | $92,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,635 | $92,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,577 | $92,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 7,005 | $92,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 13,889 | $92,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 9,675 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 700 | $91,000 | thousands by filing date | call |
| KODIAK SCIENCES INC | 50015M109 | COM | 7,810 | $91,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,200 | $91,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,265 | $91,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,704 | $91,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 7,554 | $91,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,659 | $91,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,319 | $90,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 595 | $90,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 6,285 | $90,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 24,520 | $90,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 30,000 | $90,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 8,000 | $90,000 | thousands by filing date | put |
| PCM INC | 69323K100 | COM | 2,576 | $90,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,437 | $89,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 700 | $89,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 400 | $89,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,417 | $89,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 15,936 | $89,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 62,000 | $89,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 7,800 | $89,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 900 | $88,000 | thousands by filing date | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 11,043 | $88,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 14,995 | $88,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1,800 | $88,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 7,909 | $88,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,523 | $88,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 9,097 | $88,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 3,917 | $88,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 3,061 | $88,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,800 | $88,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 42,500 | $88,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 4,000 | $88,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 3,200 | $88,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 22,658 | $88,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 51,442 | $88,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,400 | $87,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 900 | $87,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,840 | $87,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,200 | $87,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 6,712 | $87,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,200 | $87,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 25,147 | $87,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,377 | $87,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000095 | this filing | 2019-08-12 | acceptance time not in the bulk data set |