13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 7,598 holding rows worth $121,399,215,000.
- Accession
- 0000831001-18-000080
- Filer
- CIK 831001
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,383 entries on the cover page, a total value of $121,399,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,399,215,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 9,940 | $114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,767 | $114,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 15,700 | $113,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,827 | $113,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,527 | $113,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,961 | $113,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,953 | $113,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,613 | $113,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 179 | $113,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,474 | $113,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 39,100 | $113,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 1,900 | $112,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,900 | $112,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 6,852 | $112,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 8,300 | $112,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 11,218 | $112,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 4,664 | $112,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 3,694 | $112,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 15,559 | $112,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 20,015 | $111,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,200 | $111,000 | thousands by filing date | put |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 708 | $111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,514 | $111,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,051 | $111,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 6,767 | $111,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,000 | $110,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 46,200 | $110,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,511 | $110,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,468 | $110,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,400 | $110,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 3,873 | $110,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 7,888 | $110,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 6,825 | $110,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 5,692 | $110,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 3,546 | $110,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 9,000 | $110,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,600 | $110,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325K743 | VELOCITYSHS LONG | 308,721 | $110,000 | thousands by filing date | principal |
| GENERAC HLDGS INC | 368736104 | COM | 2,391 | $109,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,400 | $109,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,032 | $109,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 28,900 | $109,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 31,200 | $109,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 775 | $108,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,800 | $108,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 4,500 | $108,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 6,262 | $108,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 6,220 | $108,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 9,200 | $108,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 6,300 | $108,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 4,300 | $108,000 | thousands by filing date | put |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,938 | $108,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 15,909 | $108,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 53,000 | $108,000 | thousands by filing date | principal |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,453 | $107,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 7,152 | $107,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 8,870 | $107,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,044 | $107,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 12,771 | $107,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 7,189 | $107,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,577 | $106,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 2,843 | $106,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 5,700 | $106,000 | thousands by filing date | put |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 6,337 | $106,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 15,300 | $106,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 21,934 | $106,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 36,700 | $106,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,018 | $106,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 4,100 | $106,000 | thousands by filing date | put |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,000 | $105,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,200 | $105,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 7,800 | $105,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 3,360 | $105,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 21,600 | $105,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,000 | $105,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 36,118 | $105,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 700 | $104,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,100 | $104,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4,500 | $104,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 3,540 | $104,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 7,480 | $104,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 5,308 | $104,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 19,964 | $104,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,700 | $104,000 | thousands by filing date | put |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 104,000 | $104,000 | thousands by filing date | principal |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 6,937 | $104,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,430 | $103,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 17,580 | $103,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 5,644 | $103,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,907 | $103,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,943 | $103,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,610 | $103,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,259 | $103,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 19,006 | $103,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 23,700 | $103,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 4,566 | $103,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,200 | $102,000 | thousands by filing date | put |
| CELLECTIS ADS | 15117K103 | COM | 3,245 | $102,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,805 | $102,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 8,267 | $102,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 5,823 | $102,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 7,479 | $102,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,100 | $102,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W104 | COM | 5,544 | $102,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4,031 | $101,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,300 | $101,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 3,391 | $101,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 36,900 | $101,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 7,800 | $101,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 5,769 | $101,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,800 | $101,000 | thousands by filing date | call |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 7,942 | $101,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 6,300 | $101,000 | thousands by filing date | call |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,071 | $101,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 5,600 | $101,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 5,995 | $101,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 5,823 | $101,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 893 | $100,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,883 | $100,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,298 | $100,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 7,511 | $100,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 5,136 | $100,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 4,748 | $100,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 47,600 | $100,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 62,000 | $100,000 | thousands by filing date | principal |
| HUBSPOTINC | 443573100 | STOK | 917 | $99,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 3,300 | $99,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 8,574 | $99,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,500 | $99,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,000 | $99,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,006 | $99,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 100,000 | $99,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 3,300 | $98,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,864 | $98,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 4,648 | $98,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 12,914 | $98,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $98,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 13,871 | $98,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,588 | $97,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 700 | $97,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 6,699 | $97,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,818 | $97,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,770 | $97,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,433 | $97,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 2,340 | $97,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,844 | $96,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,300 | $96,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,000 | $96,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,774 | $96,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 8,619 | $96,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,917 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,283 | $96,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 6,200 | $96,000 | thousands by filing date | call |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 6,000 | $96,000 | thousands by filing date | put |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 4,393 | $96,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 89,000 | $96,000 | thousands by filing date | principal |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 690 | $95,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 3,382 | $95,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 2,200 | $95,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,353 | $95,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 9,844 | $95,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,746 | $95,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,337 | $95,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 6,897 | $95,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 51,994 | $95,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 9,681 | $95,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,050 | $95,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 6,799 | $95,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 13,100 | $94,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 6,198 | $94,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 39,130 | $94,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 2,218 | $94,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,371 | $94,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 10,800 | $94,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 42,543 | $94,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,132 | $94,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 4,958 | $94,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 5,224 | $93,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,718 | $93,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 22,400 | $93,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 6,287 | $93,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,750 | $93,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 1,862 | $93,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,881 | $93,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 4,000 | $92,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 5,200 | $92,000 | thousands by filing date | put |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,000 | $92,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 25,465 | $92,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 16,747 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,337 | $92,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,198 | $92,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 2,218 | $92,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 185,022 | $92,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,500 | $91,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 4,014 | $91,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 16,536 | $91,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,300 | $91,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 4,800 | $91,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 2,512 | $90,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 12,501 | $90,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $90,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,936 | $90,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 778 | $90,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,400 | $90,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 18,556 | $90,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,533 | $90,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 4,574 | $90,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 25,740 | $90,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 6,680 | $90,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,374 | $89,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,000 | $89,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,900 | $89,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 1,700 | $89,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 8,047 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,045 | $89,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 4,050 | $89,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 29,100 | $89,000 | thousands by filing date | call |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,677 | $89,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 15,977 | $89,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 45,700 | $88,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 6,043 | $88,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,134 | $88,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,700 | $88,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 37,900 | $88,000 | thousands by filing date | put |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,356 | $87,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,100 | $87,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 6,600 | $87,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 5,283 | $87,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,901 | $87,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 2,401 | $87,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,240 | $87,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 754 | $87,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,939 | $87,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 5,446 | $87,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,781 | $87,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 8,505 | $87,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 3,610 | $87,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 708 | $86,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 20,200 | $86,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,900 | $86,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 3,910 | $86,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 36,061 | $86,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,171 | $86,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 3,068 | $86,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,500 | $86,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,314 | $86,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 6,000 | $86,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,200 | $86,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,311 | $86,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 4,103 | $86,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 813 | $85,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,754 | $85,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,994 | $85,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 7,600 | $84,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 2,821 | $84,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 44,200 | $84,000 | thousands by filing date | call |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 2,800 | $84,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,600 | $84,000 | thousands by filing date | call |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 2,140 | $84,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 46,500 | $84,000 | thousands by filing date | put |
| Spectra Energy Partners | 84756N109 | COM | 2,500 | $84,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 2,700 | $84,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,303 | $83,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,620 | $83,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 3,727 | $83,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,276 | $83,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 68,000 | $83,000 | thousands by filing date | principal |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 8,200 | $83,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 32,615 | $83,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 14,100 | $83,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 2,611 | $82,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 6,964 | $82,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 5,200 | $82,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 3,600 | $82,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 5,644 | $82,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 4,200 | $82,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 12,300 | $82,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 4,018 | $82,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 3,534 | $82,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 17,400 | $82,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,100 | $82,000 | thousands by filing date | call |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,000 | $82,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 2,250 | $82,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,187 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,481 | $81,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,200 | $81,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 7,400 | $81,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,000 | $81,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,400 | $81,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,211 | $81,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 4,335 | $81,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,100 | $81,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 3,200 | $81,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 11,333 | $81,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 47,300 | $81,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,703 | $80,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,100 | $80,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 800 | $80,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 685 | $80,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,000 | $80,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,623 | $80,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,500 | $80,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 7,900 | $80,000 | thousands by filing date | put |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,444 | $80,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 5,020 | $80,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,015 | $80,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 15,300 | $80,000 | thousands by filing date | call |
| KMG CHEMICALS INC | 482564101 | COM | 1,329 | $80,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 1,921 | $80,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,500 | $79,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 2,000 | $79,000 | thousands by filing date | put |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 4,727 | $79,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,500 | $79,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 3,088 | $79,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 6,757 | $79,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 6,200 | $79,000 | thousands by filing date | call |
| First Foundation Inc | 32026V104 | Common Stock | 4,243 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 5,741 | $79,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 44,000 | $79,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,630 | $78,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,800 | $78,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 4,039 | $78,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 5,058 | $78,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 4,635 | $78,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 16,600 | $78,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,867 | $78,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,869 | $78,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 4,000 | $78,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,223 | $77,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 700 | $77,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 5,703 | $77,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 4,900 | $77,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,743 | $77,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 4,983 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 3,200 | $77,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 28,200 | $77,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 35,700 | $77,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 19,306 | $77,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 6,602 | $77,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 4,079 | $77,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 11,768 | $77,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 2,515 | $77,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,200 | $76,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 3,988 | $76,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,509 | $76,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 3,553 | $76,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 24,300 | $76,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 6,361 | $76,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,300 | $76,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 14,600 | $76,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,904 | $75,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,848 | $75,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,115 | $75,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,305 | $75,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 846 | $75,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,821 | $75,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,253 | $75,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,250 | $75,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 900 | $75,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 1,466 | $75,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 5,200 | $75,000 | thousands by filing date | call |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 672 | $75,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 3,190 | $75,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 68,000 | $75,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 8,266 | $75,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 12,115 | $75,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 4,114 | $75,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 19,712 | $75,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 7,336 | $75,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,000 | $74,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,719 | $74,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,200 | $74,000 | thousands by filing date | put |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,987 | $74,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 7,234 | $74,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 41,200 | $74,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,200 | $74,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,983 | $74,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 7,841 | $74,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 21,100 | $74,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 5,905 | $73,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,913 | $73,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 426 | $73,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1,212 | $73,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,699 | $73,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 6,206 | $73,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 7,268 | $73,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 19,431 | $73,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,200 | $73,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,399 | $72,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,300 | $72,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 17,900 | $72,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 4,811 | $72,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 500 | $72,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 2,144 | $72,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 9,900 | $72,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,800 | $72,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,100 | $72,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,800 | $72,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 7,404 | $72,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,175 | $71,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 4,263 | $71,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,488 | $71,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,323 | $71,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 1,423 | $71,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 15,173 | $71,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 4,779 | $71,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 27,068 | $71,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 26,269 | $71,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 10,100 | $71,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 1,400 | $70,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $70,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,801 | $70,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 5,400 | $70,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,330 | $70,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,850 | $70,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 3,117 | $70,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 21,228 | $70,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 67,000 | $70,000 | thousands by filing date | principal |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,100 | $69,000 | thousands by filing date | put |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 7,677 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,750 | $69,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 9,691 | $69,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,218 | $69,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,754 | $69,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 342 | $69,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,117 | $69,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 5,100 | $69,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 48,900 | $69,000 | thousands by filing date | call |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 4,880 | $69,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 2,417 | $69,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 35,459 | $69,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,534 | $69,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 9,373 | $69,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,000 | $69,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 1,600 | $69,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 3,200 | $69,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 9,300 | $69,000 | thousands by filing date | call |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 2,704 | $69,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 69,000 | $69,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 646 | $68,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,661 | $68,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,300 | $68,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 2,466 | $68,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 3,566 | $68,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,500 | $68,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 1,743 | $68,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,200 | $68,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 21,200 | $68,000 | thousands by filing date | put |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 862 | $68,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,550 | $67,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,700 | $67,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 2,150 | $67,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 4,575 | $67,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,597 | $67,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,906 | $67,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,665 | $67,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 6,176 | $67,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,723 | $67,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 11,844 | $67,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 661 | $66,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,100 | $66,000 | thousands by filing date | put |
| SYNEOS HEALTH INC | 87166B102 | CL A | 1,880 | $66,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,069 | $66,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,590 | $66,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 7,300 | $66,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,800 | $66,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,400 | $65,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,300 | $65,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 4,435 | $65,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 3,333 | $65,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 7,600 | $65,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 4,855 | $65,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 3,084 | $65,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 4,008 | $65,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 17,600 | $65,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 6,640 | $65,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 76,716 | $65,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,590 | $65,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,500 | $64,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 500 | $64,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,400 | $64,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,974 | $64,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 9,200 | $64,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 5,940 | $64,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,200 | $64,000 | thousands by filing date | put |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 3,416 | $64,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 986 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,096 | $64,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,000 | $63,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 33,017 | $63,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 400 | $63,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,500 | $63,000 | thousands by filing date | call |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,060 | $63,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,239 | $63,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 4,600 | $63,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 6,173 | $63,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,838 | $63,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 27,100 | $63,000 | thousands by filing date | call |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 5,439 | $63,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,604 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000080 | this filing | 2018-05-11 | acceptance time not in the bulk data set |