13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 7,598 holding rows worth $121,399,215,000.
- Accession
- 0000831001-18-000080
- Filer
- CIK 831001
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,383 entries on the cover page, a total value of $121,399,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,399,215,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,236 | $62,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,404 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,326 | $62,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 2,098 | $62,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 9,740 | $62,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 900 | $61,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 4,700 | $61,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,322 | $61,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 8,756 | $61,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 6,162 | $61,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 8,469 | $61,000 | thousands by filing date | call |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,200 | $61,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 2,000 | $61,000 | thousands by filing date | put |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,470 | $61,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 9,098 | $61,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 2,130 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 1,200 | $61,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,200 | $60,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,500 | $60,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 2,075 | $60,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,507 | $60,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,776 | $60,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,915 | $60,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 63,000 | $60,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 2,032 | $60,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,659 | $60,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 20,800 | $60,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 60,000 | $60,000 | thousands by filing date | principal |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,287 | $59,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,927 | $59,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,502 | $59,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,130 | $59,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,435 | $59,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,879 | $59,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 9,115 | $59,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 6,200 | $59,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 32,100 | $59,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 2,381 | $59,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,587 | $59,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 3,000 | $59,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,132 | $58,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 7,997 | $58,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,219 | $58,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 900 | $58,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 30,700 | $58,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 920 | $58,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,700 | $58,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 3,049 | $58,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 12,300 | $58,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 12,047 | $58,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 2,824 | $58,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 9,906 | $58,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 100,000 | $58,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,059 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 864 | $57,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 275 | $57,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 7,666 | $57,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,200 | $57,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 626 | $57,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,911 | $57,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,218 | $57,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,300 | $57,000 | thousands by filing date | call |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 3,413 | $57,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,564 | $57,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,270 | $57,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 4,177 | $57,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,400 | $57,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 13,623 | $57,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,000 | $56,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 1,289 | $56,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 452 | $56,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,000 | $56,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 28,800 | $56,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 575 | $56,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,491 | $56,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 795 | $56,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,988 | $56,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 8,349 | $56,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,047 | $56,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $56,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 4,195 | $56,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 40,000 | $56,000 | thousands by filing date | principal |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 13,408 | $56,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 13,400 | $56,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,400 | $56,000 | thousands by filing date | call |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,506 | $56,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,170 | $56,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 4,171 | $55,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 321 | $55,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 8,448 | $55,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 500 | $55,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,896 | $55,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,121 | $55,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,477 | $55,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 10,905 | $55,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 6,300 | $55,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,293 | $55,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 12,787 | $55,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,214 | $55,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 1,816 | $55,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,400 | $55,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 3,500 | $55,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 366 | $54,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,000 | $54,000 | thousands by filing date | call |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 1,060 | $54,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,387 | $54,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,575 | $54,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 5,826 | $54,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 2,028 | $54,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,900 | $54,000 | thousands by filing date | put |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,548 | $54,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,919 | $54,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 3,767 | $54,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 5,200 | $53,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,300 | $53,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 5,269 | $53,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 4,519 | $53,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 2,000 | $53,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,139 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 75,000 | $53,000 | thousands by filing date | principal |
| Zedge Inc | 98923T104 | COM | 16,604 | $53,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 3,900 | $53,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 6,274 | $53,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 7,200 | $53,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 56,000 | $53,000 | thousands by filing date | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,017 | $52,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 449 | $52,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 955 | $52,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,975 | $52,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 5,000 | $52,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,096 | $52,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 87,463 | $52,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 10,521 | $52,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 4,748 | $52,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 1,321 | $52,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,256 | $52,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,602 | $52,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 29,921 | $52,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 75,000 | $52,000 | thousands by filing date | principal |
| ISHARES INC | 464286301 | CMN | 2,445 | $52,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 2,550 | $52,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,630 | $52,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 872 | $52,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,047 | $52,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 34,926 | $52,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,767 | $52,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 410 | $51,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 4,918 | $51,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 800 | $51,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 972 | $51,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,000 | $51,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 3,564 | $51,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 3,000 | $51,000 | thousands by filing date | put |
| ACNB CORP | 000868109 | COMMON STOCK | 1,773 | $51,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 6,929 | $51,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,500 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 995 | $51,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,612 | $51,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,000 | $51,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 680 | $51,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 4,118 | $51,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 3,191 | $51,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 4,438 | $51,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,774 | $51,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 5,300 | $51,000 | thousands by filing date | call |
| CLIFTON BANCORP INC | 186873105 | COM | 3,236 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 3,770 | $50,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 8,500 | $50,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,544 | $50,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,200 | $50,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 792 | $50,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 2,069 | $50,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,300 | $50,000 | thousands by filing date | put |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,516 | $50,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,024 | $50,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,404 | $50,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,800 | $50,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,468 | $49,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 4,678 | $49,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 826 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 335 | $49,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 880 | $49,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 3,594 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,920 | $49,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 5,885 | $49,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,807 | $49,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 3,200 | $49,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,325 | $49,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 6,000 | $49,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 200 | $49,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 4,723 | $49,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 991 | $49,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,360 | $49,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,317 | $48,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,000 | $48,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 3,030 | $48,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,600 | $48,000 | thousands by filing date | call |
| NV5 HOLDINGS, INC | 62945V109 | COM | 868 | $48,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,057 | $48,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,569 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 916 | $48,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,100 | $48,000 | thousands by filing date | put |
| NEVRO CORP | 64157F103 | COM | 556 | $48,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,889 | $48,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 2,500 | $48,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 7,200 | $47,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,100 | $47,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 2,218 | $47,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 5,500 | $47,000 | thousands by filing date | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 8,247 | $47,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,660 | $47,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 5,000 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 525 | $47,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,900 | $47,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 1,611 | $47,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 33,072 | $47,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,374 | $47,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 28,000 | $47,000 | thousands by filing date | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 400 | $46,000 | thousands by filing date | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 3,000 | $46,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 4,841 | $46,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 4,144 | $46,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,644 | $46,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 4,884 | $46,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,800 | $46,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 25,583 | $46,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 4,200 | $46,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,000 | $46,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 2,663 | $46,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 941 | $46,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,400 | $45,000 | thousands by filing date | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 2,295 | $45,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,285 | $45,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,315 | $45,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 3,582 | $45,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,127 | $45,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,147 | $45,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 2,692 | $45,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,082 | $45,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 53,300 | $45,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,426 | $45,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,298 | $45,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 5,620 | $45,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 700 | $45,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 2,000 | $45,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,057 | $45,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,650 | $45,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 37,468 | $45,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 24,503 | $45,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 2,484 | $45,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 50,000 | $45,000 | thousands by filing date | principal |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 12,702 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 360 | $44,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 9,380 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 333 | $44,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,841 | $44,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 3,650 | $44,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,763 | $44,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,475 | $44,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 21,000 | $44,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 12,391 | $44,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,441 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 981 | $44,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,230 | $44,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 1,220 | $44,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 517 | $43,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,700 | $43,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,300 | $43,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,165 | $43,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,541 | $43,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,859 | $43,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,517 | $43,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,117 | $43,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,700 | $43,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,821 | $43,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 718 | $43,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,658 | $43,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 6,545 | $43,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 21,800 | $43,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 8,346 | $43,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,429 | $43,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 400 | $43,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 6,355 | $43,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,851 | $43,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 4,445 | $43,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,900 | $43,000 | thousands by filing date | put |
| FTD COS INC | 30281V108 | COM | 11,761 | $43,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 896 | $43,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,345 | $43,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,000 | $42,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,000 | $42,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 843 | $42,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 6,554 | $42,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,898 | $42,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,285 | $42,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,946 | $42,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,331 | $42,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,190 | $42,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,400 | $42,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 2,959 | $42,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 2,549 | $42,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,162 | $42,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,980 | $42,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 4,444 | $42,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 41,384 | $42,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 4,069 | $42,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,463 | $42,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,311 | $41,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 2,133 | $41,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 313 | $41,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 176 | $41,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,700 | $41,000 | thousands by filing date | call |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,589 | $41,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 8,755 | $41,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 7,814 | $41,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 19,900 | $41,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 4,605 | $41,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,268 | $41,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,561 | $41,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 1,115 | $41,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,106 | $41,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 8,000 | $41,000 | thousands by filing date | call |
| NOMURA AMER FIN LLC | 65539ABY5 | MTNF 6/3 | 43,000 | $41,000 | thousands by filing date | principal |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 800 | $40,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,057 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 808 | $40,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,200 | $40,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 836 | $40,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 5,212 | $40,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 5,338 | $40,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 3,600 | $40,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,200 | $40,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 11,000 | $40,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,400 | $40,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,540 | $40,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 2,000 | $40,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 9,059 | $40,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,667 | $40,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 2,360 | $40,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 177,000 | $40,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,357 | $40,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,500 | $40,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,235 | $40,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 3,967 | $40,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 3,188 | $40,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 2,163 | $40,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 16,920 | $39,000 | thousands by filing date | put |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 783 | $39,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 2,016 | $39,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 3,559 | $39,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,663 | $39,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 2,000 | $39,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,422 | $39,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 1,800 | $39,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 2,259 | $39,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 2,174 | $39,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 172,300 | $39,000 | thousands by filing date | call |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 5,968 | $39,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 18,054 | $39,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 4,471 | $39,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 2,418 | $39,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 4,013 | $38,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 900 | $38,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,703 | $38,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,000 | $38,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 4,387 | $38,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,924 | $38,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 5,297 | $38,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,998 | $38,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,173 | $38,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 549 | $38,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 4,400 | $38,000 | thousands by filing date | put |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,578 | $38,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,600 | $38,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 4,253 | $38,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 5,084 | $38,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,906 | $37,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $37,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 1,400 | $37,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,589 | $37,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 19,300 | $37,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,805 | $37,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,570 | $37,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,085 | $37,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,934 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,364 | $37,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 6,307 | $37,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 11,647 | $37,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 12,856 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 750 | $37,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 8,742 | $37,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 2,384 | $37,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1,200 | $37,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,175 | $36,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,170 | $36,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,305 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 395 | $36,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,474 | $36,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,226 | $36,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 5,109 | $36,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 970 | $36,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 19,500 | $36,000 | thousands by filing date | call |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 2,014 | $36,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 616 | $35,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 200 | $35,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 1,000 | $35,000 | thousands by filing date | put |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,204 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 446 | $35,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,200 | $35,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 1,639 | $35,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,509 | $35,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 6,346 | $35,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 9,800 | $35,000 | thousands by filing date | call |
| STARTEK INC | 85569C107 | COM | 3,621 | $35,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,800 | $35,000 | thousands by filing date | put |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 500 | $35,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 14,081 | $35,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 1,975 | $35,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,676 | $34,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 700 | $34,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,034 | $34,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 3,275 | $34,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 4,595 | $34,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,200 | $34,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,047 | $34,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,600 | $34,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $34,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 6,950 | $34,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,400 | $34,000 | thousands by filing date | put |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 400 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 938 | $34,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 4,452 | $33,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,184 | $33,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,717 | $33,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 664 | $33,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,080 | $33,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 799 | $33,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 364 | $33,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,942 | $33,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,448 | $33,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 4,062 | $33,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 6,000 | $33,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 1,564 | $33,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 1,386 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 900 | $33,000 | thousands by filing date | call |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 380 | $33,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 10,974 | $33,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 2,500 | $33,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 9,600 | $33,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 3,703 | $33,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 18,143 | $33,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 11,113 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,592 | $33,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,256 | $33,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 1,540 | $33,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 953 | $32,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 960 | $32,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,000 | $32,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 400 | $32,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 3,334 | $32,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,500 | $32,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 600 | $32,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,272 | $32,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,000 | $32,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 9,064 | $32,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 670 | $32,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,312 | $32,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,192 | $32,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 5,211 | $32,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,389 | $32,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 7,643 | $32,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,200 | $32,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,357 | $32,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 760 | $32,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 15,455 | $32,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 849 | $32,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 3,693 | $32,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 580 | $31,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $31,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 3,000 | $31,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,000 | $31,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,400 | $31,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,169 | $31,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 608 | $31,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $31,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,792 | $31,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,032 | $31,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 338 | $31,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,409 | $31,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,000 | $31,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,300 | $31,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 300 | $31,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,500 | $31,000 | thousands by filing date | put |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 2,471 | $31,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 3,975 | $31,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 6,770 | $31,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 2,925 | $31,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,953 | $31,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 21,000 | $31,000 | thousands by filing date | principal |
| GENTEX CORP COM | 371901109 | Stock | 1,300 | $30,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000080 | this filing | 2018-05-11 | acceptance time not in the bulk data set |