13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 7,598 holding rows worth $121,399,215,000.
- Accession
- 0000831001-18-000080
- Filer
- CIK 831001
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,383 entries on the cover page, a total value of $121,399,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,399,215,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,073 | $308,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 23,686 | $308,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 8,000 | $308,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 5,279 | $308,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 18,159 | $307,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,006 | $307,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 5,425 | $307,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 28,200 | $307,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,009 | $307,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 9,735 | $306,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,000 | $306,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 4,100 | $306,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 141,700 | $305,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 16,552 | $305,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,649 | $304,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 241,000 | $303,000 | thousands by filing date | principal |
| ISHARES TR | 464288620 | SHS | 2,771 | $302,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 32,979 | $302,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 5,000 | $302,000 | thousands by filing date | call |
| RPX CORP | 74972G103 | COM | 28,280 | $302,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 6,749 | $302,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 26,754 | $300,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 11,695 | $300,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,010 | $299,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,002 | $299,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 10,148 | $298,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 9,627 | $298,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 285,000 | $298,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,200 | $297,000 | thousands by filing date | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,459 | $297,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,829 | $297,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 16,508 | $297,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 12,421 | $297,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 14,750 | $296,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 15,631 | $296,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,863 | $295,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 68,200 | $295,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,200 | $295,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 4,600 | $295,000 | thousands by filing date | call |
| COMMERCEHUB INC | 20084V306 | COM SER C | 13,117 | $295,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 5,999 | $294,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 34,440 | $294,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,900 | $294,000 | thousands by filing date | put |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 8,146 | $294,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 6,182 | $294,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 7,511 | $293,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 4,832 | $293,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 15,074 | $293,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 12,717 | $292,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 16,100 | $292,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 17,176 | $292,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 7,300 | $292,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 21,500 | $292,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 4,700 | $291,000 | thousands by filing date | call |
| NOVANTA INC | 67000B104 | COM | 5,587 | $291,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 31,126 | $291,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 4,844 | $290,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,500 | $290,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,000 | $290,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 5,540 | $290,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 10,241 | $290,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 7,797 | $290,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 16,000 | $290,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 167,500 | $290,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 30,064 | $289,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,300 | $289,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,300 | $288,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 27,965 | $288,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 11,589 | $288,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,021 | $288,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 15,400 | $288,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 20,975 | $287,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 11,746 | $287,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 22,081 | $287,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 9,880 | $287,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 287,000 | $287,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 4,700 | $286,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 21,330 | $286,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,000 | $286,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 8,400 | $285,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,200 | $285,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 9,500 | $284,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,300 | $284,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 18,142 | $283,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,359 | $282,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,500 | $281,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 7,691 | $281,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 10,268 | $281,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,345 | $280,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,684 | $280,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 29,486 | $280,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 14,384 | $280,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 2,126 | $280,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 8,205 | $280,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 22,327 | $280,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,400 | $279,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 8,921 | $279,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,624 | $278,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,700 | $278,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,100 | $277,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,800 | $277,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 10,965 | $277,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,739 | $277,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 62,545 | $277,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 400,000 | $277,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 43,500 | $276,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 900 | $276,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,954 | $276,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,512 | $276,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,306 | $275,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 6,600 | $275,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,500 | $275,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 100,199 | $275,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 27,100 | $275,000 | thousands by filing date | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 8,305 | $274,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 10,195 | $274,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 294,000 | $274,000 | thousands by filing date | principal |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,000 | $273,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 11,208 | $273,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 86,200 | $273,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 6,542 | $273,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 15,868 | $272,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 8,800 | $272,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 17,966 | $271,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 18,133 | $271,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 62,600 | $271,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 22,235 | $271,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 9,898 | $271,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 7,500 | $270,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 15,539 | $270,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 16,906 | $270,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 4,400 | $270,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,000 | $270,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 44,304 | $270,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 54,573 | $270,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,932 | $269,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 8,200 | $269,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 3,300 | $269,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 3,300 | $269,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 13,800 | $269,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 14,989 | $269,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,648 | $269,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 39,874 | $269,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 33,300 | $269,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 6,839 | $268,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 24,000 | $268,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 6,704 | $268,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 31,007 | $268,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,199 | $267,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,174 | $267,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 6,400 | $267,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,856 | $267,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 64,999 | $267,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 18,500 | $267,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,800 | $266,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 13,359 | $266,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 15,236 | $266,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 50,966 | $266,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 27,600 | $266,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,800 | $265,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 72,300 | $265,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 14,236 | $265,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 13,400 | $265,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,100 | $265,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 64,308 | $265,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 9,500 | $263,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 14,323 | $263,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 16,503 | $263,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,600 | $262,000 | thousands by filing date | call |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,958 | $262,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 6,875 | $262,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 6,570 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 14,629 | $262,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 11,351 | $262,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 111,200 | $262,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 4,959 | $261,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 9,500 | $261,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,900 | $260,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,754 | $260,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 23,200 | $259,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 9,673 | $259,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 31,743 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,113 | $258,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 7,843 | $258,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,980 | $258,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 31,796 | $258,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 10,300 | $258,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 5,073 | $257,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,300 | $257,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 8,225 | $257,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 19,582 | $256,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 21,149 | $256,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 14,857 | $256,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 15,700 | $256,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 9,652 | $256,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 29,700 | $256,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 2,600 | $255,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 2,600 | $255,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,811 | $255,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 14,186 | $255,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 12,015 | $255,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,400 | $254,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 8,228 | $254,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 16,706 | $254,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,100 | $254,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 19,335 | $254,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,584 | $253,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,872 | $253,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 4,610 | $253,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 5,300 | $252,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,697 | $252,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 12,637 | $252,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 43,543 | $252,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 12,900 | $252,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 7,175 | $252,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 12,788 | $252,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 16,706 | $252,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 22,031 | $252,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,919 | $251,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 11,389 | $251,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,549 | $251,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 88,400 | $251,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 13,600 | $251,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 19,100 | $251,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 48,200 | $251,000 | thousands by filing date | call |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 17,500 | $251,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 12,350 | $251,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 22,370 | $250,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,726 | $250,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 6,887 | $250,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 20,406 | $250,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 8,546 | $250,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 219,000 | $250,000 | thousands by filing date | principal |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,643 | $249,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 25,000 | $249,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 7,328 | $248,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 11,400 | $248,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 60,600 | $248,000 | thousands by filing date | call |
| SP PLUS CORP | 78469C103 | COM | 6,972 | $248,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 27,096 | $248,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 243,000 | $248,000 | thousands by filing date | principal |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 17,304 | $248,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,700 | $247,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 3,620 | $247,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 7,300 | $247,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 20,892 | $247,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 8,675 | $247,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,348 | $247,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 206,000 | $247,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,946 | $246,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 5,703 | $246,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,298 | $246,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,915 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6,807 | $245,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,042 | $245,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,400 | $244,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 25,100 | $244,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 7,800 | $244,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 20,334 | $244,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 13,750 | $244,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,800 | $243,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 6,241 | $243,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 97,000 | $243,000 | thousands by filing date | principal |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,700 | $243,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 35,008 | $243,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,800 | $242,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,591 | $242,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 14,661 | $242,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 34,826 | $242,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 36,907 | $242,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 21,200 | $241,000 | thousands by filing date | put |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 5,539 | $241,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 8,377 | $241,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 10,782 | $241,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 10,600 | $241,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 13,581 | $241,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 250,000 | $241,000 | thousands by filing date | principal |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,700 | $240,000 | thousands by filing date | put |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 13,242 | $240,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,622 | $240,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,665 | $240,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,968 | $240,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 8,318 | $240,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 39,594 | $240,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 6,700 | $239,000 | thousands by filing date | put |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 16,937 | $239,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 24,316 | $239,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,700 | $239,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 19,300 | $239,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 75,100 | $238,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 7,473 | $238,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 9,300 | $238,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,500 | $238,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 12,300 | $238,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 1,700 | $237,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 7,889 | $237,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 11,015 | $237,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 7,027 | $236,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 14,500 | $236,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 4,254 | $236,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 6,599 | $236,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,596 | $236,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,900 | $236,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 7,870 | $235,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 13,535 | $235,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,577 | $235,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,200 | $235,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 2,558 | $235,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 113,200 | $235,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 63,249 | $234,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,000 | $234,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,675 | $234,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,300 | $234,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 19,821 | $234,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,900 | $233,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5,990 | $233,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,770 | $233,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 49,000 | $233,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781M101 | COM | 13,900 | $232,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 8,078 | $232,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 4,200 | $232,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 14,683 | $231,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 5,606 | $231,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 33,255 | $231,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 10,000 | $231,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,700 | $230,000 | thousands by filing date | call |
| RLI CORP COM | 749607107 | Stock | 3,640 | $230,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,200 | $230,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 8,226 | $230,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 31,567 | $230,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 27,832 | $229,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 5,801 | $229,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,800 | $228,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 5,000 | $228,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 6,187 | $228,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 28,400 | $227,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 5,588 | $227,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,659 | $227,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,100 | $227,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11,400 | $226,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,000 | $226,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 20,770 | $226,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,400 | $226,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 37,100 | $226,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 11,700 | $225,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 6,603 | $225,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,465 | $224,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,300 | $224,000 | thousands by filing date | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 6,396 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 15,604 | $224,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 10,601 | $224,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,678 | $224,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 7,523 | $224,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 18,960 | $223,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 56,616 | $223,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 15,913 | $222,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 7,100 | $222,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 9,500 | $222,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 47,100 | $222,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,800 | $221,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 19,400 | $221,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,405 | $221,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,500 | $221,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 3,346 | $221,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 33,901 | $221,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 75,805 | $221,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,591 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 7,394 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $220,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 30,000 | $220,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 45,825 | $220,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 14,727 | $219,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 13,400 | $219,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 16,700 | $219,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 200,000 | $219,000 | thousands by filing date | principal |
| CONDUENT INC | 206787103 | COM | 11,635 | $218,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,000 | $218,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,509 | $218,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 18,163 | $218,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 16,354 | $218,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 57,800 | $218,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 212,000 | $218,000 | thousands by filing date | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 15,349 | $217,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 8,082 | $217,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 108,100 | $217,000 | thousands by filing date | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 20,077 | $216,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,844 | $216,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 9,485 | $216,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 55,100 | $216,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 2,132 | $216,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 77,000 | $216,000 | thousands by filing date | principal |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,152 | $215,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 7,630 | $215,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 23,400 | $215,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 11,403 | $215,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,400 | $215,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 54,300 | $214,000 | thousands by filing date | call |
| CNX RES CORP COM | 12653C108 | Stock | 13,869 | $214,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 12,319 | $214,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,600 | $214,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 153,000 | $214,000 | thousands by filing date | principal |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 9,078 | $214,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,600 | $213,000 | thousands by filing date | put |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 17,433 | $213,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,741 | $213,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 200,000 | $213,000 | thousands by filing date | principal |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,402 | $212,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,500 | $212,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,200 | $212,000 | thousands by filing date | call |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 13,700 | $212,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 5,930 | $212,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 184,000 | $212,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F437 | COM | 7,272 | $211,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,900 | $211,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $211,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 6,400 | $211,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9,900 | $211,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 101,273 | $211,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 8,531 | $210,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 5,626 | $210,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,000 | $210,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 1,500 | $210,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 4,176 | $210,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 10,865 | $209,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,000 | $209,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,231 | $209,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 4,254 | $209,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 3,222 | $209,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 165,000 | $209,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,600 | $208,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,300 | $208,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 5,294 | $208,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,266 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 6,700 | $207,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 33,978 | $207,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 57,900 | $206,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 8,000 | $206,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 1,100 | $206,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 2,900 | $205,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 14,460 | $205,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 6,600 | $205,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,400 | $205,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 25,327 | $205,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,676 | $204,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,800 | $204,000 | thousands by filing date | put |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 9,865 | $204,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 47,100 | $204,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,836 | $204,000 | thousands by filing date | call |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 13,148 | $204,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,473 | $203,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 17,100 | $203,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 4,529 | $202,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 6,268 | $202,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 143,174 | $202,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 30,467 | $202,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 31,511 | $202,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,100 | $202,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,058 | $201,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,340 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,200 | $201,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 3,411 | $201,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 12,594 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 6,474 | $201,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 18,317 | $201,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,399 | $200,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,700 | $200,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 9,100 | $200,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 12,690 | $200,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,100 | $199,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 2,500 | $199,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,486 | $199,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 12,087 | $199,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,971 | $199,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 9,400 | $199,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,079 | $198,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 12,200 | $198,000 | thousands by filing date | call |
| GGP INC | 36174X101 | COM | 9,700 | $198,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,300 | $198,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 26,600 | $198,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,700 | $197,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,200 | $197,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,619 | $197,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 9,193 | $197,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 3,001 | $197,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 19,306 | $197,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,784 | $196,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 50,700 | $196,000 | thousands by filing date | call |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 12,725 | $196,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 57,700 | $196,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 5,600 | $195,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 11,900 | $195,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 3,840 | $195,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,388 | $195,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,293 | $194,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,400 | $194,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 61,114 | $194,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,200 | $194,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 18,400 | $194,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,100 | $194,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 18,300 | $194,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000080 | this filing | 2018-05-11 | acceptance time not in the bulk data set |