13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 7,598 holding rows worth $121,399,215,000.
- Accession
- 0000831001-18-000080
- Filer
- CIK 831001
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,383 entries on the cover page, a total value of $121,399,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,399,215,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5,970 | $194,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 13,172 | $193,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 5,450 | $193,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 15,017 | $193,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,812 | $193,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 11,100 | $192,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,800 | $192,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $192,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 24,000 | $192,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 9,663 | $192,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 3,605 | $192,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,560 | $192,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 3,206 | $192,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,000 | $191,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 3,684 | $191,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 9,192 | $191,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,125 | $191,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,858 | $191,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 43,600 | $191,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 7,203 | $190,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,700 | $190,000 | thousands by filing date | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 10,000 | $190,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,812 | $190,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,400 | $190,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 11,728 | $190,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,100 | $189,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,416 | $189,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,999 | $189,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 4,700 | $189,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,400 | $189,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 3,287 | $189,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,218 | $188,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,073 | $188,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 6,617 | $188,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 6,900 | $187,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 3,554 | $186,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,714 | $186,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 10,795 | $186,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 6,848 | $185,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,177 | $185,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,547 | $185,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 5,106 | $185,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 169,000 | $185,000 | thousands by filing date | principal |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,750 | $184,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,600 | $184,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,659 | $184,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 11,129 | $184,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,000 | $184,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 14,190 | $184,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 17,524 | $184,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,600 | $183,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 11,100 | $183,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,446 | $183,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 21,200 | $183,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 800 | $183,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 10,600 | $183,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,835 | $183,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 9,916 | $183,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,427 | $183,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 78,397 | $183,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 16,288 | $183,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 51,100 | $182,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 867 | $182,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 3,484 | $182,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 5,300 | $182,000 | thousands by filing date | put |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,408 | $182,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 18,600 | $182,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,800 | $181,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 7,800 | $181,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,000 | $180,000 | thousands by filing date | put |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 4,700 | $180,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 25,800 | $180,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 7,242 | $180,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 3,998 | $180,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 100,000 | $180,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,446 | $179,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,336 | $179,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 15,997 | $179,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 36,700 | $179,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 185,000 | $179,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 7,100 | $178,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,500 | $178,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,569 | $178,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 6,700 | $178,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,319 | $178,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 134,368 | $178,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 2,632 | $178,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 8,400 | $177,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 5,646 | $177,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 11,400 | $177,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,071 | $177,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,604 | $177,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 7,200 | $176,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 5,800 | $176,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,000 | $176,000 | thousands by filing date | put |
| iShares MBS ETF | 464288588 | SHS | 1,674 | $175,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,511 | $175,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 5,800 | $175,000 | thousands by filing date | put |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 19,327 | $175,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 2,210 | $175,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 5,271 | $175,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 25,353 | $174,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,300 | $174,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,220 | $174,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,900 | $173,000 | thousands by filing date | call |
| ISHARES TR | 46432F834 | COM | 2,749 | $173,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,173 | $173,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 2,834 | $173,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 35,293 | $173,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 3,420 | $173,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 37,000 | $172,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 900 | $172,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 11,670 | $172,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 19,900 | $172,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 42,413 | $172,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 8,600 | $171,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,469 | $171,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,600 | $171,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,877 | $171,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,198 | $171,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 4,500 | $171,000 | thousands by filing date | put |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,671 | $170,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 5,200 | $170,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 1,556 | $170,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 900 | $170,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 9,696 | $170,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,694 | $170,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,100 | $170,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 17,474 | $170,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,300 | $170,000 | thousands by filing date | call |
| CAROLINA FINL CORP NEW | 143873107 | COM | 4,313 | $170,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,600 | $169,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 3,100 | $169,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,700 | $169,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 17,539 | $169,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 19,630 | $169,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 64,900 | $168,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 1,474 | $168,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,508 | $168,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,100 | $168,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 4,200 | $168,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 5,500 | $168,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 11,378 | $168,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 183,000 | $168,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 2,943 | $167,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,157 | $167,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 5,482 | $167,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 4,724 | $167,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,561 | $167,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 17,200 | $167,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 19,300 | $166,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,270 | $166,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 4,757 | $166,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 3,685 | $166,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,100 | $166,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,597 | $166,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 3,186 | $166,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,599 | $166,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 4,942 | $166,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,050 | $165,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 8,094 | $165,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 8,210 | $165,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 500 | $165,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 500 | $165,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,600 | $165,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 7,300 | $164,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $164,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 6,300 | $163,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 3,555 | $163,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 13,205 | $163,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 8,316 | $163,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,400 | $162,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,300 | $162,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 7,700 | $162,000 | thousands by filing date | call |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 6,456 | $162,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 4,758 | $161,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 18,266 | $161,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 3,100 | $161,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 5,799 | $161,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,595 | $161,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 6,245 | $161,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 20,086 | $161,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 2,639 | $160,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 13,418 | $160,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 15,262 | $160,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 6,797 | $160,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,500 | $160,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 3,837 | $159,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,489 | $159,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 75,178 | $159,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,400 | $158,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,900 | $158,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,004 | $158,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 7,658 | $158,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 6,788 | $158,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 3,700 | $158,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 9,729 | $158,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 7,970 | $157,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 7,801 | $157,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,555 | $156,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 8,170 | $156,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,600 | $156,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 11,790 | $156,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 7,680 | $156,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,294 | $156,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 7,621 | $156,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 11,500 | $156,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,290 | $155,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,054 | $155,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 3,100 | $155,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 4,700 | $155,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 56,400 | $155,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 89,400 | $155,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,550 | $154,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 19,206 | $154,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 23,441 | $154,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 10,871 | $154,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 156,000 | $154,000 | thousands by filing date | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 6,489 | $153,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 13,803 | $153,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,671 | $153,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 34,600 | $153,000 | thousands by filing date | call |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,607 | $153,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 4,952 | $153,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 5,033 | $153,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 16,852 | $153,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,400 | $152,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 8,000 | $152,000 | thousands by filing date | call |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 4,975 | $152,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,739 | $152,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5,600 | $152,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 14,619 | $152,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,000 | $152,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 15,167 | $152,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 4,285 | $151,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,747 | $151,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 11,457 | $151,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,600 | $151,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 9,200 | $151,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 7,176 | $151,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 31,100 | $151,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 6,000 | $151,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 28,799 | $150,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,500 | $150,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,667 | $150,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 8,919 | $150,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 6,800 | $150,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 11,561 | $150,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,864 | $150,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 4,474 | $150,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 8,325 | $150,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 9,691 | $150,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 9,741 | $150,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 23,746 | $150,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 8,500 | $149,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 2,819 | $149,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,278 | $149,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 11,312 | $149,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,709 | $149,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 4,900 | $149,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 9,100 | $148,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,001 | $148,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 7,560 | $147,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 9,684 | $147,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,000 | $147,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 4,005 | $147,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,300 | $147,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 8,652 | $147,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 4,757 | $146,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 7,300 | $146,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,857 | $146,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 16,700 | $146,000 | thousands by filing date | call |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,616 | $145,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,958 | $145,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,074 | $145,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 4,850 | $145,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 6,230 | $145,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 3,400 | $144,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 63,300 | $144,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 1,900 | $144,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,863 | $144,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 4,555 | $144,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,819 | $144,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,994 | $144,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 8,000 | $144,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,748 | $144,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,585 | $143,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 5,433 | $143,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,898 | $143,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 7,400 | $143,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 59,600 | $142,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 8,387 | $142,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 5,200 | $142,000 | thousands by filing date | call |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,069 | $142,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 18,177 | $142,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 84,200 | $141,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,000 | $141,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 3,690 | $141,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,198 | $141,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 19,089 | $141,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 7,737 | $141,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,400 | $140,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,300 | $140,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 4,000 | $140,000 | thousands by filing date | call |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,047 | $140,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 14,300 | $140,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 6,009 | $140,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 3,600 | $139,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 17,189 | $139,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 975 | $139,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,200 | $139,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 33,400 | $139,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 7,900 | $138,000 | thousands by filing date | call |
| GLOBANT S A | L44385109 | COM | 2,678 | $138,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 9,835 | $138,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,055 | $138,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 10,364 | $138,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 8,858 | $138,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,500 | $137,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 3,783 | $137,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,985 | $137,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,600 | $137,000 | thousands by filing date | call |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 8,541 | $137,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 7,702 | $137,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 5,354 | $137,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 10,500 | $137,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 6,317 | $136,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,776 | $136,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,400 | $136,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,440 | $136,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,600 | $136,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,160 | $136,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 27,407 | $136,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 301,312 | $135,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 3,000 | $135,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,751 | $135,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 4,407 | $135,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 33,000 | $135,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 3,646 | $135,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 18,600 | $135,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 6,865 | $135,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,390 | $134,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 15,395 | $134,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 649 | $134,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 8,600 | $134,000 | thousands by filing date | put |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 23,472 | $134,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 6,030 | $133,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,600 | $133,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,672 | $133,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,044 | $133,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 42,500 | $133,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 7,191 | $133,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 8,057 | $133,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 9,460 | $132,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,782 | $132,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 7,200 | $132,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 7,000 | $132,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 35,022 | $132,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,700 | $132,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 7,500 | $132,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 4,397 | $132,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 27,200 | $132,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 1,800 | $131,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 2,200 | $131,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 3,758 | $131,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 6,935 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,829 | $131,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 8,546 | $131,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,987 | $131,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 2,580 | $131,000 | thousands by filing date | put |
| J JILL INC | 46620W102 | COM | 29,712 | $131,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,984 | $130,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 46,000 | $130,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 8,400 | $130,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,500 | $130,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 2,780 | $129,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 5,606 | $129,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,444 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,869 | $129,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 11,450 | $129,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 2,000 | $129,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 5,763 | $129,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 4,936 | $129,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,400 | $128,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 500 | $128,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,925 | $128,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,194 | $128,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 4,500 | $128,000 | thousands by filing date | put |
| SENDGRID INC | 816883102 | COM | 4,550 | $128,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 17,700 | $128,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 2,406 | $128,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 18,566 | $128,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 34,600 | $128,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,191 | $127,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,148 | $127,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 2,463 | $127,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,057 | $127,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 13,353 | $127,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 4,800 | $126,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 5,404 | $126,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,368 | $126,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,300 | $126,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,307 | $126,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 8,148 | $126,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 9,400 | $126,000 | thousands by filing date | put |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 3,800 | $125,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 800 | $125,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 3,293 | $125,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 81,000 | $125,000 | thousands by filing date | principal |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,100 | $124,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 4,200 | $124,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 2,100 | $124,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 9,845 | $124,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,974 | $124,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 19,904 | $124,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 7,195 | $124,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 5,069 | $124,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,300 | $123,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,100 | $123,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 5,635 | $123,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 55,520 | $123,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 6,100 | $123,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 5,490 | $123,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 5,000 | $123,000 | thousands by filing date | put |
| K2M GROUP HLDGS INC | 48273J107 | COM | 6,521 | $123,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 5,161 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 955 | $122,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 3,600 | $122,000 | thousands by filing date | put |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 11,469 | $122,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 15,576 | $121,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,600 | $121,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,004 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 4,471 | $121,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 9,234 | $121,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,454 | $120,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 5,851 | $120,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 994 | $120,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,322 | $120,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 532,924 | $120,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 119,000 | $120,000 | thousands by filing date | principal |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 5,312 | $120,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 7,357 | $120,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 6,294 | $119,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,200 | $119,000 | thousands by filing date | call |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,129 | $119,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 3,800 | $119,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 7,684 | $119,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 5,354 | $119,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 13,857 | $119,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 7,091 | $119,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 5,300 | $119,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 8,755 | $119,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 6,800 | $118,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,026 | $118,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 1,621 | $118,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 6,000 | $118,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,730 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,583 | $118,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 2,703 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,598 | $117,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,268 | $117,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,708 | $117,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,415 | $117,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 8,700 | $117,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,560 | $117,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 7,200 | $117,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 2,592 | $117,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 8,034 | $117,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 34,063 | $116,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 10,010 | $116,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 14,962 | $116,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,051 | $116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,669 | $116,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,400 | $116,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 1,800 | $116,000 | thousands by filing date | put |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 2,060 | $116,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 93,000 | $116,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 87,500 | $116,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 1,100 | $115,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,800 | $115,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 4,491 | $115,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,904 | $115,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,900 | $115,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 68,486 | $115,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 17,600 | $115,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,548 | $115,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 30,050 | $115,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,394 | $115,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 7,200 | $115,000 | thousands by filing date | put |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,816 | $115,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 121,000 | $115,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 5,390 | $115,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,900 | $114,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,923 | $114,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 6,600 | $114,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,000 | $114,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,321 | $114,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 17,334 | $114,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 2,305 | $114,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 3,501 | $114,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000080 | this filing | 2018-05-11 | acceptance time not in the bulk data set |