13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 7,305 holding rows worth $112,211,495,000.
- Accession
- 0000831001-17-000085
- Filer
- CIK 831001
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 15,935 entries on the cover page, a total value of $112,211,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,211,495,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,048 | $242,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,000 | $242,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 15,467 | $242,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 9,408 | $242,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 5,300 | $241,000 | thousands by filing date | put |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 29,775 | $241,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,139 | $240,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 16,788 | $240,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,700 | $239,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,200 | $238,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 3,200 | $238,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 6,134 | $238,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 19,855 | $238,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 12,888 | $238,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 85,200 | $238,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 7,200 | $237,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 7,100 | $237,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 3,800 | $237,000 | thousands by filing date | put |
| NATIONAL COMM CORP | 63546L102 | COM | 6,473 | $237,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,400 | $236,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 17,801 | $236,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,000 | $235,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 2,300 | $235,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 28,700 | $235,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 43,227 | $235,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,300 | $235,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 22,400 | $235,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,000 | $235,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 41,196 | $235,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 8,100 | $234,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,473 | $234,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,400 | $234,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 23,099 | $234,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,231 | $234,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 22,767 | $234,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 152,000 | $234,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 11,900 | $234,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 1,000 | $233,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 539 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,776 | $233,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 26,111 | $233,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 5,691 | $233,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,500 | $232,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 28,400 | $232,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,244 | $232,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 14,364 | $232,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,643 | $232,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 5,000 | $232,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 29,162 | $232,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 13,286 | $232,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 4,600 | $231,000 | thousands by filing date | call |
| SELECT COMFORT CORP | 81616X103 | COM | 9,300 | $231,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 6,660 | $231,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,000 | $230,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 12,100 | $230,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,398 | $230,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 10,681 | $230,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 10,100 | $230,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,500 | $229,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 6,634 | $229,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 7,177 | $229,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 14,803 | $229,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,096 | $228,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,663 | $228,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 16,284 | $227,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 4,536 | $227,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 48,700 | $227,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 12,912 | $227,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 20,248 | $227,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,892 | $226,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 14,735 | $226,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,372 | $226,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 8,687 | $226,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,195 | $226,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 15,037 | $225,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 10,485 | $225,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 10,700 | $225,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,700 | $225,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 28,621 | $224,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,200 | $223,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,469 | $223,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 35,027 | $223,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,387 | $222,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,500 | $222,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 12,157 | $222,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,409 | $222,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 7,155 | $222,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 47,600 | $222,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 12,800 | $221,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,723 | $221,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 49,360 | $221,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 20,795 | $221,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 35,633 | $220,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 53,653 | $220,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 3,671 | $220,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 64,361 | $219,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 5,415 | $219,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 58,127 | $219,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,800 | $219,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 14,542 | $219,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 6,881 | $218,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,100 | $218,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 14,000 | $218,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,800 | $216,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 19,289 | $215,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 21,400 | $215,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,286 | $215,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 24,189 | $215,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,200 | $214,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 3,900 | $214,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 11,400 | $214,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,755 | $214,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 8,876 | $213,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 13,100 | $213,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 4,020 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $212,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 7,600 | $212,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 23,454 | $212,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 4,271 | $212,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 9,663 | $211,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,177 | $211,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,000 | $211,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 22,800 | $211,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 4,200 | $210,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 14,210 | $209,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 91,680 | $208,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,032 | $208,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,990 | $208,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,969 | $207,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 6,637 | $207,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 6,328 | $207,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 10,647 | $207,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,760 | $206,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,855 | $206,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 19,200 | $206,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 16,300 | $206,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,829 | $205,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,045 | $205,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,123 | $205,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,364 | $205,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 10,577 | $205,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,311 | $205,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,151 | $204,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 21,533 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,939 | $203,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 11,680 | $203,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 6,109 | $202,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 25,035 | $202,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $202,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 8,524 | $202,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 43,349 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,061 | $201,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 201,000 | $201,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,065 | $200,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,891 | $200,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,209 | $200,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 28,745 | $200,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 200,000 | $199,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 2,147 | $198,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,343 | $198,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 17,400 | $198,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 7,844 | $198,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 149,000 | $198,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 13,874 | $197,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 5,000 | $197,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 7,148 | $197,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,000 | $196,000 | thousands by filing date | call |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 15,991 | $196,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 7,825 | $196,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,700 | $195,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 4,269 | $195,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,902 | $195,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 2,400 | $194,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 48,700 | $194,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,300 | $194,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,600 | $194,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 14,900 | $194,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 13,478 | $194,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 15,137 | $193,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 7,041 | $193,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 22,506 | $193,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 5,993 | $193,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 30,500 | $193,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 11,339 | $193,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,496 | $192,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,800 | $192,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 13,276 | $192,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,000 | $192,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,293 | $192,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,930 | $192,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 49,079 | $192,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 30,335 | $192,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 14,068 | $192,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,511 | $191,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 9,356 | $191,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,400 | $190,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 77,682 | $190,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 7,400 | $190,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 21,200 | $190,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 22,854 | $190,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 8,103 | $190,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,321 | $189,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,189 | $189,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 29,200 | $189,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 8,754 | $189,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,299 | $189,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,800 | $188,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 10,010 | $188,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,617 | $188,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 16,694 | $188,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,548 | $188,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 7,003 | $188,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,144 | $188,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 7,516 | $187,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 39,510 | $187,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 3,685 | $187,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,100 | $186,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 4,400 | $186,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 2,200 | $186,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,800 | $186,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 20,077 | $186,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,406 | $186,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,523 | $185,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,900 | $185,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 12,700 | $185,000 | thousands by filing date | put |
| UNIVAR INC | 91336L107 | COMMON STOCK | 6,050 | $185,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 13,279 | $185,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,430 | $185,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 3,819 | $184,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,800 | $184,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,459 | $184,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,018 | $184,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 42,670 | $184,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,000 | $183,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 700 | $183,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,395 | $183,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,700 | $183,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 9,057 | $182,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 12,191 | $182,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 5,323 | $182,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 17,000 | $182,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,487 | $182,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 16,930 | $182,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,200 | $181,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 7,300 | $181,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,000 | $180,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10,350 | $180,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,952 | $180,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 38,636 | $180,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 8,668 | $180,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 10,414 | $180,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,500 | $179,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,232 | $178,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 30,000 | $178,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,868 | $177,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,600 | $177,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 12,499 | $177,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 32,222 | $177,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 24,023 | $177,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 34,576 | $177,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,800 | $176,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 6,540 | $176,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 9,774 | $176,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,749 | $176,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 12,737 | $176,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,900 | $175,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 5,455 | $175,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 14,511 | $175,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 12,758 | $175,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 27,687 | $175,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 7,151 | $175,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 2,973 | $175,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 12,562 | $174,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 8,567 | $174,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,998 | $173,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,574 | $173,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 6,591 | $173,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,385 | $173,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,858 | $173,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 13,600 | $173,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 8,403 | $173,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 6,500 | $172,000 | thousands by filing date | put |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,410 | $171,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 5,789 | $171,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,600 | $171,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 124,210 | $171,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,700 | $170,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,919 | $170,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 5,475 | $170,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,601 | $170,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,550 | $170,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 8,200 | $170,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,129 | $170,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 47,100 | $170,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 77,000 | $170,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,966 | $169,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 846 | $169,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 32,141 | $169,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,100 | $169,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 131,624 | $169,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 44,800 | $169,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 17,494 | $169,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 90,455 | $169,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 27,140 | $169,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,400 | $168,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,588 | $168,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5,356 | $168,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K497 | DLY CYB SEC BEAR | 7,478 | $168,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,310 | $167,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 18,400 | $167,000 | thousands by filing date | call |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 8,527 | $167,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 17,700 | $167,000 | thousands by filing date | call |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 9,606 | $167,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $166,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,400 | $166,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 3,400 | $166,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 4,217 | $166,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,000 | $165,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 27,086 | $165,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 20,583 | $165,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 5,928 | $165,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,826 | $164,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,300 | $164,000 | thousands by filing date | call |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,688 | $164,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 15,600 | $164,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 36,876 | $164,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 13,179 | $164,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,953 | $163,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,100 | $163,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 4,800 | $163,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M102 | COM | 2,500 | $163,000 | thousands by filing date | put |
| TRINSEO S A | L9340P101 | SHS | 2,438 | $163,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,400 | $162,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,884 | $162,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 5,619 | $162,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 6,262 | $162,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 13,322 | $162,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 165,000 | $162,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,828 | $161,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,100 | $161,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 9,454 | $161,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,100 | $161,000 | thousands by filing date | put |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,569 | $161,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,300 | $161,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 6,600 | $160,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 21,272 | $160,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 750 | $160,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,858 | $159,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,000 | $159,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 56,329 | $159,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 42,500 | $159,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,500 | $158,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 108,770 | $158,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,619 | $158,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 115,200 | $158,000 | thousands by filing date | put |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,028 | $157,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 17,307 | $157,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 5,820 | $157,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,096 | $157,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 11,300 | $157,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 15,235 | $156,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 15,682 | $156,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 3,580 | $156,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,837 | $156,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 12,426 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $156,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 15,669 | $156,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 27,100 | $156,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,200 | $155,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 1,500 | $155,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,153 | $155,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,500 | $154,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 3,075 | $154,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,100 | $154,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 9,645 | $154,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 4,248 | $154,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 50,000 | $154,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 9,000 | $153,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 7,378 | $153,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 8,300 | $153,000 | thousands by filing date | put |
| STERIS CORP | 859152100 | COMMON STOCK | 2,210 | $153,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 28,053 | $153,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,560 | $152,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 5,716 | $152,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,300 | $152,000 | thousands by filing date | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 9,796 | $152,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 15,500 | $152,000 | thousands by filing date | put |
| XCERRA CORP | 98400J108 | COM | 17,090 | $152,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 6,773 | $151,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,271 | $151,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 5,254 | $151,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,200 | $151,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 22,800 | $151,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 2,300 | $150,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 1,572 | $150,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 4,900 | $150,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 1,600 | $149,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,981 | $149,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 125 | $149,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,541 | $149,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 5,700 | $149,000 | thousands by filing date | put |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 7,958 | $149,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,600 | $148,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 4,068 | $148,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 12,148 | $148,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 70 | $147,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 6,821 | $147,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 9,386 | $147,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 18,461 | $147,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 10,243 | $146,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,200 | $146,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,200 | $146,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,695 | $146,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 11,600 | $146,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 14,338 | $146,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 25,091 | $146,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 200 | $145,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 18,098 | $145,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 5,600 | $145,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,700 | $145,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,943 | $145,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 5,500 | $145,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 45,200 | $145,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 85,100 | $145,000 | thousands by filing date | put |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 6,000 | $145,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,500 | $145,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 1,736 | $144,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 21,919 | $144,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,500 | $144,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 3,554 | $144,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,200 | $144,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 2,050 | $144,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,700 | $144,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 18,100 | $144,000 | thousands by filing date | call |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 145,000 | $144,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 8,200 | $143,000 | thousands by filing date | put |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 5,267 | $143,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 4,357 | $143,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 13,494 | $143,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 22,900 | $143,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 2,962 | $142,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,542 | $142,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 5,578 | $142,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 23,000 | $142,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 32,080 | $142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,895 | $141,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 8,200 | $141,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 9,281 | $141,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 63,300 | $140,000 | thousands by filing date | put |
| HURCO CO | 447324104 | COM | 4,507 | $140,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 6,364 | $140,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 12,612 | $140,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,700 | $139,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 6,186 | $139,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 7,110 | $139,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 10,533 | $139,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,996 | $139,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,700 | $138,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 3,400 | $138,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,467 | $138,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 8,309 | $137,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 14,800 | $137,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 9,006 | $137,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,831 | $137,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 11,846 | $137,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 15,700 | $137,000 | thousands by filing date | call |
| M B T FINANCIAL CORP | 578877102 | Stock | 12,042 | $137,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 9,684 | $137,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,526 | $136,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,991 | $136,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,450 | $136,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,395 | $136,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,252 | $136,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,900 | $135,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,900 | $135,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 13,722 | $135,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,480 | $135,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,662 | $135,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 12,037 | $135,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 3,145 | $135,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 15,100 | $135,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,666 | $134,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,700 | $134,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,851 | $134,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 4,904 | $134,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,267 | $133,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,742 | $133,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 58,600 | $133,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 3,750 | $133,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 30,849 | $133,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,700 | $132,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 18,000 | $132,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 900 | $132,000 | thousands by filing date | call |
| CARE COM INC | 141633107 | COM | 10,568 | $132,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,500 | $131,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 14,700 | $131,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,871 | $131,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,422 | $131,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 3,205 | $131,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 21,425 | $131,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000085 | this filing | 2017-05-12 | acceptance time not in the bulk data set |