13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 7,305 holding rows worth $112,211,495,000.
- Accession
- 0000831001-17-000085
- Filer
- CIK 831001
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 15,935 entries on the cover page, a total value of $112,211,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,211,495,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSPERITY BANCSHARES INC | 743606105 | COM | 967 | $67,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4,470 | $67,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,186 | $67,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,775 | $67,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 10,000 | $67,000 | thousands by filing date | put |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 8,601 | $67,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 3,599 | $67,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 8,300 | $67,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,225 | $66,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 804 | $66,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,300 | $66,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,648 | $66,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,717 | $66,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 3,600 | $66,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 3,600 | $66,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 3,300 | $66,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,800 | $66,000 | thousands by filing date | put |
| EMC INS GROUP INC | 268664109 | COM | 2,327 | $66,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,800 | $66,000 | thousands by filing date | put |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 4,529 | $65,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 9,800 | $65,000 | thousands by filing date | call |
| PENUMBRA INC COM | 70975L107 | Stock | 777 | $65,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,200 | $65,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 22,953 | $65,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,227 | $65,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,947 | $65,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 9,580 | $65,000 | thousands by filing date | call |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 4,719 | $65,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,932 | $65,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 106,000 | $65,000 | thousands by filing date | principal |
| PACKAGING CORP AMER COM | 695156109 | Stock | 700 | $64,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 800 | $64,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 18,600 | $64,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,867 | $64,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,492 | $64,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,610 | $64,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 24,950 | $64,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,786 | $64,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,340 | $64,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,475 | $64,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,600 | $63,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 7,150 | $63,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 432 | $63,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 500 | $63,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,677 | $63,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 500 | $63,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 2,000 | $63,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 18,763 | $63,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 573 | $62,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,060 | $62,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,657 | $62,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,575 | $62,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,649 | $62,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,885 | $62,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,169 | $62,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 4,991 | $62,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 4,076 | $62,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,442 | $62,000 | thousands by filing date | |
| VTI | 922908769 | COM | 500 | $61,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 7,600 | $61,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,177 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,223 | $61,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,000 | $61,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 700 | $61,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 600 | $61,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 3,396 | $61,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 26,599 | $61,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 3,300 | $61,000 | thousands by filing date | call |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,590 | $61,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,857 | $61,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 4,377 | $61,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 7,006 | $60,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,533 | $60,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 500 | $60,000 | thousands by filing date | put |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 853 | $60,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,678 | $60,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 19,393 | $60,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,000 | $60,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,200 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,285 | $60,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 7,400 | $60,000 | thousands by filing date | put |
| RAMBUS INC | 750917AE6 | CNV | 50,000 | $60,000 | thousands by filing date | principal |
| CMB.TECH NV SHS | B38564108 | Stock | 7,397 | $59,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 900 | $59,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 529 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 4,470 | $59,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 4,489 | $59,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,400 | $59,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,251 | $59,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 32,816 | $59,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 3,600 | $59,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,032 | $58,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 841 | $58,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,428 | $58,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,400 | $58,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 3,700 | $58,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,300 | $58,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 10,800 | $58,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 500 | $58,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,503 | $58,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 14,448 | $58,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 3,000 | $58,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 16,900 | $58,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 500 | $57,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 41,200 | $57,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 1,475 | $57,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 3,225 | $57,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,737 | $57,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 7,200 | $57,000 | thousands by filing date | put |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 6,500 | $57,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,100 | $57,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 500 | $56,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,817 | $56,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 902 | $56,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,018 | $56,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 5,231 | $56,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,896 | $56,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,325 | $56,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 622 | $56,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 4,399 | $56,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 4,568 | $56,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 400 | $55,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 900 | $55,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 700 | $55,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 6,600 | $55,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 2,500 | $55,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 9,300 | $55,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,500 | $55,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 8,535 | $55,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 6,599 | $55,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,820 | $55,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 3,700 | $55,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 5,100 | $55,000 | thousands by filing date | call |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 1,060 | $54,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 3,450 | $54,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 6,975 | $54,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 388 | $54,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,800 | $54,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 2,341 | $54,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,060 | $54,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,608 | $54,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,000 | $54,000 | thousands by filing date | put |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 4,805 | $54,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,239 | $54,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,540 | $54,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 17,600 | $54,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,150 | $54,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 11,148 | $54,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 465 | $53,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,349 | $53,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,109 | $53,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,318 | $53,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 500 | $53,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,320 | $53,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 190 | $53,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 36,600 | $53,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 52,669 | $53,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 16,463 | $53,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 3,000 | $53,000 | thousands by filing date | put |
| AMAYA INC | 02314M108 | COM | 3,102 | $53,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 1,332 | $53,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 458 | $52,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,400 | $52,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 2,200 | $52,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 6,594 | $52,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,692 | $52,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 400 | $52,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 921 | $52,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 661 | $52,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 8,800 | $52,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 4,258 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,920 | $52,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 9,500 | $52,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,200 | $52,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 5,502 | $52,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 5,100 | $52,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 2,000 | $52,000 | thousands by filing date | call |
| SUFFOLK BANCORP | 864739107 | COM | 1,304 | $52,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 948 | $52,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 4,895 | $52,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 971 | $51,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 4,400 | $51,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 3,400 | $51,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 567 | $51,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,548 | $51,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,971 | $51,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 3,203 | $51,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,513 | $51,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 29,000 | $51,000 | thousands by filing date | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 5,900 | $50,000 | thousands by filing date | put |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 662 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 864 | $50,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,415 | $50,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,023 | $50,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 40 | $50,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 756 | $50,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,500 | $50,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 3,674 | $50,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,242 | $50,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,878 | $50,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 1,220 | $50,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 43,624 | $50,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,782 | $50,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 5,990 | $50,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 12,200 | $50,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 57,000 | $50,000 | thousands by filing date | principal |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 13,548 | $50,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 417 | $49,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 583 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 688 | $49,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5,000 | $49,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 2,568 | $49,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,200 | $49,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 4,180 | $49,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 9,861 | $49,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,859 | $49,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,905 | $49,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,938 | $49,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 510 | $49,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 2,192 | $49,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 6,172 | $49,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 960 | $48,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 700 | $48,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 400 | $48,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,100 | $48,000 | thousands by filing date | put |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,588 | $48,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 3,200 | $48,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,100 | $48,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,086 | $48,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 635 | $48,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,689 | $48,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 600 | $48,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,033 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $48,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,400 | $48,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,185 | $48,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 9,900 | $48,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 3,416 | $48,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,160 | $47,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,587 | $47,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,627 | $47,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,800 | $47,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,743 | $47,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,100 | $47,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,967 | $47,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,339 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 925 | $47,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 13,691 | $47,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 7,853 | $47,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 4,819 | $47,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,200 | $46,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 536 | $46,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 4,197 | $46,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,000 | $46,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,300 | $46,000 | thousands by filing date | put |
| GAIA INC NEW | 36269P104 | CL A | 4,593 | $46,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,001 | $46,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 75,000 | $46,000 | thousands by filing date | principal |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,082 | $46,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,999 | $46,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 29,000 | $46,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,500 | $46,000 | thousands by filing date | put |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 872 | $46,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 7,500 | $46,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,500 | $45,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 1,450 | $45,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,809 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 995 | $45,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 800 | $45,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 96 | $45,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 4,397 | $45,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,360 | $44,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,302 | $44,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,000 | $44,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,200 | $44,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 900 | $44,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 7,558 | $44,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,181 | $44,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 3,931 | $44,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,650 | $44,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 30,256 | $44,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 2,994 | $44,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,679 | $44,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,400 | $44,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 4,058 | $44,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 3,648 | $44,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 421 | $44,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 3,400 | $44,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 900 | $43,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 246 | $43,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,161 | $43,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,000 | $43,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,026 | $43,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,321 | $43,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,620 | $43,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,635 | $43,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,240 | $43,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,000 | $43,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,500 | $43,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 1,400 | $43,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 700 | $43,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 5,531 | $43,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 3,491 | $43,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 6,000 | $43,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 5,991 | $43,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,629 | $43,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 433 | $43,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 26,600 | $43,000 | thousands by filing date | put |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,325 | $42,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,900 | $42,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,191 | $42,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 28,718 | $42,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,900 | $42,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,120 | $42,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,600 | $42,000 | thousands by filing date | put |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1,500 | $42,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,300 | $42,000 | thousands by filing date | call |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,000 | $42,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,947 | $42,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,558 | $42,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 32,700 | $42,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,900 | $42,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 1,600 | $42,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 79,600 | $42,000 | thousands by filing date | call |
| KONGZHONG CORP | 50047P104 | CMN | 5,709 | $42,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 5,688 | $42,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,491 | $41,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,013 | $41,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,900 | $41,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,803 | $41,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,000 | $41,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,000 | $41,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,940 | $41,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 956 | $41,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,000 | $41,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 697 | $41,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 2,500 | $41,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 4,368 | $41,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 7,800 | $41,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 258 | $41,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 2,382 | $41,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,187 | $41,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 2,117 | $41,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,057 | $41,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,006 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,235 | $41,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,567 | $41,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,001 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 785 | $40,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,500 | $40,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 800 | $40,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 918 | $40,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 639 | $40,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,135 | $40,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 300 | $40,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,140 | $40,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 944 | $40,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,107 | $40,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 400 | $40,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,000 | $40,000 | thousands by filing date | call |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,650 | $40,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 1,751 | $40,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 26,000 | $40,000 | thousands by filing date | principal |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 474 | $39,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 330 | $39,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 500 | $39,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 800 | $39,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 300 | $39,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 400 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,009 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 929 | $39,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,200 | $39,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 3,740 | $39,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,830 | $39,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 800 | $39,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 3,076 | $39,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,558 | $39,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,811 | $39,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,199 | $39,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 4,600 | $39,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,100 | $38,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,300 | $38,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 4,129 | $38,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 5,239 | $38,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 700 | $38,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 987 | $38,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,200 | $38,000 | thousands by filing date | call |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,667 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 950 | $38,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 14,395 | $38,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 600 | $38,000 | thousands by filing date | call |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 950 | $38,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 2,230 | $38,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 7,708 | $38,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 2,358 | $38,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $37,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,188 | $37,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 500 | $37,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,447 | $37,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,443 | $37,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 9,761 | $37,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,600 | $37,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,426 | $37,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 4,913 | $37,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 7,071 | $37,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 18,242 | $37,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 3,253 | $37,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 3,000 | $37,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 600 | $36,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 400 | $36,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 700 | $36,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 267 | $36,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,612 | $36,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,273 | $36,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,818 | $36,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 2,540 | $36,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,882 | $36,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,400 | $36,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,333 | $36,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 8,698 | $36,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 4,975 | $36,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 21,200 | $36,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,400 | $36,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,348 | $36,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 32,300 | $36,000 | thousands by filing date | call |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 588 | $36,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 3,473 | $36,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 8,085 | $36,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 22,467 | $36,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 19,229 | $35,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 6,667 | $35,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,423 | $35,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,427 | $35,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,019 | $35,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 3,450 | $35,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 5,913 | $35,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,700 | $35,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 26,000 | $35,000 | thousands by filing date | principal |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,550 | $35,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 688 | $35,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,400 | $34,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 311 | $34,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,676 | $34,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,867 | $34,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 200 | $34,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 1,223 | $34,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 611 | $34,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 832 | $34,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 521 | $34,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,120 | $34,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 6,370 | $34,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,400 | $34,000 | thousands by filing date | call |
| ARCH COAL INC | 039380407 | COMMON STOCK | 501 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,065 | $34,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 9,000 | $34,000 | thousands by filing date | principal |
| ISRAMCO INC | 465141406 | COM | 295 | $34,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,189 | $34,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 1,201 | $34,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 906 | $34,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,361 | $34,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 300 | $33,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,416 | $33,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,000 | $33,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 1,267 | $33,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,000 | $33,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,294 | $33,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2,667 | $33,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,889 | $33,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,477 | $33,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,034 | $33,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 800 | $33,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,600 | $33,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 3,487 | $33,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,800 | $33,000 | thousands by filing date | call |
| INC RESH HLDGS INC | 45329R109 | CL A | 731 | $33,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,630 | $33,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 8,000 | $33,000 | thousands by filing date | call |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,338 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 750 | $33,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 3,924 | $33,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 13,482 | $33,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 2,356 | $33,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,578 | $33,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,225 | $32,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,400 | $32,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,400 | $32,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 300 | $32,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 563 | $32,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,046 | $32,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,216 | $32,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 6,000 | $32,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 3,032 | $32,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,261 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 532 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 350 | $32,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 15,082 | $32,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 19,836 | $32,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 337 | $32,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,100 | $32,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,400 | $32,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000085 | this filing | 2017-05-12 | acceptance time not in the bulk data set |