13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 7,305 holding rows worth $112,211,495,000.
- Accession
- 0000831001-17-000085
- Filer
- CIK 831001
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 15,935 entries on the cover page, a total value of $112,211,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,211,495,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OFFICE DEPOT INC | 676220106 | COM | 162,500 | $758,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 17,036 | $757,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 17,791 | $756,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 21,406 | $756,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 19,388 | $755,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 14,100 | $753,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 28,176 | $753,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 7,732 | $751,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 25,468 | $751,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 29,681 | $750,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 40,390 | $748,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 58,450 | $748,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 48,758 | $748,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,200 | $747,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 44,076 | $747,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 7,037 | $746,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 11,939 | $745,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 14,778 | $744,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 43,761 | $744,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 69,595 | $743,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 27,400 | $742,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 42,743 | $742,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 25,632 | $742,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 9,476 | $740,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 20,363 | $738,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 39,400 | $738,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 7,370 | $738,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 172,700 | $736,000 | thousands by filing date | put |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 4,406 | $736,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 23,971 | $735,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 56,338 | $734,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 40,656 | $733,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 13,000 | $732,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 40,381 | $732,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 25,000 | $731,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 25,000 | $731,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 20,387 | $729,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 54,400 | $728,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 47,774 | $728,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 15,557 | $727,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 5,233 | $727,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 16,423 | $726,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 48,300 | $726,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 34,013 | $725,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 41,798 | $725,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 36,704 | $725,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 39,638 | $725,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 11,700 | $724,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 11,500 | $722,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 24,599 | $720,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 29,170 | $719,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 34,299 | $718,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 9,480 | $717,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 106,320 | $717,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 211,512 | $717,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 19,808 | $716,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 27,693 | $714,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 9,362 | $713,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 40,000 | $713,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 27,041 | $712,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 22,404 | $712,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10,748 | $711,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 16,500 | $710,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 83,876 | $710,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 26,962 | $709,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 11,069 | $709,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 101,340 | $708,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 19,868 | $706,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 24,907 | $705,000 | thousands by filing date | |
| RH | 74967X103 | COM | 15,200 | $703,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 245,964 | $702,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,800 | $701,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 21,040 | $701,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,499 | $700,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,554,433 | $699,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 18,350 | $699,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,371 | $698,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 81,447 | $698,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 16,840 | $696,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 49,191 | $695,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 70,681 | $694,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 7,697 | $693,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 64,374 | $692,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 124,100 | $692,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 10,900 | $691,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 15,522 | $691,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 18,700 | $690,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 7,369 | $689,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 9,207 | $689,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 72,232 | $689,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,260 | $688,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 76,610 | $686,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 13,164 | $685,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 14,218 | $685,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 37,248 | $685,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 45,190 | $684,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 22,457 | $684,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 6,600 | $683,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 21,144 | $683,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 69,622 | $682,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 42,223 | $682,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 36,100 | $681,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 27,238 | $681,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 30,700 | $681,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,200 | $679,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 42,931 | $678,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 8,400 | $677,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 44,800 | $676,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 74,443 | $676,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 315,807 | $676,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 69,167 | $676,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 7,670 | $675,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 8,878 | $675,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 50,300 | $674,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 18,984 | $674,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 11,684 | $674,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 31,385 | $673,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 11,667 | $672,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 11,149 | $672,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 11,242 | $671,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 21,447 | $671,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 18,700 | $671,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 23,200 | $670,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 39,900 | $670,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 70,356 | $670,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 235,200 | $670,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 6,900 | $670,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 7,300 | $666,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4,359 | $666,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 20,942 | $662,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,676 | $661,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 59,521 | $659,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 37,530 | $659,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 46,500 | $659,000 | thousands by filing date | call |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $659,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 30,813 | $659,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 16,875 | $659,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 10,862 | $658,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 7,993 | $657,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 42,100 | $655,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 12,635 | $654,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 3,277 | $653,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 12,600 | $650,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 13,536 | $649,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 23,500 | $648,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 33,725 | $645,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 31,200 | $644,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 166,700 | $644,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 45,259 | $642,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 20,373 | $641,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 13,122 | $641,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 16,300 | $641,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 21,600 | $639,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 31,845 | $638,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 600,000 | $638,000 | thousands by filing date | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 12,612 | $637,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 53,974 | $637,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 27,400 | $637,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 73,141 | $636,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 10,400 | $635,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 33,516 | $634,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 46,938 | $634,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 28,700 | $632,000 | thousands by filing date | put |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 39,034 | $632,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 81,218 | $631,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 49,773 | $631,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 151 | $630,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 7,341 | $629,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 18,000 | $627,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 13,504 | $627,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 7,968 | $626,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 19,900 | $625,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 9,995 | $623,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 8,700 | $623,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 9,074 | $622,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 25,640 | $622,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 36,760 | $621,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 29,900 | $621,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 32,190 | $621,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,427 | $621,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 62,230 | $621,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 11,896 | $620,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 10,300 | $620,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 26,500 | $620,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 45,388 | $620,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 20,200 | $619,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 31,500 | $619,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4,300 | $617,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 47,062 | $616,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 40,400 | $614,000 | thousands by filing date | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 88,342 | $613,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,643 | $611,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 21,247 | $611,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 5,027 | $610,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 4,344 | $609,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 24,500 | $608,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 15,318 | $608,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 93,800 | $607,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 47,004 | $607,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 17,852 | $607,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 18,000 | $606,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 19,109 | $606,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 27,100 | $606,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 46,009 | $606,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 35,100 | $606,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 10,700 | $604,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 11,590 | $604,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 42,111 | $604,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 25,000 | $604,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 5,831 | $603,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 36,224 | $602,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 562,000 | $601,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 16,300 | $600,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 35,980 | $598,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 30,200 | $598,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 21,900 | $596,000 | thousands by filing date | call |
| DST SYS INC DEL | 233326107 | COM | 4,860 | $596,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 16,766 | $594,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,900 | $594,000 | thousands by filing date | call |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 71,424 | $594,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 40,689 | $594,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 18,700 | $593,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 91,134 | $592,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 18,885 | $591,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 15,550 | $590,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,920 | $590,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 5,300 | $590,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 16,200 | $589,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 47,978 | $589,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 5,500 | $586,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 17,635 | $585,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 64,380 | $585,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 29,500 | $585,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 8,600 | $583,000 | thousands by filing date | put |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 27,061 | $583,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 7,242 | $583,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 86,547 | $582,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 11,940 | $582,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 18,892 | $581,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 9,188 | $580,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 9,758 | $579,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 40,826 | $579,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 38,410 | $577,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 36,600 | $577,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 35,219 | $577,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 20,313 | $576,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 55,578 | $575,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 26,100 | $573,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 50,900 | $572,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 24,232 | $572,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 5,171 | $571,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 13,233 | $571,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 39,530 | $571,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 166,953 | $570,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 18,200 | $569,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 26,119 | $566,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 10,300 | $566,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 29,331 | $566,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 8,134 | $565,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 20,148 | $565,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,045,000 | $565,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 45,200 | $564,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 47,001 | $564,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,900 | $562,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 15,075 | $562,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 34,518 | $562,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 14,076 | $561,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 23,993 | $561,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 10,493 | $561,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 447,000 | $561,000 | thousands by filing date | principal |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 7,821 | $560,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 28,204 | $560,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 77,488 | $560,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 60,500 | $560,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 103,200 | $559,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 39,079 | $558,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 76,320 | $558,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 216,100 | $558,000 | thousands by filing date | put |
| CALATLANTIC GROUP INC | 128195104 | COM | 14,900 | $558,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6,300 | $558,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 13,716 | $556,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 58,673 | $554,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 20,240 | $554,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 4,709 | $553,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 10,675 | $553,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 18,200 | $553,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 31,176 | $552,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,600 | $551,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 67,480 | $550,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 22,808 | $548,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 26,877 | $548,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 43,100 | $548,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 27,500 | $547,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 34,650 | $547,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 63,500 | $546,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,407 | $546,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,335 | $545,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 22,626 | $545,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 45,825 | $545,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 9,271 | $544,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,600 | $544,000 | thousands by filing date | call |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 51,618 | $544,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,700 | $543,000 | thousands by filing date | call |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 6,255 | $543,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 11,764 | $542,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 99,081 | $542,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 20,470 | $541,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,635 | $540,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 22,200 | $540,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 534,000 | $540,000 | thousands by filing date | principal |
| KIRBY CORP | 497266106 | COM | 7,651 | $539,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,895 | $539,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 17,546 | $539,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 251,700 | $539,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 19,876 | $538,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 21,924 | $537,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 37,800 | $536,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 39,913 | $536,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 13,412 | $536,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 18,369 | $535,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 20,100 | $534,000 | thousands by filing date | call |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 5,653 | $534,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 9,064 | $530,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 11,601 | $530,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,683 | $530,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 8,500 | $529,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 18,279 | $529,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 39,441 | $528,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,269 | $528,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 7,176 | $525,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 30,640 | $525,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 29,073 | $525,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 171,939 | $524,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 30,585 | $524,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 50,764 | $524,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 20,606 | $524,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 98,917 | $523,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,379 | $520,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 9,500 | $520,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 7,280 | $519,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 28,400 | $519,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 21,686 | $519,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 174,100 | $518,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 13,650 | $518,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 21,446 | $517,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 40,038 | $516,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 20,939 | $516,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 44,029 | $516,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 8,787 | $516,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 7,568 | $514,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 10,464 | $513,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,118,000 | $513,000 | thousands by filing date | principal |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 49,400 | $510,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 127,700 | $509,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 3,947 | $509,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 14,000 | $506,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 12,900 | $506,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 7,901 | $506,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 4,105 | $505,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 15,600 | $504,000 | thousands by filing date | put |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 20,600 | $503,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 52,640 | $502,000 | thousands by filing date | |
| MACQUARIE BK LTD | 55608YAC9 | MTNF 6.125%12/3 | 500,000 | $502,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 13,867 | $501,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 11,892 | $501,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 38,484 | $501,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 500,000 | $501,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 20,300 | $500,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 28,130 | $499,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 113,323 | $499,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 11,624 | $498,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 62,234 | $498,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 28,730 | $497,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 161,035 | $497,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 13,339 | $496,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 36,878 | $496,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,200 | $495,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 30,000 | $495,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 17,355 | $494,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 33,192 | $492,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 500,000 | $492,000 | thousands by filing date | principal |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 7,800 | $491,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 14,917 | $491,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 75,135 | $491,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 5,153 | $489,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 111,200 | $489,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 13,133 | $487,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 10,917 | $486,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 49,190 | $485,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 70,750 | $485,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 33,800 | $485,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 9,992 | $485,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 6,289 | $484,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 10,600 | $483,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 225,700 | $483,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 8,240 | $483,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 30,420 | $482,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 103,500 | $482,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L696 | CMN | 8,700 | $481,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 31,527 | $481,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,503 | $480,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 19,264 | $480,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 34,977 | $479,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,200 | $479,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 10,400 | $478,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 468,000 | $478,000 | thousands by filing date | principal |
| JABIL INC COM | 466313103 | Stock | 16,500 | $477,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 12,530 | $477,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 16,120 | $476,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 54,500 | $474,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 14,070 | $473,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 23,900 | $473,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 18,734 | $472,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,094 | $472,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,256 | $471,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 110,500 | $471,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 50,033 | $470,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 133,000 | $469,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,500 | $469,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 17,300 | $468,000 | thousands by filing date | put |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,712 | $468,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 69,224 | $468,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 57,800 | $467,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 16,740 | $466,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 13,170 | $465,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 20,537 | $465,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 25,337 | $465,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 9,348 | $464,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 6,064 | $464,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 35,300 | $463,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 11,229 | $463,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 10,157 | $463,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 22,400 | $463,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 19,240 | $463,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 13,492 | $463,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 9,054 | $461,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,510 | $460,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 16,560 | $460,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 13,500 | $459,000 | thousands by filing date | call |
| TRIANGLE CAP CORP | 895848109 | COM | 24,048 | $459,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 14,280 | $457,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,100 | $457,000 | thousands by filing date | put |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 18,565 | $457,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 32,500 | $456,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 364,000 | $456,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 21,865 | $455,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,947 | $455,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 10,431 | $454,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 20,400 | $454,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 6,300 | $454,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 12,200 | $454,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 39,642 | $452,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 25,133 | $451,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,439 | $451,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 56,396 | $451,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 55,800 | $451,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 16,056 | $450,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 73,598 | $450,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 282,199 | $450,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 20,300 | $450,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,800 | $449,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 28,800 | $449,000 | thousands by filing date | put |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 223,000 | $449,000 | thousands by filing date | principal |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 153,275 | $448,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 8,758 | $448,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 19,300 | $447,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 7,609 | $447,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 10,073 | $447,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 9,079 | $447,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 84,200 | $445,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 71,787 | $445,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 88,564 | $445,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 4,859 | $444,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 34,473 | $444,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 91,478 | $444,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,465 | $444,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 35,493 | $444,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 8,877 | $443,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,900 | $442,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,573 | $442,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 13,250 | $440,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 13,364 | $440,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,285 | $439,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 17,665 | $438,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 14,000 | $438,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 14,877 | $437,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 72,222 | $437,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 11,839 | $436,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 29,935 | $436,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 22,756 | $435,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 24,978 | $435,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 28,564 | $435,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 21,204 | $435,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 17,500 | $434,000 | thousands by filing date | put |
| FB FINL CORP | 30257X104 | COM | 12,267 | $434,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,100 | $433,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 5,100 | $432,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 3,261 | $432,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,200 | $431,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,700 | $431,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000085 | this filing | 2017-05-12 | acceptance time not in the bulk data set |