13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 7,305 holding rows worth $112,211,495,000.
- Accession
- 0000831001-17-000085
- Filer
- CIK 831001
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 15,935 entries on the cover page, a total value of $112,211,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,211,495,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,900 | $131,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 3,900 | $130,000 | thousands by filing date | put |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 2,689 | $130,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 4,413 | $130,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 7,242 | $130,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 7,600 | $130,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 1,608 | $130,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 17,505 | $130,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 22,025 | $130,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 2,804 | $130,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 5,278 | $130,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,900 | $129,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,852 | $129,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 13,632 | $129,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 45,300 | $129,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 75,343 | $129,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 12,786 | $129,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 3,600 | $129,000 | thousands by filing date | call |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 115,000 | $129,000 | thousands by filing date | principal |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 135,000 | $129,000 | thousands by filing date | principal |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,845 | $128,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 9,424 | $128,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,200 | $128,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 39,906 | $128,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 3,308 | $127,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,037 | $127,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,600 | $127,000 | thousands by filing date | put |
| HARDINGE INC | 412324303 | COM | 11,378 | $127,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 939 | $127,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 7,517 | $127,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 2,666 | $126,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 7,412 | $126,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 18,829 | $126,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,000 | $126,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 6,574 | $126,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 5,443 | $125,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 3,598 | $125,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,187 | $125,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 4,800 | $125,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 20,030 | $125,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,780 | $124,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 6,282 | $124,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 5,794 | $124,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 14,682 | $124,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 14,402 | $124,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,200 | $124,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 6,290 | $124,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,100 | $124,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 3,686 | $123,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,689 | $123,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 6,852 | $123,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,103 | $123,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 7,154 | $123,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 928 | $123,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 5,052 | $123,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 2,293 | $123,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,671 | $122,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 82,392 | $122,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,200 | $122,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 2,877 | $122,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 4,674 | $122,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 4,178 | $122,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 6,333 | $122,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,535 | $121,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,400 | $121,000 | thousands by filing date | put |
| MONROE CAPITAL CORP | 610335101 | COM | 7,670 | $121,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 8,475 | $121,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 8,200 | $121,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 28,700 | $121,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,532 | $120,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 8,476 | $120,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,390 | $120,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 4,200 | $120,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 2,610 | $120,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 93,900 | $120,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,651 | $119,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,836 | $118,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 6,979 | $118,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 7,530 | $118,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 14,623 | $118,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,400 | $118,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 9,339 | $118,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 5,361 | $118,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 19,218 | $118,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 9,257 | $118,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,400 | $117,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,035 | $117,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 4,145 | $117,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,600 | $117,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,800 | $117,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 3,758 | $117,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,628 | $117,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 7,617 | $117,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 27,900 | $117,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,000 | $116,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,700 | $116,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 667 | $116,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 9,722 | $116,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 9,358 | $116,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 21,135 | $116,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,918 | $116,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,514 | $116,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,500 | $116,000 | thousands by filing date | put |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 8,996 | $116,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 8,119 | $116,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,300 | $115,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 12,527 | $115,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,143 | $115,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,515 | $115,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 500 | $115,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 13,500 | $115,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,500 | $115,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 11,159 | $115,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $115,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,134 | $115,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,758 | $115,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 3,100 | $114,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 7,900 | $114,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 7,597 | $113,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 6,000 | $113,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,000 | $113,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2,500 | $113,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 4,000 | $112,000 | thousands by filing date | put |
| CALAMOS DY COM NPV | 12811V105 | COM | 5,850 | $112,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,700 | $112,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 209,135 | $112,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 13,126 | $112,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 103,000 | $112,000 | thousands by filing date | principal |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 6,722 | $111,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 7,071 | $111,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 17,056 | $111,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 23,250 | $111,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 36,200 | $111,000 | thousands by filing date | call |
| AUTOBYTEL INC | 05275N205 | COM | 8,819 | $111,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,890 | $111,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 100,000 | $111,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 110,000 | $111,000 | thousands by filing date | principal |
| PRICESMART INC COM | 741511109 | Stock | 1,191 | $110,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,200 | $110,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,700 | $110,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,549 | $110,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 19,300 | $110,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 3,100 | $110,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 8,737 | $110,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 5,826 | $110,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 31,500 | $109,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 9,900 | $109,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 6,000 | $109,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 68,000 | $109,000 | thousands by filing date | call |
| UCP INC - CL A | 90265Y106 | Common Stock | 10,707 | $109,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 34,496 | $108,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 12,200 | $108,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 17,600 | $108,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 96,000 | $108,000 | thousands by filing date | principal |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 8,700 | $108,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 1,993 | $107,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,263 | $107,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 17,500 | $107,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 2,965 | $107,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,087 | $107,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 7,481 | $107,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,900 | $107,000 | thousands by filing date | call |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 2,531 | $107,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 13,098 | $107,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,800 | $106,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 5,000 | $106,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 8,650 | $106,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 4,630 | $106,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 23,900 | $106,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 10,079 | $106,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 989 | $105,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,200 | $105,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 2,556 | $105,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,180 | $105,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 6,758 | $105,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 8,267 | $105,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,979 | $105,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,500 | $104,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,000 | $104,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,134 | $104,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 7,435 | $104,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,999 | $104,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,240 | $104,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 13,706 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 7,950 | $104,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 9,001 | $104,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 4,200 | $104,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,600 | $104,000 | thousands by filing date | put |
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 100,000 | $104,000 | thousands by filing date | principal |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,192 | $103,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 5,500 | $103,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 14,851 | $103,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 4,309 | $103,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 7,200 | $103,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,100 | $103,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 1,600 | $103,000 | thousands by filing date | put |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,939 | $103,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 7,997 | $103,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 6,364 | $103,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 6,738 | $102,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 2,600 | $102,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 11,700 | $102,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,500 | $102,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 4,548 | $102,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,787 | $101,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,548 | $101,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 20,900 | $101,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 7,500 | $101,000 | thousands by filing date | call |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,088 | $101,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 22,700 | $101,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 3,639 | $101,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,573 | $101,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $101,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,000 | $100,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 7,243 | $100,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 9,567 | $100,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 6,654 | $100,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,431 | $100,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 3,993 | $100,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,300 | $99,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 5,200 | $99,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 7,100 | $99,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,888 | $99,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 15,300 | $99,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $99,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,385 | $99,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 5,349 | $99,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,651 | $99,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 26,396 | $99,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 6,842 | $98,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 7,300 | $98,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,919 | $98,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 500 | $98,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 4,700 | $98,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 16,802 | $98,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,900 | $97,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,300 | $97,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 6,500 | $97,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 804 | $96,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,180 | $96,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,700 | $96,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 15,800 | $96,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 41,586 | $96,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 15,300 | $96,000 | thousands by filing date | call |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 3,735 | $96,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,548 | $95,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 4,200 | $95,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 10,664 | $95,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 11,532 | $95,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 14,412 | $95,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 4,900 | $95,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 13,790 | $95,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,351 | $94,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 8,553 | $94,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 29,600 | $94,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 2,600 | $93,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,600 | $93,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 4,092 | $93,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 700 | $93,000 | thousands by filing date | put |
| ALCENTRA CAP CORP | 01374T102 | COM | 6,779 | $93,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,211 | $93,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 30,952 | $93,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,100 | $92,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,800 | $92,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 27,200 | $92,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,800 | $92,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 6,071 | $92,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 1,874 | $92,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,596 | $92,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,300 | $92,000 | thousands by filing date | call |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 93,000 | $92,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 944 | $91,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 2,670 | $91,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,100 | $91,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 8,500 | $91,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L101 | COM | 4,138 | $91,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 2,816 | $91,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 12,186 | $91,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,500 | $90,000 | thousands by filing date | put |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 872 | $90,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,666 | $90,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 39,600 | $90,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 2,800 | $90,000 | thousands by filing date | put |
| COUNTY BANCORP INC | 221907108 | COM | 3,112 | $90,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 10,803 | $90,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,623 | $89,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,200 | $89,000 | thousands by filing date | call |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 9,367 | $89,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,100 | $89,000 | thousands by filing date | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,215 | $89,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,099 | $89,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 7,000 | $89,000 | thousands by filing date | call |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,100 | $89,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 2,224 | $89,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 3,848 | $89,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 4,600 | $89,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,768 | $88,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 6,300 | $88,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 1,400 | $88,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,357 | $88,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 5,204 | $88,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 6,900 | $88,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 27,493 | $88,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 2,335 | $88,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,400 | $87,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,545 | $87,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 5,100 | $87,000 | thousands by filing date | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 2,534 | $87,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,555 | $87,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,048 | $87,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 3,880 | $87,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,200 | $86,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 1,400 | $86,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 2,000 | $86,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 5,639 | $86,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 21,219 | $86,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 2,470 | $86,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 9,502 | $86,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 6,128 | $86,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,556 | $86,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 12,321 | $86,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 9,725 | $86,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,600 | $85,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,463 | $85,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 4,800 | $85,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 22,700 | $85,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 20,426 | $85,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,683 | $85,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 14,791 | $85,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,006 | $84,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,184 | $84,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,849 | $84,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 5,756 | $84,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 8,015 | $84,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 5,899 | $84,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 3,457 | $84,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 1,816 | $84,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5,954 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,600 | $84,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 99 | $84,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 79,000 | $84,000 | thousands by filing date | principal |
| GLAUKOS CORP COM | 377322102 | Stock | 1,638 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,261 | $83,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,500 | $83,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 18,600 | $83,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,655 | $83,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 12,682 | $83,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 13,547 | $83,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 1,300 | $83,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323104 | COM | 3,600 | $83,000 | thousands by filing date | call |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 48,000 | $83,000 | thousands by filing date | principal |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,100 | $82,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 3,400 | $82,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 917 | $82,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,832 | $82,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,100 | $82,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,536 | $82,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,883 | $82,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,100 | $81,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 999 | $81,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 7,600 | $81,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 2,500 | $81,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 8,131 | $81,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 5,819 | $81,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 2,982 | $81,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 4,319 | $80,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,500 | $80,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 3,350 | $80,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 1,600 | $80,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,173 | $80,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 3,400 | $80,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,500 | $80,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,849 | $80,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,100 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,414 | $80,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 4,000 | $80,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 700 | $79,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 2,400 | $79,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 600 | $79,000 | thousands by filing date | put |
| GLOBANT S A | L44385109 | COM | 2,170 | $79,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,740 | $79,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 35,325 | $78,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 8,500 | $78,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 1,200 | $78,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 31,800 | $78,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 3,486 | $78,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 3,083 | $78,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,703 | $78,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,395 | $78,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 7,100 | $78,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 800 | $78,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 1,205 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 5,167 | $78,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,994 | $78,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,535 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 690 | $78,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 666 | $78,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,469 | $78,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 9,469 | $78,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,136 | $77,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,735 | $77,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 5,358 | $77,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 8,606 | $77,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,034 | $77,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 19,307 | $77,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 900 | $76,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,865 | $76,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 3,093 | $76,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 9,134 | $76,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,170 | $76,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 500 | $76,000 | thousands by filing date | put |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,924 | $76,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 8,100 | $76,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 36,000 | $76,000 | thousands by filing date | principal |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 6,545 | $76,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 8,995 | $75,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,100 | $75,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,884 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,750 | $75,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 5,907 | $75,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 13,800 | $75,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 4,836 | $75,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 4,180 | $75,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 10,165 | $75,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 4,676 | $75,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 26,234 | $75,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,000 | $74,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 700 | $74,000 | thousands by filing date | call |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 704 | $74,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,400 | $74,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 700 | $74,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 700 | $74,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,768 | $74,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,834 | $74,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 2,629 | $74,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 3,751 | $74,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 628 | $73,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,416 | $73,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 998 | $73,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,600 | $73,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 581 | $73,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 4,305 | $73,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,600 | $73,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,028 | $73,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 6,100 | $73,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 845 | $73,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,900 | $73,000 | thousands by filing date | call |
| InterContinental Hotels | 45857p608 | CS | 1,494 | $73,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,981 | $72,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,920 | $72,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 25,196 | $72,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 13,256 | $72,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 5,973 | $72,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 4,200 | $71,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 3,742 | $71,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $71,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,900 | $71,000 | thousands by filing date | call |
| PRAXAIR INC | 74005P104 | COM | 600 | $71,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 5,100 | $71,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,400 | $71,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 1,090 | $71,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,929 | $71,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,419 | $71,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 7,700 | $71,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 693 | $70,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 2,456 | $70,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 4,400 | $70,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 2,727 | $70,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,152 | $70,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,100 | $70,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 50,891 | $70,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 6,330 | $70,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 3,600 | $70,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 7,115 | $70,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 811 | $70,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,766 | $70,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,858 | $70,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 7,949 | $70,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 2,680 | $70,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 5,235 | $70,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 6,972 | $70,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,100 | $69,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 544 | $69,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 747 | $69,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 300 | $69,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,455 | $69,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,233 | $69,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,729 | $69,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 65,000 | $69,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 9,698 | $68,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 6,114 | $68,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,136 | $68,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,100 | $68,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,121 | $68,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,287 | $68,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 600 | $68,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 3,800 | $67,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,600 | $67,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,100 | $67,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,119 | $67,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000085 | this filing | 2017-05-12 | acceptance time not in the bulk data set |