13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,131 holding rows worth $97,965,475,000.
- Accession
- 0000831001-16-000328
- Filer
- CIK 831001
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 14,983 entries on the cover page, a total value of $97,965,475,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,965,489,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIRNETX HLDG CORP | 92823T108 | COM | 14,000 | $56,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 18,557 | $56,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,411 | $56,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 4,084 | $56,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 9,384 | $56,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 99,000 | $56,000 | thousands by filing date | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 6,261 | $55,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,700 | $55,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 5,300 | $55,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 2,100 | $55,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,000 | $55,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 7,172 | $55,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 2,125 | $55,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,300 | $55,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 6,542 | $55,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 8,549 | $55,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 6,184 | $55,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 3,691 | $54,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 800 | $54,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,306 | $54,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 2,449 | $54,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,300 | $54,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,401 | $54,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 22,006 | $54,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 5,298 | $54,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 2,922 | $54,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 500 | $54,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 19,520 | $54,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,555 | $54,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,800 | $54,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 2,882 | $54,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,100 | $54,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 2,100 | $54,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 50,000 | $54,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 5,541 | $53,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 5,020 | $53,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,058 | $53,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,000 | $53,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 17,061 | $53,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,682 | $53,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 5,200 | $53,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,903 | $52,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,500 | $52,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 4,359 | $52,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 5,065 | $52,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 3,472 | $52,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 4,979 | $52,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 40 | $52,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 3,213 | $52,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,900 | $52,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 27,300 | $52,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 9,900 | $52,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 6,700 | $52,000 | thousands by filing date | call |
| EMC INS GROUP INC | 268664109 | COM | 1,860 | $52,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 300 | $51,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,457 | $51,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,400 | $51,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 3,220 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 3,750 | $51,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,810 | $51,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,000 | $51,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,618 | $51,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,900 | $51,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 36,111 | $51,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 480 | $51,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 6,131 | $51,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 23,327 | $51,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 3,444 | $51,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 480 | $50,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,538 | $50,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,000 | $50,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 4,220 | $50,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 3,509 | $50,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,613 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,040 | $50,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,389 | $50,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 23,207 | $50,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 22,670 | $50,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 39,000 | $50,000 | thousands by filing date | principal |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,000 | $49,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,313 | $49,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 5,602 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 902 | $49,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,427 | $49,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 5,498 | $49,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,856 | $49,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 12,700 | $49,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,519 | $49,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 4,034 | $49,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,731 | $49,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 10,800 | $49,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 3,000 | $49,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,447 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 785 | $48,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,674 | $48,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,314 | $48,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,500 | $48,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,800 | $48,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 5,856 | $48,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 5,340 | $48,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 7,210 | $48,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 2,017 | $48,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 3,254 | $48,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 2,200 | $48,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 7,853 | $48,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 735 | $47,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,699 | $47,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,900 | $47,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 20,000 | $47,000 | thousands by filing date | call |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 4,360 | $47,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,581 | $46,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 400 | $46,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 615 | $46,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 5,975 | $46,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,600 | $46,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 3,593 | $46,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 2,882 | $46,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,796 | $46,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 3,248 | $46,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,039 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,707 | $46,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,161 | $46,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,715 | $46,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 60,000 | $46,000 | thousands by filing date | principal |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 11,150 | $46,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 4,187 | $45,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,302 | $45,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 700 | $45,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 500 | $45,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 3,447 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,381 | $45,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 9,477 | $45,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 7,023 | $45,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 20,357 | $45,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,923 | $45,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,063 | $45,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 26,900 | $45,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 2,400 | $45,000 | thousands by filing date | call |
| TRC COS INC | 872625108 | COM | 7,118 | $45,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 2,015 | $45,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,713 | $45,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 7,821 | $45,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 12,200 | $45,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 3,402 | $45,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 14,592 | $45,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 3,594 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 864 | $44,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,500 | $44,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 2,380 | $44,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 851 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,322 | $44,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 755 | $44,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,100 | $44,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 2,173 | $44,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,500 | $44,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 21,528 | $44,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,831 | $44,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 3,000 | $44,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,937 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 896 | $43,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 4,117 | $43,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 2,672 | $43,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,090 | $43,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,406 | $43,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,332 | $43,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,200 | $43,000 | thousands by filing date | put |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $43,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 106,000 | $43,000 | thousands by filing date | principal |
| GUARANTY BANCORP | 40075T607 | COM | 2,560 | $43,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 4,606 | $43,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 1,150 | $43,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,200 | $42,000 | thousands by filing date | call |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,339 | $42,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 8,300 | $42,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 9,824 | $42,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 26,659 | $42,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 9,600 | $42,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,235 | $42,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 15,157 | $42,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 17,838 | $42,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 2,737 | $42,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 6,637 | $42,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,900 | $42,000 | thousands by filing date | call |
| NEURODERM LTD | M74231107 | ORD SHS | 2,582 | $42,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,626 | $41,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 396 | $41,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,500 | $41,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,042 | $41,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,033 | $41,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 3,906 | $41,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 3,000 | $41,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 6,847 | $41,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,385 | $41,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,305 | $41,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 3,067 | $41,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 6,400 | $41,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 14,322 | $41,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 2,500 | $41,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 8,200 | $41,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 5,400 | $41,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 19,600 | $41,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 6,145 | $41,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,385 | $40,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 6,665 | $40,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,424 | $40,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,173 | $40,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,147 | $40,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 6,063 | $40,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 3,318 | $40,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,011 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,475 | $40,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 5,026 | $40,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 4,737 | $40,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,623 | $40,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 6,421 | $40,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,086 | $40,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,801 | $40,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,650 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,000 | $40,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,551 | $40,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 4,300 | $40,000 | thousands by filing date | call |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 1,220 | $40,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,986 | $39,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,456 | $39,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 3,598 | $39,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 2,400 | $39,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 9,441 | $39,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 2,620 | $39,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 968 | $39,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,700 | $39,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 6,034 | $39,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,100 | $39,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 166,439 | $39,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 5,990 | $39,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 2,545 | $39,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 4,176 | $39,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 244 | $38,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,300 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,272 | $38,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,099 | $38,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,250 | $38,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 200 | $38,000 | thousands by filing date | put |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,553 | $38,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 3,469 | $38,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,353 | $38,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 750 | $38,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 9,975 | $38,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 2,144 | $38,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 395 | $38,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,076 | $38,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,648 | $38,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 25,306 | $38,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 3,809 | $38,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,791 | $38,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,722 | $38,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,850 | $38,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 6,025 | $38,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,800 | $37,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 4,200 | $37,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 842 | $37,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,300 | $37,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 4,930 | $37,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 586 | $37,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 2,200 | $37,000 | thousands by filing date | put |
| AMAYA INC | 02314M108 | COM | 2,417 | $37,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 4,909 | $37,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 4,600 | $37,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 475 | $36,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 650 | $36,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,993 | $36,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,200 | $36,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 500 | $36,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,522 | $36,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,290 | $36,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,129 | $36,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 9,839 | $36,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,700 | $36,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 15,300 | $36,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 500 | $36,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 1,968 | $36,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,663 | $36,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 29,440 | $36,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 800 | $36,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 6,082 | $36,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,648 | $36,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 7,249 | $36,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 659 | $36,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 5,656 | $36,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 6,455 | $35,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 701 | $35,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,400 | $35,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 581 | $35,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,954 | $35,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,984 | $35,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,710 | $35,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 889 | $35,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 3,948 | $35,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 972 | $35,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,700 | $35,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 8,628 | $35,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 25,000 | $35,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 5,273 | $35,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,990 | $35,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 3,289 | $35,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 3,847 | $35,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 2,400 | $35,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 818 | $34,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 500 | $34,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 2,780 | $34,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 300 | $34,000 | thousands by filing date | put |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,010 | $34,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 7,756 | $34,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 969 | $34,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,152 | $34,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 996 | $34,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 3,496 | $34,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 6,000 | $34,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 10,970 | $34,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 8,400 | $34,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,626 | $34,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 5,600 | $34,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 4,942 | $34,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,045 | $34,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 3,244 | $34,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,996 | $33,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,492 | $33,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,192 | $33,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 2,437 | $33,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,242 | $33,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 4,035 | $33,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 2,085 | $33,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,271 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,000 | $33,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 8,334 | $33,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,792 | $33,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,073 | $33,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 6,000 | $33,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,411 | $33,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 1,413 | $33,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 2,900 | $33,000 | thousands by filing date | call |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,141 | $33,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,692 | $33,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 23,600 | $33,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 14,200 | $33,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 6,700 | $33,000 | thousands by filing date | call |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,629 | $33,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 2,000 | $33,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 8,089 | $33,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 3,096 | $33,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 2,575 | $33,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 5,000 | $33,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 17,931 | $33,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,346 | $32,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,238 | $32,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,200 | $32,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 421 | $32,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,407 | $32,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,029 | $32,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,319 | $32,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,466 | $32,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,163 | $32,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,251 | $32,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 7,658 | $32,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 1,338 | $32,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 522 | $31,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 402 | $31,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,000 | $31,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 16,900 | $31,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 1,130 | $31,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 569 | $31,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,792 | $31,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,170 | $31,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,239 | $31,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,615 | $31,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,850 | $31,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 782 | $31,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 11,603 | $31,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 1,196 | $31,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,667 | $31,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 2,571 | $31,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 3,041 | $31,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 2,000 | $31,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 1,942 | $31,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 6,201 | $31,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 9,633 | $31,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 600 | $30,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,000 | $30,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,266 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,600 | $30,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,230 | $30,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 6,367 | $30,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,444 | $30,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,650 | $30,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,312 | $30,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,223 | $30,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,395 | $30,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 13,145 | $30,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,846 | $30,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,000 | $30,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,650 | $30,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 9,513 | $30,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,404 | $30,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 2,233 | $30,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,797 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 3,000 | $30,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 9,387 | $30,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 2,540 | $30,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 1,278 | $30,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 2,600 | $30,000 | thousands by filing date | call |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 5,400 | $30,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,115 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 357 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 261 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 405 | $29,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,386 | $29,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,819 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 929 | $29,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 710 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,832 | $29,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 2,600 | $29,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,931 | $29,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,957 | $29,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 19,854 | $29,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 1,343 | $29,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,017 | $29,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,024 | $29,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,043 | $29,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,500 | $29,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 1,900 | $29,000 | thousands by filing date | put |
| RENREN INC | 759892102 | SPONSORED ADR | 16,115 | $29,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 3,000 | $29,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 5,400 | $29,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 325 | $29,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 4,750 | $29,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 935 | $29,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,546 | $29,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 8,422 | $29,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 2,301 | $29,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 5,875 | $29,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 273 | $28,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,300 | $28,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,398 | $28,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,102 | $28,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,614 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 626 | $28,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 4,057 | $28,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,054 | $28,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,081 | $28,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 5,352 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 735 | $28,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 787 | $28,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,420 | $28,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 1,319 | $28,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,135 | $28,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 15,100 | $28,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 870 | $28,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 743 | $28,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,600 | $28,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 4,257 | $28,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 6,608 | $28,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,715 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 2,000 | $28,000 | thousands by filing date | call |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 28,000 | $28,000 | thousands by filing date | principal |
| TUBEMOGUL INC COM | 898570106 | Stock | 2,322 | $28,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 2,000 | $28,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 9,571 | $27,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 270 | $27,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 300 | $27,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,600 | $27,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,400 | $27,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,500 | $27,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,727 | $27,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,435 | $27,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 700 | $27,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4,241 | $27,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,255 | $27,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,700 | $27,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 458 | $27,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,183 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 771 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 982 | $27,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 8,311 | $27,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 6,264 | $27,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 6,712 | $27,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 7,016 | $27,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 4,310 | $27,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 3,485 | $27,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 7,212 | $27,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,060 | $27,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 7,612 | $27,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 24,000 | $27,000 | thousands by filing date | principal |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,516 | $27,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 8,854 | $27,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,094 | $27,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 1,836 | $27,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 5,700 | $27,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 950 | $26,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,026 | $26,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,801 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 400 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000328 | this filing | 2016-08-12 | acceptance time not in the bulk data set |