13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,131 holding rows worth $97,965,475,000.
- Accession
- 0000831001-16-000328
- Filer
- CIK 831001
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 14,983 entries on the cover page, a total value of $97,965,475,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,965,489,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 14,523 | $110,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 8,192 | $110,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 9,223 | $109,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 17,392 | $109,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,600 | $109,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 15,625 | $109,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 8,268 | $109,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 3,518 | $109,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 38,377 | $109,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,610 | $109,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 7,463 | $109,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 63,371 | $109,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 7,882 | $108,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 3,700 | $108,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,390 | $108,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 7,705 | $108,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,578 | $108,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 10,041 | $108,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 6,242 | $108,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,200 | $107,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 1,214 | $107,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,063 | $107,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,500 | $107,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 6,726 | $107,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,715 | $107,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 20,225 | $107,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 2,528 | $107,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 258 | $106,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 3,876 | $106,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,100 | $106,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 3,494 | $106,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 7,607 | $106,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 2,601 | $106,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,000 | $106,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,500 | $106,000 | thousands by filing date | put |
| B COMMUNICATIONS LTD | M15629104 | SHS | 4,415 | $106,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 11,897 | $106,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,700 | $105,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,600 | $105,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,775 | $105,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 5,592 | $105,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 4,791 | $105,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 17,647 | $105,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 5,278 | $105,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,400 | $104,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,616 | $104,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,620 | $104,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,979 | $104,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 5,390 | $104,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 65,477 | $104,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 56,600 | $103,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,279 | $103,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 6,875 | $103,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 17,036 | $103,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 24,527 | $103,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,200 | $102,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,900 | $102,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,200 | $102,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 18,962 | $102,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 5,779 | $102,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 10,022 | $102,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 13,996 | $102,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 4,719 | $101,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 6,796 | $101,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,119 | $101,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 25,612 | $101,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,500 | $100,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 1,572 | $100,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 5,530 | $100,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,000 | $100,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 18,163 | $100,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 5,577 | $100,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 5,748 | $99,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 8,098 | $99,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 16,738 | $99,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 8,291 | $99,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 11,270 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 4,057 | $99,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,436 | $99,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 6,048 | $99,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 4,004 | $99,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 7,100 | $99,000 | thousands by filing date | call |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 4,474 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 5,583 | $99,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 7,597 | $99,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 6,636 | $99,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,135 | $98,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,300 | $98,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,203 | $98,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4,191 | $98,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 5,745 | $98,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 7,117 | $98,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 7,048 | $98,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,540 | $98,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,100 | $98,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 5,336 | $98,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 9,545 | $98,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 13,751 | $98,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,539 | $97,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 9,800 | $97,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 9,649 | $97,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 2,229 | $97,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 12,835 | $97,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 7,923 | $97,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 15,745 | $97,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 2,726 | $97,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,842 | $97,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,506 | $96,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 9,612 | $96,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 4,753 | $96,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,335 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,300 | $96,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 16,234 | $96,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 39,908 | $96,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 12,485 | $96,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 4,181 | $96,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 8,228 | $96,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 923 | $95,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 1,578 | $95,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,675 | $95,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,720 | $95,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,123 | $95,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 4,321 | $95,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 7,081 | $95,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,106 | $94,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 2,245 | $94,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,387 | $94,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 10,954 | $94,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 5,027 | $94,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 6,791 | $94,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 8,045 | $94,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 12,085 | $94,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 7,800 | $93,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 3,500 | $93,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 3,700 | $93,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 5,163 | $93,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,708 | $93,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,000 | $93,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 71,400 | $93,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 15,700 | $93,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 2,000 | $93,000 | thousands by filing date | call |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 6,735 | $93,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,457 | $92,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,358 | $92,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 20,143 | $92,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 3,334 | $92,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 33,738 | $91,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 8,597 | $91,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 3,600 | $91,000 | thousands by filing date | call |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,479 | $91,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 23,180 | $91,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,794 | $91,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 14,601 | $91,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 11,264 | $91,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,738 | $90,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,100 | $90,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 2,850 | $90,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,131 | $90,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,266 | $90,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,092 | $90,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,816 | $90,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 52,912 | $90,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 14,735 | $90,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 6,944 | $90,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 85,000 | $90,000 | thousands by filing date | principal |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,069 | $89,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,890 | $89,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 7,616 | $89,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,417 | $89,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 5,687 | $89,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,206 | $89,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,593 | $89,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,060 | $89,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 8,600 | $89,000 | thousands by filing date | put |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 4,504 | $89,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 7,377 | $89,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 9,696 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 3,207 | $88,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 15,983 | $88,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 4,920 | $88,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,300 | $88,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 5,700 | $88,000 | thousands by filing date | call |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,073 | $88,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 2,139 | $88,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 16,400 | $88,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 18,600 | $88,000 | thousands by filing date | call |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 14,600 | $88,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 13,972 | $88,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 24,900 | $87,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 510 | $87,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,429 | $87,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 808 | $87,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 5,691 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,292 | $87,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 4,400 | $87,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 1,300 | $86,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 500 | $86,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 599 | $86,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,000 | $86,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 6,099 | $86,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,553 | $86,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 7,600 | $86,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 8,200 | $86,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 6,358 | $86,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,090 | $86,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 5,424 | $86,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,951 | $86,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 956 | $85,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 500 | $85,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 5,500 | $85,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 8,600 | $85,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,100 | $85,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,554 | $85,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 30,256 | $85,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,502 | $85,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 4,701 | $85,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 3,189 | $85,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,571 | $84,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,664 | $84,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,396 | $84,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 25,800 | $84,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,283 | $84,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 43,900 | $84,000 | thousands by filing date | call |
| ROUSE PPTYS INC | 779287101 | COM | 4,582 | $84,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,100 | $84,000 | thousands by filing date | call |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 6,463 | $84,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 1,500 | $84,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 6,155 | $83,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,700 | $83,000 | thousands by filing date | put |
| NEWTEKONE INC | 652526203 | COM NEW | 6,519 | $83,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,734 | $83,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 4,284 | $83,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,100 | $83,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,347 | $83,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 6,693 | $83,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 8,773 | $83,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 2,414 | $82,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,100 | $82,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 898 | $82,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,162 | $82,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 8,110 | $82,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,110 | $82,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,300 | $82,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,277 | $82,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 14,818 | $82,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,237 | $82,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 8,822 | $82,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,400 | $81,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 7,228 | $81,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 4,316 | $81,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 5,104 | $81,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,000 | $81,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 5,057 | $81,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,700 | $81,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,665 | $81,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 3,010 | $81,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,300 | $81,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 1,694 | $80,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,834 | $80,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 753 | $80,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 2,000 | $80,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 2,161 | $80,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 17,536 | $80,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 64,000 | $79,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 9,618 | $79,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,000 | $79,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 7,835 | $79,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,551 | $78,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 9,731 | $78,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 3,698 | $78,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 3,793 | $78,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,426 | $78,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,321 | $78,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 4,966 | $78,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,500 | $78,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 6,928 | $78,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 3,661 | $78,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,637 | $78,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 5,833 | $78,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 136,019 | $78,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 700 | $77,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,362 | $77,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 5,300 | $77,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 600 | $77,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 3,958 | $77,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,254 | $77,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 5,113 | $77,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 5,241 | $77,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 21,682 | $77,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,132 | $77,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 6,651 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,900 | $77,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 892 | $76,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,326 | $76,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 3,083 | $76,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 8,528 | $76,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,900 | $76,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 9,326 | $76,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,502 | $76,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 3,126 | $76,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,970 | $76,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 9,700 | $76,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 4,500 | $76,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 11,885 | $76,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,200 | $75,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,500 | $75,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,271 | $75,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 8,994 | $75,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 600 | $75,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 623 | $75,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 9,144 | $75,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 2,800 | $75,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 4,328 | $75,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 8,100 | $75,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 20,391 | $75,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 77,000 | $75,000 | thousands by filing date | principal |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,974 | $75,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 4,171 | $74,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 724 | $74,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,859 | $74,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 14,072 | $74,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,700 | $74,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,072 | $74,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 7,800 | $74,000 | thousands by filing date | call |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 4,000 | $74,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 9,661 | $74,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 7,946 | $73,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,783 | $73,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,292 | $73,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,100 | $73,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,437 | $73,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,366 | $73,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,567 | $73,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,899 | $73,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 3,316 | $73,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 12,397 | $73,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,870 | $73,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 6,452 | $73,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 3,983 | $73,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 11,301 | $73,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,274 | $72,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 6,426 | $72,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 48,300 | $72,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,000 | $71,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,708 | $71,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,011 | $71,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,910 | $71,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,775 | $71,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,423 | $70,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 900 | $70,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 7,100 | $70,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 4,645 | $70,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 4,756 | $70,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 7,009 | $70,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 4,241 | $70,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 6,602 | $70,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 5,703 | $69,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,144 | $69,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,347 | $69,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 6,273 | $69,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,877 | $69,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,719 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,371 | $69,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 500 | $69,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 4,387 | $69,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 6,928 | $69,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,700 | $69,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 3,936 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,345 | $68,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 5,756 | $68,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,173 | $68,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,516 | $68,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 2,730 | $68,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,291 | $68,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 16,651 | $68,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,800 | $68,000 | thousands by filing date | call |
| MILACRON HLDGS CORP | 59870L106 | COM | 4,671 | $68,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,900 | $68,000 | thousands by filing date | call |
| LIFELOCK INC COM | 53224V100 | COM | 4,318 | $68,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 55,000 | $68,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 10,697 | $68,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,000 | $67,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 11,683 | $67,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,173 | $67,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 13,389 | $67,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 12,472 | $67,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 6,498 | $67,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,289 | $67,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 6,100 | $67,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 8,433 | $67,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,000 | $66,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,200 | $66,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 28,530 | $66,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,200 | $66,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,755 | $66,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 2,880 | $66,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 1,374 | $66,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 2,590 | $66,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,300 | $65,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 1,445 | $65,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 6,395 | $65,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,889 | $65,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,925 | $65,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 3,000 | $65,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 5,333 | $65,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,155 | $65,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 2,932 | $65,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 800 | $64,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 624 | $64,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 3,313 | $64,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 4,900 | $64,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,087 | $64,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 705 | $63,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 6,787 | $63,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $63,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 9,331 | $63,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 1,181 | $63,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,079 | $63,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 2,948 | $63,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 9,756 | $63,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 700 | $62,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,124 | $62,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,459 | $62,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 3,529 | $62,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,913 | $62,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,929 | $62,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 27,940 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,082 | $62,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 6,992 | $62,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 36,750 | $62,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 11,500 | $62,000 | thousands by filing date | call |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 4,745 | $62,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 5,115 | $61,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,100 | $61,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 6,300 | $61,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 21,438 | $61,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,899 | $61,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 4,000 | $61,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 4,198 | $61,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 32,700 | $61,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 8,119 | $61,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,151 | $61,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,107 | $61,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,200 | $61,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 6,970 | $61,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 7,900 | $61,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 500 | $61,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 73 | $61,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,400 | $60,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 48,200 | $60,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,400 | $60,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,600 | $60,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,500 | $60,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 3,426 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,846 | $60,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,620 | $60,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,481 | $60,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,501 | $60,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,393 | $60,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,083 | $60,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 8,500 | $60,000 | thousands by filing date | call |
| SP PLUS CORP | 78469C103 | COM | 2,651 | $60,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 3,723 | $60,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 11,680 | $60,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 4,000 | $60,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 6,500 | $60,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 4,000 | $60,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 16,200 | $60,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 16,607 | $59,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,166 | $59,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,200 | $59,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,274 | $59,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 2,329 | $59,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 11,616 | $59,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,600 | $59,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 8,880 | $59,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,705 | $59,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 5,122 | $58,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4,689 | $58,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 3,648 | $58,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 4,168 | $58,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,515 | $58,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 4,419 | $58,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,846 | $57,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,800 | $57,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 975 | $57,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,050 | $57,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,383 | $57,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,400 | $57,000 | thousands by filing date | call |
| KMG CHEMICALS INC | 482564101 | COM | 2,210 | $57,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,200 | $57,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,500 | $57,000 | thousands by filing date | put |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 5,057 | $57,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 3,600 | $57,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 8,000 | $56,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 2,373 | $56,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,600 | $56,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,043 | $56,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 4,641 | $56,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,700 | $56,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000328 | this filing | 2016-08-12 | acceptance time not in the bulk data set |