13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,131 holding rows worth $97,965,475,000.
- Accession
- 0000831001-16-000328
- Filer
- CIK 831001
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 14,983 entries on the cover page, a total value of $97,965,475,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,965,489,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| W & T OFFSHORE INC | 92922P106 | COM | 11,403 | $26,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,550 | $26,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 400 | $26,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 400 | $26,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 2,500 | $26,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 263 | $26,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 2,565 | $26,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,000 | $26,000 | thousands by filing date | put |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,761 | $26,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 559 | $26,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,002 | $26,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 13,848 | $26,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 900 | $26,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,400 | $26,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 28,372 | $26,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,100 | $26,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 17,066 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 800 | $26,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 5,203 | $26,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,500 | $25,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 1,889 | $25,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,455 | $25,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 195 | $25,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,000 | $25,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,034 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,715 | $25,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,015 | $25,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,128 | $25,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,057 | $25,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,588 | $25,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 5,100 | $25,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 750 | $25,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 8,533 | $25,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 4,090 | $25,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 4,100 | $25,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 2,464 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,000 | $25,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 878 | $25,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 1,727 | $25,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 9,855 | $25,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 99 | $24,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,537 | $24,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 875 | $24,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 700 | $24,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,905 | $24,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,545 | $24,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,543 | $24,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,800 | $24,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 7,028 | $24,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,700 | $24,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 654 | $24,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,800 | $24,000 | thousands by filing date | call |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 798 | $24,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 4,277 | $24,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 1,089 | $24,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 2,716 | $24,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 8,335 | $24,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,868 | $24,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 5,842 | $24,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 800 | $24,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 419 | $23,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,200 | $23,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,000 | $23,000 | thousands by filing date | put |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 351 | $23,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 500 | $23,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 701 | $23,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 323 | $23,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,088 | $23,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,565 | $23,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,452 | $23,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 732 | $23,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,742 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,100 | $23,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 2,994 | $23,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 799 | $23,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 13,890 | $23,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 8,990 | $23,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 6,071 | $23,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 4,405 | $23,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 6,315 | $23,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 3,888 | $23,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,457 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,000 | $23,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 2,172 | $23,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 825 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,473 | $23,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 4,569 | $23,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,532 | $23,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 7,669 | $23,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 2,500 | $23,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 6,295 | $22,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 2,394 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 440 | $22,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,209 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 765 | $22,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,100 | $22,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,000 | $22,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,473 | $22,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,594 | $22,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,166 | $22,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 424 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 842 | $22,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 785 | $22,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 400 | $22,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 2,834 | $22,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 3,200 | $22,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 812 | $22,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,200 | $22,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 8,502 | $22,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 22,000 | $22,000 | thousands by filing date | principal |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 12,000 | $22,000 | thousands by filing date | principal |
| PFSWEB INC | 717098206 | COM | 2,343 | $22,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 12,928 | $22,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,690 | $22,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,300 | $22,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 2,100 | $22,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 4,154 | $22,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 894 | $22,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 1,123 | $22,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 2,657 | $22,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,951 | $22,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,029 | $22,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 23,501 | $22,000 | thousands by filing date | call |
| CLIFTON BANCORP INC | 186873105 | COM | 1,492 | $22,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,086 | $21,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 396 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 375 | $21,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 700 | $21,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,500 | $21,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 2,969 | $21,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 736 | $21,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,750 | $21,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,181 | $21,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2,800 | $21,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,481 | $21,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,330 | $21,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,514 | $21,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,490 | $21,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,000 | $21,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 16,100 | $21,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,900 | $21,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 908 | $21,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 657 | $21,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 567 | $21,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,200 | $21,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 527 | $21,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 700 | $21,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,144 | $21,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,000 | $21,000 | thousands by filing date | call |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,234 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 419 | $21,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,067 | $21,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 414 | $21,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 5,330 | $21,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 443 | $20,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 725 | $20,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 376 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 766 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 633 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 521 | $20,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 949 | $20,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 8,600 | $20,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 642 | $20,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 1,551 | $20,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 633 | $20,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 3,670 | $20,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,500 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,000 | $20,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 753 | $20,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,633 | $20,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 974 | $20,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 13,062 | $20,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 17,000 | $20,000 | thousands by filing date | principal |
| EXA CORP | 300614500 | COM | 1,417 | $20,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 765 | $20,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 354 | $20,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 5,456 | $20,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1,298 | $20,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 3,321 | $20,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 1,059 | $20,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 789 | $20,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 690 | $19,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 300 | $19,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,550 | $19,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,749 | $19,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,200 | $19,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 610 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 571 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 688 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 556 | $19,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,300 | $19,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 100 | $19,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,330 | $19,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,451 | $19,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,200 | $19,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,720 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 520 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 300 | $19,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,385 | $19,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 821 | $19,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,561 | $19,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 46,134 | $19,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,493 | $19,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 4,200 | $19,000 | thousands by filing date | put |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 2,387 | $19,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 22,734 | $19,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 4,269 | $19,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 3,384 | $19,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 5,438 | $19,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 6,387 | $19,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,019 | $19,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,977 | $19,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 1,700 | $19,000 | thousands by filing date | put |
| APIGEE CORP COM | 03765N108 | Stock | 1,552 | $19,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 570 | $18,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 404 | $18,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 325 | $18,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 194 | $18,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,559 | $18,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 981 | $18,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 745 | $18,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,389 | $18,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,054 | $18,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 400 | $18,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 738 | $18,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,063 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 335 | $18,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,293 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 728 | $18,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 3,819 | $18,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 900 | $18,000 | thousands by filing date | call |
| MMA Capital Management LLC | 55315D105 | COM | 1,000 | $18,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 6,686 | $18,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,340 | $18,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 661 | $18,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 1,300 | $18,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 8,070 | $18,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 679 | $18,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 1,129 | $18,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,047 | $18,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,341 | $18,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 489 | $18,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 400 | $17,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 300 | $17,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 496 | $17,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 400 | $17,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 660 | $17,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,432 | $17,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 2,400 | $17,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 7,371 | $17,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 200 | $17,000 | thousands by filing date | call |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,316 | $17,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 560 | $17,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 999 | $17,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 3,243 | $17,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,600 | $17,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,549 | $17,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 5,000 | $17,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 4,247 | $17,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 356 | $17,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 6,764 | $17,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 572 | $17,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,300 | $17,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 8,000 | $17,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 804 | $17,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,010 | $17,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 4,908 | $17,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 8,372 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 700 | $17,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 490 | $16,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 836 | $16,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 500 | $16,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 448 | $16,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 2,016 | $16,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 133 | $16,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 2,152 | $16,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,100 | $16,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 572 | $16,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 549 | $16,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,027 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 554 | $16,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 2,000 | $16,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 465 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 700 | $16,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 904 | $16,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,612 | $16,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 768 | $16,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 3,687 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 900 | $16,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 7,730 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 500 | $16,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 14,400 | $16,000 | thousands by filing date | call |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 4,292 | $16,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,928 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 485 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,020 | $16,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,101 | $16,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,984 | $16,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 1,624 | $16,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 2,645 | $16,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 1,850 | $16,000 | thousands by filing date | call |
| SIZMEK INC | 83013P105 | COM | 6,802 | $16,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 834 | $16,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 600 | $15,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 342 | $15,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 200 | $15,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 743 | $15,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 3,000 | $15,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 6,063 | $15,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 400 | $15,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 2,714 | $15,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 500 | $15,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 501 | $15,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 703 | $15,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 2,000 | $15,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 600 | $15,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 676 | $15,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 593 | $15,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,248 | $15,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 620 | $15,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,973 | $15,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,300 | $15,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 390 | $15,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 400 | $15,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 500 | $15,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,210 | $15,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,045 | $15,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,100 | $15,000 | thousands by filing date | put |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 1,930 | $15,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 500 | $15,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,700 | $15,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,161 | $15,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 6,277 | $15,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,304 | $15,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 700 | $15,000 | thousands by filing date | call |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 102 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,418 | $15,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 680 | $15,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 6,729 | $15,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,802 | $15,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 2,319 | $15,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 7,000 | $15,000 | thousands by filing date | call |
| AV HOMES INC | 00234P102 | COM | 1,222 | $15,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,263 | $15,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 832 | $15,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 235 | $15,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,108 | $15,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 376 | $15,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 8,129 | $15,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 541 | $15,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 3,287 | $15,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 1,220 | $15,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 3,526 | $15,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 17,000 | $15,000 | thousands by filing date | principal |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 23,479 | $15,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 1,096 | $15,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,471 | $14,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 5,350 | $14,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,500 | $14,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 612 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 360 | $14,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 3,372 | $14,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 334 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 832 | $14,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,050 | $14,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 305 | $14,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 877 | $14,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 570 | $14,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 571 | $14,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 320 | $14,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 142 | $14,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 655 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,150 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 400 | $14,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 450 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,000 | $14,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,104 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 306 | $14,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 391 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 300 | $14,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,000 | $14,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 1,750 | $14,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,347 | $14,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,200 | $14,000 | thousands by filing date | call |
| MYOKARDIA INC | 62857M105 | COM | 1,134 | $14,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 828 | $14,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 5,508 | $14,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 28,686 | $14,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,585 | $14,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,488 | $14,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 8,429 | $14,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,771 | $14,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 847 | $14,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 256 | $14,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,115 | $14,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 385 | $14,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,500 | $14,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 11,387 | $14,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 6,445 | $14,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 934 | $14,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 2,052 | $14,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,785 | $14,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,300 | $13,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 979 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 338 | $13,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 800 | $13,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 500 | $13,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 685 | $13,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 900 | $13,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 823 | $13,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,140 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 825 | $13,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 632 | $13,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 736 | $13,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 773 | $13,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,174 | $13,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,134 | $13,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 942 | $13,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 450 | $13,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 3,950 | $13,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,000 | $13,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 29,400 | $13,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 1,083 | $13,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,483 | $13,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,500 | $13,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 747,192 | $13,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 22,900 | $13,000 | thousands by filing date | call |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 467 | $13,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 854 | $13,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 296 | $13,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,000 | $13,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 1,101 | $13,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 520 | $13,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 650 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 555 | $13,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 1,450 | $13,000 | thousands by filing date | put |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 978 | $13,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 779 | $13,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 100 | $12,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 3,132 | $12,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,200 | $12,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,572 | $12,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 2,886 | $12,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 517 | $12,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 800 | $12,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,023 | $12,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 500 | $12,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 100 | $12,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,100 | $12,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,309 | $12,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 305 | $12,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 656 | $12,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 645 | $12,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 619 | $12,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,028 | $12,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,200 | $12,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 2,336 | $12,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,601 | $12,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,200 | $12,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 905 | $12,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 872 | $12,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 26,950 | $12,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,200 | $12,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 125 | $12,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,135 | $12,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 594 | $12,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,585 | $12,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 869 | $12,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 1,548 | $12,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,553 | $12,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $12,000 | thousands by filing date | principal |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 1,353 | $12,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 4,055 | $12,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 1,295 | $12,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 841 | $12,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 2,280 | $12,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 1,000 | $12,000 | thousands by filing date | |
| CALAMOS ETF TR | 12811T100 | FOCUS GROWTH | 1,190 | $12,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 85 | $11,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 111 | $11,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 800 | $11,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 765 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 487 | $11,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,061 | $11,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 949 | $11,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,000 | $11,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 801 | $11,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 600 | $11,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 255 | $11,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 560 | $11,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,450 | $11,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 3,786 | $11,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,330 | $11,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 293 | $11,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 502 | $11,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,050 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 420 | $11,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 875 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000328 | this filing | 2016-08-12 | acceptance time not in the bulk data set |