13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,131 holding rows worth $97,965,475,000.
- Accession
- 0000831001-16-000328
- Filer
- CIK 831001
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 14,983 entries on the cover page, a total value of $97,965,475,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,965,489,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WATSCO INC COM | 942622200 | Stock | 1,411 | $199,000 | thousands by filing date | |
| NATIONAL BANK OF ABU DHABI | M7080ZTU0 | MTNF 1.000% 3/1 | 200,000 | $199,000 | thousands by filing date | principal |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,551 | $198,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,367 | $198,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,994 | $198,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 79,600 | $198,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,813 | $198,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 4,755 | $198,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 4,400 | $198,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 8,816 | $197,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,900 | $197,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 3,469 | $197,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 25,405 | $197,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 8,202 | $197,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 8,131 | $197,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 4,268 | $197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,188 | $196,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,980 | $196,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,300 | $196,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,146 | $196,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,515 | $196,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,665 | $196,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 12,259 | $196,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 23,968 | $195,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 7,000 | $195,000 | thousands by filing date | call |
| FEDERAL MOGUL CORP | 313549404 | COM | 23,479 | $195,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 6,500 | $194,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 6,104 | $194,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 6,324 | $194,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 44,000 | $194,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 9,850 | $194,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5,509 | $193,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,973 | $193,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,113 | $193,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 61,381 | $193,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 16,293 | $193,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 19,530 | $193,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 36,825 | $193,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 10,780 | $193,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 17,676 | $192,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 5,767 | $192,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 8,194 | $192,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 6,895 | $192,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 7,808 | $192,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,400 | $191,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,030 | $191,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 9,000 | $191,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 5,824 | $191,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 8,233 | $191,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,149 | $190,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,767 | $190,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,800 | $189,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 136,500 | $189,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 20,600 | $189,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 14,601 | $189,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,181 | $188,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,500 | $188,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 10,051 | $188,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,400 | $188,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,000 | $188,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 16,905 | $188,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 5,300 | $188,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 7,400 | $188,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 9,954 | $187,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 11,002 | $187,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 9,895 | $187,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 16,962 | $187,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,800 | $186,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 15,034 | $186,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,034 | $186,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,905 | $186,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 5,995 | $186,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 3,037 | $185,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 174,000 | $185,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 26,020 | $184,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,000 | $184,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 28,856 | $184,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 8,384 | $184,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 22,200 | $184,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 8,976 | $184,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 7,200 | $183,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,900 | $183,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 29,521 | $183,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 30,700 | $183,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,484 | $182,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,042 | $182,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,913 | $181,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 16,095 | $181,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 14,000 | $181,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 16,000 | $180,000 | thousands by filing date | put |
| GLOBANT S A | L44385109 | COM | 4,574 | $180,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,500 | $180,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,100 | $180,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,393 | $180,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 12,760 | $180,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,600 | $179,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 32,636 | $179,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 24,800 | $178,000 | thousands by filing date | call |
| PENUMBRA INC COM | 70975L107 | Stock | 2,993 | $178,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,207 | $178,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,270 | $178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,180 | $178,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 62 | $178,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 8,813 | $178,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 8,051 | $177,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 11,700 | $177,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 8,156 | $176,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,500 | $176,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,440 | $176,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 5,610 | $176,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 6,045 | $175,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 28,000 | $175,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 17,300 | $175,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 5,018 | $175,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 18,314 | $175,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 6,736 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,100 | $174,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 13,986 | $174,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,551 | $174,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 7,723 | $174,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,700 | $173,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 4,680 | $173,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 15,097 | $173,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,300 | $172,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 2,593 | $172,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 6,025 | $172,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,375 | $172,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 12,500 | $172,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 9,815 | $172,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 12,485 | $172,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 15,988 | $171,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 34,900 | $171,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 7,077 | $171,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 8,609 | $171,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 18,300 | $171,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 11,742 | $171,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 12,512 | $171,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 6,527 | $171,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 7,746 | $170,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 800 | $170,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 42,450 | $170,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,943 | $169,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,900 | $169,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 15,700 | $169,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,320 | $169,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,416 | $169,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 25,043 | $169,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 38,500 | $169,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 27,765 | $169,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 4,500 | $168,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,700 | $168,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 3,865 | $168,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 15,607 | $168,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 7,245 | $168,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,700 | $168,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 83,721 | $168,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,885 | $168,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 2,898 | $168,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 325 | $167,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,562 | $167,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 18,100 | $167,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 4,800 | $166,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,500 | $166,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,905 | $166,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 18,547 | $166,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 152,000 | $166,000 | thousands by filing date | principal |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 7,833 | $165,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,434 | $165,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,937 | $165,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 8,107 | $165,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 9,257 | $165,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,724 | $164,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 11,602 | $164,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,700 | $164,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 17,854 | $164,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 16,100 | $164,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,400 | $163,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,700 | $163,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 6,844 | $163,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 4,075 | $163,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 3,616 | $163,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 8,807 | $163,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,700 | $162,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 21,433 | $162,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 22,291 | $162,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,416 | $162,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 14,301 | $162,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 6,014 | $161,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,503 | $161,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 26,500 | $161,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,379 | $161,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 11,589 | $161,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 3,893 | $161,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 14,237 | $161,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 19,291 | $161,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 30,037 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,933 | $160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 3,876 | $160,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 5,934 | $160,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 11,276 | $160,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 21,300 | $160,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 29,100 | $160,000 | thousands by filing date | put |
| PRESS GANEY HOL | 74113L102 | Common Stock | 4,054 | $160,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 22,123 | $160,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 7,321 | $159,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 5,570 | $158,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 12,031 | $158,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 11,420 | $158,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,897 | $158,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 42,647 | $158,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 6,665 | $158,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 4,972 | $157,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 5,402 | $157,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,875 | $156,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 9,000 | $156,000 | thousands by filing date | call |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,302 | $156,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,622 | $156,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 12,943 | $155,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,200 | $155,000 | thousands by filing date | call |
| AEP INDUSTRIES INC | 001031103 | COM | 1,937 | $155,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 17,134 | $154,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 18,600 | $154,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,730 | $154,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,800 | $154,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,247 | $154,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,264 | $154,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 9,962 | $154,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 19,847 | $154,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,458 | $153,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,500 | $153,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,500 | $153,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,044 | $153,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,301 | $153,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,087 | $153,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 17,139 | $153,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 10,828 | $153,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 3,560 | $153,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 14,478 | $153,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 14,183 | $153,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 8,283 | $153,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 7,900 | $152,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 19,418 | $152,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 14,500 | $152,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 14,626 | $152,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,732 | $152,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 51,497 | $152,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 6,074 | $151,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,608 | $151,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 5,113 | $151,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 9,867 | $151,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 4,500 | $151,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 8,400 | $151,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,463 | $150,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,109 | $150,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 5,804 | $150,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 3,000 | $150,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 19,040 | $150,000 | thousands by filing date | call |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 13,742 | $150,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 15,839 | $150,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 152,000 | $150,000 | thousands by filing date | principal |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,603 | $149,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,506 | $149,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,200 | $149,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 21,199 | $149,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 9,000 | $149,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 13,541 | $149,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 17,092 | $148,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,771 | $148,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 7,794 | $148,000 | thousands by filing date | |
| E HOUSE CHINA HOLDINGS LIMIT | G2952TAA1 | DEBT 2.750%12/1 | 150,000 | $148,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404K106 | COM | 4,425 | $147,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,496 | $147,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 6,013 | $147,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,684 | $146,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,500 | $146,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 9,779 | $146,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,975 | $146,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 18,416 | $146,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 8,274 | $146,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 27,121 | $146,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 5,319 | $146,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,800 | $145,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,247 | $145,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,200 | $145,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,692 | $145,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 7,201 | $145,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,306 | $144,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 15,062 | $144,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 12,400 | $144,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 2,829 | $144,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,800 | $144,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 2,380 | $143,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,358 | $143,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 9,214 | $143,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 17,811 | $143,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,749 | $143,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 11,065 | $143,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 980 | $142,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,141 | $142,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 5,956 | $142,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 5,656 | $142,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 8,400 | $142,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 37,400 | $142,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 13,150 | $141,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 9,185 | $141,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 4,368 | $141,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 10,992 | $141,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,600 | $140,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,204 | $140,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 16,055 | $140,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 121,000 | $140,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W104 | COM | 19,537 | $140,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 14,222 | $139,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,509 | $139,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 22,700 | $139,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 14,775 | $139,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 6,966 | $139,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 16,750 | $138,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,021 | $138,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 13,100 | $138,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 7,140 | $138,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,184 | $137,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 12,535 | $137,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,500 | $137,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4,895 | $136,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 117,407 | $136,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 29,129 | $136,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 25,845 | $136,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,600 | $135,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,700 | $135,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 1,577 | $135,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 712 | $135,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 5,996 | $135,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 16,586 | $135,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 7,500 | $134,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,596 | $134,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 6,069 | $134,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,200 | $134,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 29,244 | $134,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 24,930 | $134,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 3,494 | $134,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 110,000 | $134,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 7,800 | $133,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,044 | $133,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 9,501 | $133,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,800 | $133,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 7,951 | $132,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,146 | $132,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 5,304 | $132,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 4,454 | $132,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 30,100 | $132,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 20,359 | $132,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 9,094 | $132,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,900 | $131,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 30,100 | $131,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 5,403 | $131,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,058 | $131,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 9,968 | $131,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 7,334 | $131,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,171 | $131,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 5,064 | $131,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 33,000 | $131,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 5,205 | $130,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,414 | $130,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 10,979 | $130,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 17,360 | $130,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 17,200 | $130,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 1,184 | $129,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 6,400 | $129,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,304 | $129,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 2,895 | $129,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 11,039 | $129,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 16,348 | $129,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 145,000 | $129,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 36,860 | $128,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 11,450 | $128,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 6,318 | $128,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 26,293 | $128,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 29,048 | $128,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 14,046 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,460 | $127,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,446 | $127,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 713 | $127,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,500 | $127,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 4,649 | $127,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,693 | $127,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 9,400 | $127,000 | thousands by filing date | put |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 3,392 | $127,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 11,582 | $127,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 5,000 | $127,000 | thousands by filing date | put |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 8,524 | $126,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,483 | $126,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 3,550 | $126,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,117 | $125,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,064 | $125,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 20,934 | $125,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,622 | $125,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,978 | $125,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,300 | $125,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 27,033 | $125,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,604 | $125,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 73,777 | $125,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 15,025 | $125,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 4,671 | $125,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 7,583 | $124,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 2,043 | $124,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,384 | $124,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,100 | $124,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 6,548 | $124,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 17,599 | $124,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,600 | $124,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,084 | $123,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,539 | $123,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,000 | $123,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 2,707 | $123,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 9,882 | $123,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,772 | $122,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 16,900 | $122,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 5,474 | $122,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 4,500 | $122,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,871 | $122,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,451 | $121,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 5,678 | $121,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 5,572 | $121,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 9,971 | $121,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 16,800 | $121,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 90,700 | $121,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 10,956 | $121,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 19,400 | $120,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,382 | $120,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 5,737 | $120,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12,900 | $120,000 | thousands by filing date | call |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 125,000 | $120,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,515 | $120,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $120,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 8,411 | $120,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 10,871 | $120,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 6,438 | $120,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 5,900 | $119,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 6,400 | $119,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 70,900 | $119,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 11,395 | $119,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 5,759 | $119,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 118,000 | $119,000 | thousands by filing date | principal |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,771 | $118,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,213 | $118,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,161 | $118,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 5,056 | $118,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 6,743 | $118,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 17,619 | $118,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 10,602 | $118,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 4,095 | $118,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 12,800 | $118,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,634 | $118,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,700 | $117,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,500 | $117,000 | thousands by filing date | call |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 12,605 | $117,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,500 | $116,000 | thousands by filing date | call |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 8,780 | $116,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 7,089 | $116,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 6,461 | $116,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 15,036 | $116,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 15,560 | $115,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 15,749 | $115,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,445 | $115,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,968 | $115,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,239 | $115,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,741 | $115,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 95,000 | $115,000 | thousands by filing date | call |
| iShares MBS ETF | 464288588 | SHS | 1,037 | $114,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 8,494 | $114,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 2,700 | $113,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 8,606 | $113,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 8,342 | $113,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 6,127 | $113,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 8,116 | $113,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 5,310 | $113,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 6,385 | $113,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 4,266 | $113,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,361 | $113,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,778 | $112,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 13,000 | $112,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 65,500 | $112,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 16,237 | $112,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $112,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 3,413 | $111,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,169 | $111,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,400 | $111,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 30,644 | $111,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 27,300 | $111,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 1,914 | $111,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 7,181 | $111,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,917 | $111,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,748 | $110,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 17,600 | $110,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 5,545 | $110,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,400 | $110,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 9,138 | $110,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 4,582 | $110,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 7,808 | $110,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000328 | this filing | 2016-08-12 | acceptance time not in the bulk data set |