13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,131 holding rows worth $97,965,475,000.
- Accession
- 0000831001-16-000328
- Filer
- CIK 831001
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 14,983 entries on the cover page, a total value of $97,965,475,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,965,489,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Anglogold Ashanti Plc | 035128206 | Common | 31,900 | $577,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 9,364 | $576,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 40,234 | $576,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 24,973 | $576,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 8,689 | $576,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 12,057 | $575,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 12,100 | $574,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 33,003 | $574,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 28,200 | $574,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 31,115 | $574,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 26,989 | $574,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 47,465 | $573,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 24,100 | $573,000 | thousands by filing date | put |
| TRINSEO S A | L9340P101 | SHS | 13,352 | $573,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 9,609 | $572,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 38,500 | $572,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 19,056 | $572,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 27,145 | $571,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 14,889 | $571,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 21,119 | $571,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 46,700 | $571,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 312,889 | $570,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 52,492 | $570,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 22,947 | $570,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 127,100 | $569,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 29,165 | $569,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 46,262 | $568,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,673 | $568,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,210 | $567,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 11,753 | $567,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 10,529 | $567,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 55,715 | $567,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 18,107 | $567,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 21,810 | $567,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 16,524 | $566,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 39,416 | $566,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 34,500 | $566,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 7,613 | $565,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 18,464 | $565,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 13,893 | $565,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 19,693 | $564,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 6,368 | $564,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 4,160 | $564,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 54,179 | $564,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 17,409 | $563,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 29,775 | $563,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 21,750 | $563,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 37,700 | $562,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 17,082 | $561,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 15,400 | $561,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 10,609 | $561,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 10,013 | $561,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 38,000 | $561,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 22,409 | $561,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 32,033 | $560,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 72,200 | $560,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 14,809 | $559,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 25,992 | $558,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 52,797 | $558,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 31,700 | $558,000 | thousands by filing date | call |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 66,769 | $558,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,704 | $557,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 23,052 | $557,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 28,100 | $557,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 28,014 | $556,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,841 | $556,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 8,006 | $555,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,000 | $555,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 16,500 | $555,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 16,198 | $554,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 14,600 | $554,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 458,107 | $554,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 9,843 | $553,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 64,097 | $553,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 51,600 | $553,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 23,200 | $552,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 6,000 | $551,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 26,458 | $551,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,606 | $550,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 32,539 | $549,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 10,986 | $549,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 37,866 | $548,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 13,717 | $544,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 42,260 | $543,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 70,791 | $543,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 39,600 | $542,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 58,693 | $542,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 19,818 | $541,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,215 | $540,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 55,200 | $540,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 11,215 | $540,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 94,500 | $538,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,300 | $537,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 88,807 | $537,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 25,000 | $537,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 22,511 | $536,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 12,756 | $536,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 50,120 | $535,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 28,534 | $534,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,300 | $533,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 45,227 | $533,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 60,000 | $533,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 20,300 | $532,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,700 | $532,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 6,438 | $532,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,786 | $532,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 44,900 | $530,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 28,157 | $529,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 9,294 | $529,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 20,257 | $528,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 19,584 | $527,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 10,674 | $527,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 23,252 | $527,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 21,600 | $526,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 19,081 | $525,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,400 | $524,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 18,071 | $524,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 19,278 | $523,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 11,301 | $522,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 16,500 | $521,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 39,367 | $521,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 29,431 | $521,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 20,917 | $520,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 124,083 | $519,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 28,218 | $518,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 45,824 | $517,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 16,116 | $517,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 18,289 | $516,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,500 | $516,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 10,315 | $516,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 50,426 | $515,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 10,205 | $515,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,813 | $515,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 26,286 | $515,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 12,716 | $513,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 12,838 | $513,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 37,081 | $510,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 15,437 | $510,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6,600 | $509,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 31,274 | $509,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 164,995 | $508,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 14,590 | $508,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 379,300 | $508,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 8,114 | $507,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 33,440 | $506,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 21,224 | $506,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 10,337 | $506,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 44,532 | $506,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 5,342 | $505,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,400 | $505,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 7,616 | $505,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 16,505 | $505,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 9,109 | $505,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 10,989 | $505,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 10,520 | $504,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 32,300 | $504,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 12,140 | $503,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 18,022 | $503,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 7,000 | $503,000 | thousands by filing date | call |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 20,916 | $502,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 20,001 | $502,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 13,283 | $502,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 30,213 | $502,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 72,271 | $502,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 21,429 | $502,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 154,100 | $501,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 16,719 | $500,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,600 | $500,000 | thousands by filing date | put |
| Invesco Large-Cap Growth | 73935X609 | ETF | 16,021 | $500,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 45,472 | $500,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 500,000 | $500,000 | thousands by filing date | principal |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,993 | $498,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 77,755 | $498,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 15,118 | $497,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 39,171 | $497,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 68,400 | $497,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 19,876 | $496,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 14,666 | $496,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,814 | $495,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 30,159 | $495,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 30,454 | $495,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 7,547 | $494,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 22,682 | $494,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 22,277 | $494,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 155,290 | $494,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 24,299 | $493,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 16,453 | $491,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,132 | $490,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 26,386 | $490,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 38,700 | $490,000 | thousands by filing date | call |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 500,000 | $490,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 8,000 | $489,000 | thousands by filing date | call |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 27,672 | $488,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,300 | $487,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,452 | $485,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 54,300 | $485,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 79,600 | $485,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 16,390 | $484,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 26,773 | $484,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 13,920 | $484,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 32,058 | $482,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 65,200 | $482,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,200 | $481,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 49,406 | $481,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 10,000 | $481,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 30,338 | $480,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 7,575 | $480,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 22,242 | $479,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 7,553 | $479,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,582 | $479,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 42,500 | $479,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 15,743 | $478,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 28,992 | $478,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 25,368 | $477,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 10,255 | $477,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 51,200 | $477,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 82,835 | $476,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 49,900 | $476,000 | thousands by filing date | put |
| STERIS CORP | 859152100 | COMMON STOCK | 6,913 | $476,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 21,689 | $475,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,015 | $475,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 15,346 | $475,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,797 | $474,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 7,680 | $474,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 10,667 | $473,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 42,700 | $473,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 14,535 | $472,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 11,810 | $471,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 11,252 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,305 | $470,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 61,100 | $470,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 5,000 | $468,000 | thousands by filing date | put |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 3,172 | $468,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 26,430 | $468,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 9,225 | $467,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 6,888 | $467,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 75,088 | $467,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 45,100 | $466,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 4,700 | $466,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 23,017 | $466,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 31,113 | $465,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 33,329 | $465,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 50,966 | $465,000 | thousands by filing date | |
| ISHARES TR | 46435G854 | MSCI ACWI ETF | 20,000 | $465,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 6,997 | $464,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 14,644 | $464,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 13,327 | $464,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 16,049 | $464,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 9,487 | $464,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 107,855 | $464,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,200 | $463,000 | thousands by filing date | call |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 5,749 | $463,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 89,980 | $463,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 12,633 | $462,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 46,906 | $461,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 9,646 | $460,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 6,969 | $460,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 16,430 | $459,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 21,505 | $459,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 61,739 | $459,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,413 | $458,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 34,400 | $458,000 | thousands by filing date | put |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 29,400 | $458,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 14,168 | $457,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 20,552 | $457,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 126,300 | $456,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 33,759 | $456,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 795,000 | $456,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 480,000 | $456,000 | thousands by filing date | principal |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 9,000 | $455,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 6,789 | $455,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 13,168 | $454,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,455 | $454,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 51,878 | $452,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 62,000 | $451,000 | thousands by filing date | call |
| FLEETMATICS GROUP PLC | G35569105 | COM | 10,403 | $451,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 8,131 | $450,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 14,282 | $450,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 15,056 | $450,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 19,400 | $449,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 14,594 | $449,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 45,477 | $448,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 50,657 | $447,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 15,592 | $447,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 12,639 | $447,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 17,989 | $446,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 26,060 | $446,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 30,235 | $446,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 56,671 | $446,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 48,216 | $446,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 3,089 | $446,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 24,933 | $445,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 28,559 | $445,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 18,570 | $445,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 15,373 | $444,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 8,457 | $444,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 19,943 | $444,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 8,273 | $444,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 7,658 | $443,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 11,087 | $441,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 182,917 | $441,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 14,734 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,415 | $440,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 9,671 | $440,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 16,307 | $440,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 20,053 | $440,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 15,166 | $439,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 19,000 | $438,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 38,900 | $438,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 121,100 | $437,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 8,935 | $437,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 19,203 | $437,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 22,960 | $437,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 12,900 | $437,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 7,652 | $436,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 44,792 | $436,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 24,200 | $436,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 32,138 | $435,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 55,600 | $435,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 38,700 | $434,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 16,913 | $434,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 79,100 | $434,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 69,540 | $433,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 18,522 | $432,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 16,923 | $431,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 18,352 | $431,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 9,918 | $430,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 27,900 | $430,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 23,300 | $429,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 7,445 | $429,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 23,020 | $428,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 35,154 | $428,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 16,746 | $427,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7,300 | $426,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 10,918 | $426,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 8,700 | $426,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 27,500 | $425,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 32,364 | $425,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 16,000 | $424,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 11,401 | $423,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 83,402 | $420,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 53,342 | $419,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 68,500 | $419,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 24,332 | $417,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 248,400 | $417,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 21,262 | $417,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 54,261 | $417,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 16,378 | $416,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 9,490 | $416,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,179 | $415,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,045 | $415,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 7,688 | $414,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 25,244 | $414,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 6,582 | $413,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 21,791 | $413,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 58,600 | $413,000 | thousands by filing date | put |
| Cynosure, Inc. | 232577205 | COM | 8,496 | $413,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 25,000 | $412,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 18,800 | $411,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 16,314 | $411,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 38,446 | $411,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 75,836 | $410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,160 | $409,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,880 | $408,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 18,778 | $408,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 15,884 | $408,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 35,400 | $408,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 23,100 | $407,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 19,486 | $407,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 27,000 | $407,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 22,496 | $407,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 292,926 | $406,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 15,408 | $406,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 33,800 | $404,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 164,886 | $404,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 6,894 | $403,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 9,752 | $403,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 8,400 | $402,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,300 | $401,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 10,499 | $399,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 7,200 | $398,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 17,226 | $398,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 26,042 | $398,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 73,100 | $398,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 500 | $397,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,967 | $396,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 13,546 | $395,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 69,300 | $394,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,602 | $394,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,463 | $394,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 9,006 | $394,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,591 | $394,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,400 | $394,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 7,700 | $394,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 423,000 | $394,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 23,429 | $393,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,500 | $393,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 6,879 | $393,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 350,000 | $392,000 | thousands by filing date | principal |
| SCHULMAN (A.) INC | 808194104 | COM | 16,037 | $392,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 3,053 | $390,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 14,347 | $390,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K497 | DLY CYB SEC BEAR | 9,478 | $390,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,645 | $389,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 9,134 | $388,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 19,706 | $387,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 44,900 | $387,000 | thousands by filing date | call |
| GDL FD | 361570104 | COM SH BEN IT | 39,028 | $387,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 4,881 | $387,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 15,500 | $386,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 55,585 | $385,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 7,100 | $385,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 26,026 | $384,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 14,270 | $384,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 20,205 | $384,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 7,638 | $383,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 27,945 | $382,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 13,714 | $382,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,900 | $381,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 30,500 | $381,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 36,845 | $381,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 14,048 | $381,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 51,920 | $381,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 48,202 | $381,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,690 | $380,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 29,486 | $380,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 16,033 | $380,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 48,797 | $379,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 19,390 | $378,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 29,683 | $377,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,450 | $376,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 8,200 | $376,000 | thousands by filing date | put |
| VCA ANTECH INC | 918194101 | COM | 5,562 | $376,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,061 | $374,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 32,751 | $374,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 6,191 | $374,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 13,617 | $373,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 11,800 | $373,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 27,118 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,277 | $373,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,925 | $373,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,554,433 | $373,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 19,400 | $372,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 30,346 | $371,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,938 | $370,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 6,403 | $370,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 9,299 | $369,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 55,700 | $369,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,700 | $369,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 4,503 | $369,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 19,062 | $369,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 22,300 | $368,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 66,866 | $367,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 17,200 | $367,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 30,058 | $367,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 5,100 | $367,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 11,436 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,495 | $366,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 11,847 | $366,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,427 | $365,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 16,608 | $365,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 10,868 | $365,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 11,453 | $364,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 26,176 | $364,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,631 | $363,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 158,300 | $363,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 27,827 | $363,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 33,780 | $362,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,568 | $361,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 38,350 | $361,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 40,846 | $361,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 28,993 | $361,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 16,891 | $361,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 736 | $360,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,100 | $360,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 58,580 | $360,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,500 | $360,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 31,600 | $359,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 14,484 | $359,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 8,807 | $358,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,100 | $358,000 | thousands by filing date | call |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 13,535 | $358,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,887 | $357,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 29,100 | $356,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 17,820 | $356,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 13,000 | $356,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 102,700 | $356,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 38,000 | $355,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,111 | $355,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 66,758 | $355,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,866 | $354,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 8,977 | $354,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 16,951 | $354,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 15,400 | $353,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,623 | $352,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 9,300 | $352,000 | thousands by filing date | call |
| Biglari Holdings | 08986r101 | COM | 871 | $351,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 26,067 | $351,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 8,439 | $350,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 17,578 | $350,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000328 | this filing | 2016-08-12 | acceptance time not in the bulk data set |