13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,733 holding rows worth $89,024,939,000.
- Accession
- 0000831001-16-000275
- Filer
- CIK 831001
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,209 entries on the cover page, a total value of $89,024,939,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,024,939,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLY FINL INC COM | 02005N100 | Stock | 29,878 | $560,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 10,168 | $560,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 14,182 | $559,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 99,606 | $558,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 22,433 | $558,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 40,054 | $558,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,005 | $557,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 19,000 | $557,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 28,394 | $556,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 10,473 | $555,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 32,112 | $555,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 56,177 | $555,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 39,188 | $555,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 98,214 | $554,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 50,219 | $553,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 66,040 | $553,000 | thousands by filing date | put |
| SUN HYDRAULICS CORP | 866942105 | COM | 16,662 | $553,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 50,291 | $553,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 97,056 | $552,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 34,593 | $552,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 33,579 | $552,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 30,800 | $552,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 52,430 | $552,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 20,323 | $551,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 14,142 | $551,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 5,915 | $550,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 24,600 | $549,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 48,406 | $545,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 10,775 | $545,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 8,400 | $544,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,734 | $544,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 20,000 | $544,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 29,500 | $544,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,300 | $543,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 64,621 | $543,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 10,922 | $542,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 16,070 | $542,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 12,021 | $541,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 18,600 | $540,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 6,429 | $537,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 28,959 | $537,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 66,412 | $536,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 67,809 | $535,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 18,480 | $534,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 71,794 | $534,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 96,632 | $534,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 29,130 | $532,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 20,283 | $532,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 13,794 | $531,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 28,163 | $531,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 66,363 | $530,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 52,000 | $530,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 17,138 | $530,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 21,299 | $530,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 21,633 | $530,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 28,591 | $529,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,766 | $528,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 14,529 | $528,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 17,073 | $527,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 19,851 | $526,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 18,934 | $525,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 17,100 | $524,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 34,550 | $524,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 8,877 | $523,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 41,504 | $523,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 67,638 | $523,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,885 | $522,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 15,100 | $522,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 20,607 | $522,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 22,200 | $522,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 8,300 | $521,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 5,150 | $521,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 130,500 | $521,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 32,082 | $520,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,100 | $519,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 32,959 | $519,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 56,931 | $519,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,800 | $518,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 41,595 | $518,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 252,989 | $518,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 6,152 | $517,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 31,700 | $517,000 | thousands by filing date | put |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 13,624 | $517,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 21,925 | $516,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K497 | DLY CYB SEC BEAR | 11,642 | $516,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 48,550 | $515,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 40,128 | $515,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 14,125 | $514,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 10,700 | $513,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 20,900 | $513,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 26,598 | $512,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,512 | $512,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 45,691 | $512,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 52,967 | $510,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 11,003 | $510,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 36,089 | $510,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 14,800 | $509,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 27,600 | $509,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 41,200 | $509,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 42,526 | $508,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 25,729 | $508,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 28,010 | $508,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 23,795 | $507,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 26,059 | $507,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 34,692 | $507,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 204,900 | $506,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 17,095 | $505,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 11,000 | $505,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 15,642 | $504,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,390 | $503,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 37,483 | $502,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 20,251 | $502,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 37,483 | $502,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 49,465 | $501,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 36,613 | $500,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 17,833 | $499,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 27,797 | $498,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 52,664 | $497,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 47,262 | $496,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 24,240 | $494,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 35,356 | $494,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 31,995 | $494,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 25,400 | $493,000 | thousands by filing date | call |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 8,262 | $492,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 13,494 | $492,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 18,179 | $492,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 13,798 | $491,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 30,778 | $491,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,919 | $490,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 67,400 | $490,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 26,900 | $490,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 221,200 | $489,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,100 | $489,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 14,589 | $489,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 14,100 | $489,000 | thousands by filing date | put |
| PHARMERICA CORP | 71714F104 | COM | 22,151 | $489,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 120,631 | $488,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 17,971 | $488,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 4,991 | $488,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 56,194 | $488,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 23,111 | $488,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 21,194 | $487,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 8,082 | $487,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 166,758 | $487,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 37,100 | $487,000 | thousands by filing date | put |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 60,856 | $487,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 27,673 | $486,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 60,200 | $485,000 | thousands by filing date | put |
| CENTERSTATE BK CORP | 15201P109 | COM | 32,552 | $485,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 18,428 | $484,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 26,114 | $484,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,000 | $483,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 44,086 | $483,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 31,200 | $483,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 34,300 | $483,000 | thousands by filing date | call |
| CVENT INC | 23247G109 | COM | 22,524 | $483,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 11,379 | $482,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 15,109 | $482,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 22,129 | $482,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 29,238 | $482,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 36,071 | $482,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 5,600 | $481,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 45,419 | $481,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 20,396 | $481,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 40,118 | $481,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 10,737 | $480,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 175,800 | $480,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 60,270 | $480,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 61,198 | $480,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 45,300 | $479,000 | thousands by filing date | put |
| FTD COS INC | 30281V108 | COM | 18,246 | $479,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 18,793 | $479,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 15,460 | $478,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 72,271 | $478,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 13,000 | $478,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 81,551 | $477,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 15,401 | $476,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 87,716 | $476,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 14,156 | $476,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 9,312 | $476,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 18,030 | $475,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 20,108 | $475,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 18,209 | $475,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 26,400 | $472,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 6,900 | $472,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 14,265 | $472,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 30,851 | $471,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 35,500 | $471,000 | thousands by filing date | put |
| BMC STK HLDGS INC | 05591B109 | COM | 28,337 | $471,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 15,267 | $470,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 32,559 | $470,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 38,000 | $470,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,187 | $469,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 25,257 | $469,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,026 | $468,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 30,900 | $468,000 | thousands by filing date | put |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 27,825 | $467,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 13,420 | $467,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 28,952 | $467,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 16,279 | $467,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 34,430 | $467,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 15,399 | $466,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 9,075 | $466,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 15,115 | $466,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 26,761 | $466,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,400 | $465,000 | thousands by filing date | call |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 42,402 | $465,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 260,359 | $464,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 7,714 | $464,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 19,730 | $464,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 14,754 | $463,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 17,765 | $461,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 31,243 | $461,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 113,689 | $460,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 20,842 | $460,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 13,656 | $459,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 41,700 | $459,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 9,443 | $459,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 13,400 | $458,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,365 | $458,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 22,271 | $458,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 166,000 | $458,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 38,700 | $457,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 13,715 | $456,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 25,941 | $456,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 184,768 | $456,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,322 | $455,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 62,297 | $455,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 20,281 | $455,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 43,700 | $454,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 3,600 | $454,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 49,548 | $454,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 467,000 | $454,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 15,177 | $453,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 143,500 | $453,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 58,500 | $452,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 78,886 | $451,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 22,600 | $451,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 14,004 | $451,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 96,493 | $451,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 20,869 | $451,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 27,200 | $451,000 | thousands by filing date | call |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 7,704 | $450,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 32,887 | $450,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,027 | $450,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 10,900 | $450,000 | thousands by filing date | call |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,904 | $449,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 27,750 | $449,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 15,161 | $448,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 25,910 | $448,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 41,031 | $447,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 59,635 | $447,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,552 | $445,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 44,144 | $445,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 14,669 | $445,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 21,794 | $445,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 7,583 | $445,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 9,845 | $444,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 17,436 | $443,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 27,597 | $443,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 132,355 | $441,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 198,659 | $441,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 5,129 | $440,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 49,406 | $440,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 17,781 | $439,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,293 | $439,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 18,178 | $439,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 20,135 | $439,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 37,000 | $437,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 22,622 | $437,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 6,300 | $436,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 8,286 | $436,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 15,851 | $435,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 16,840 | $435,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 46,272 | $435,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 19,411 | $435,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 50,000 | $435,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 15,318 | $434,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 15,800 | $434,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 29,912 | $434,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 4,829 | $432,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 16,519 | $432,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19,239 | $432,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 32,596 | $432,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,532 | $431,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 43,300 | $431,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 51,448 | $430,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 22,611 | $429,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 24,500 | $429,000 | thousands by filing date | put |
| ALON USA ENERGY INC | 020520102 | COM | 41,456 | $428,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 31,239 | $427,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 16,123 | $427,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 58,551 | $426,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 9,382 | $426,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 11,811 | $426,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 39,351 | $426,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 28,990 | $426,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 22,698 | $425,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,395 | $425,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 44,400 | $424,000 | thousands by filing date | call |
| DOUGLAS EMMETT INC | 25960P109 | COM | 14,094 | $424,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,910 | $424,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 35,003 | $424,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 48,095 | $423,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 25,887 | $423,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 18,709 | $423,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 10,100 | $423,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 10,200 | $422,000 | thousands by filing date | call |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 10,166 | $422,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,996 | $422,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 32,432 | $422,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 20,045 | $422,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 190,200 | $422,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 27,456 | $421,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 19,387 | $421,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 22,533 | $421,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 8,100 | $420,000 | thousands by filing date | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,300 | $420,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 58,700 | $420,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 13,700 | $420,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 20,599 | $419,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 12,893 | $419,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 18,916 | $418,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 19,564 | $418,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,188 | $418,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 47,317 | $418,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 121,800 | $417,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,600 | $417,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 9,575 | $417,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 20,333 | $417,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 45,098 | $417,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 11,162 | $416,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 24,109 | $416,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 27,637 | $416,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 24,548 | $415,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 29,742 | $415,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 55,691 | $415,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 16,000 | $415,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 38,536 | $415,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,427 | $414,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 183,917 | $414,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 24,622 | $414,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 63,465 | $414,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 10,000 | $413,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 16,200 | $413,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 13,973 | $413,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 5,153 | $412,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 26,121 | $412,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 11,266 | $412,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 34,479 | $412,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 36,457 | $411,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,376 | $411,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 12,702 | $410,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 20,196 | $410,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 20,568 | $410,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 25,515 | $410,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,889 | $409,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 4,584 | $409,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 7,150 | $408,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 15,808 | $408,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 20,978 | $408,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 27,982 | $407,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 33,700 | $406,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 21,691 | $406,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 13,200 | $405,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 36,000 | $405,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 21,900 | $405,000 | thousands by filing date | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,179 | $404,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 12,861 | $404,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 40,551 | $404,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 105,802 | $403,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 28,305 | $402,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 18,893 | $401,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 405,800 | $401,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,200 | $401,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 53,329 | $400,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 34,180 | $399,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,800 | $399,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 15,400 | $399,000 | thousands by filing date | put |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 16,430 | $399,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,200 | $398,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 56,308 | $398,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 49,481 | $398,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,344 | $397,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 15,454 | $397,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 29,215 | $397,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7,300 | $396,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 15,511 | $396,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 27,942 | $395,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,880 | $395,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 22,880 | $395,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 36,468 | $395,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 27,385 | $395,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 9,985 | $393,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,707 | $393,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 45,457 | $393,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 19,483 | $392,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 19,774 | $392,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 13,716 | $391,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 41,421 | $391,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 13,317 | $391,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 250,900 | $391,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 29,136 | $390,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,544 | $390,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,803 | $390,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 20,982 | $389,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 123,200 | $389,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 60,373 | $389,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 26,274 | $389,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 41,000 | $388,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 14,585 | $388,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 21,943 | $388,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 16,463 | $388,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 55,257 | $387,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 10,260 | $387,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 38,248 | $387,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 15,322 | $387,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,909 | $386,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 54,540 | $386,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 11,600 | $386,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 9,500 | $386,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 74,740 | $386,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,992 | $385,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 22,500 | $385,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 27,003 | $385,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 9,890 | $385,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 9,926,000 | $385,000 | thousands by filing date | principal |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,000 | $384,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 138,000 | $384,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 20,442 | $384,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 10,311 | $384,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,600 | $383,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 34,700 | $383,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 22,633 | $382,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,927 | $382,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 15,846 | $381,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 55,479 | $381,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,556 | $381,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 22,300 | $381,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 7,600 | $380,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,884 | $380,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 58,312 | $379,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 25,435 | $379,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 31,905 | $378,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 68,239 | $378,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 87,461 | $378,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 19,376 | $378,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 377,000 | $378,000 | thousands by filing date | principal |
| NEOPHOTONICS CORP | 64051T100 | COM | 26,957 | $378,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 784 | $376,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 29,723 | $376,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,319 | $376,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 39,760 | $375,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 16,828 | $375,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 25,200 | $374,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 42,900 | $374,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 27,354 | $374,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 17,183 | $374,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 43,790 | $374,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 5,836 | $373,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 189,107 | $373,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 14,387 | $373,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 168,400 | $372,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 31,012 | $372,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 25,013 | $371,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 6,000 | $370,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 67,279 | $370,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,295 | $369,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 55,504 | $369,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 26,100 | $369,000 | thousands by filing date | call |
| VANGUARD STAR FDS | 921909768 | COM | 8,198 | $368,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 72,630 | $368,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 10,705 | $368,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 18,400 | $367,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 66,855 | $367,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 76,100 | $367,000 | thousands by filing date | call |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,128 | $366,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 60,955 | $366,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,557 | $366,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 31,679 | $366,000 | thousands by filing date | |
| A123 SYS INC | 037ESCAA8 | NOTE 3.750% 4/1 | 18,280,000 | $366,000 | thousands by filing date | principal |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 4,300 | $365,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,824 | $365,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 22,820 | $365,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 9,700 | $365,000 | thousands by filing date | put |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 353,900 | $365,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 124,739 | $364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 14,198 | $364,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 15,977 | $364,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,132 | $364,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 13,468 | $363,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 17,082 | $363,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 27,708 | $363,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 96,125 | $363,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 78,755 | $363,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 17,531 | $362,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 15,060 | $362,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 15,097 | $362,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 15,475 | $361,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 30,659 | $361,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000275 | this filing | 2016-05-13 | acceptance time not in the bulk data set |