13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,733 holding rows worth $89,024,939,000.
- Accession
- 0000831001-16-000275
- Filer
- CIK 831001
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,209 entries on the cover page, a total value of $89,024,939,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,024,939,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENUINE PARTS CO COM | 372460105 | Stock | 13,245 | $1,316,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 48,826 | $1,316,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 17,972 | $1,316,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 17,231 | $1,315,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 176,500 | $1,315,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 93,300 | $1,314,000 | thousands by filing date | put |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 71,102 | $1,313,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 234,825 | $1,313,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 6,016 | $1,312,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 31,329 | $1,311,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 55,900 | $1,311,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 33,400 | $1,309,000 | thousands by filing date | put |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 36,729 | $1,309,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 24,005 | $1,305,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 29,400 | $1,303,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 143,978 | $1,302,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 99,293 | $1,301,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 42,000 | $1,301,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 27,104 | $1,301,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 315,772 | $1,301,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 108,585 | $1,300,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 167,314 | $1,300,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 22,400 | $1,295,000 | thousands by filing date | put |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 100,000 | $1,294,000 | thousands by filing date | call |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 1,246,000 | $1,294,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 19,394 | $1,293,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 73,200 | $1,293,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 46,200 | $1,292,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 177,924 | $1,292,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 45,072 | $1,291,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 53,321 | $1,291,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 184,200 | $1,289,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 92,679 | $1,289,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 21,318 | $1,287,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 18,828 | $1,286,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 246,305 | $1,286,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 38,954 | $1,284,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 37,186 | $1,283,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 158,000 | $1,283,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 11,500 | $1,281,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 7,888 | $1,281,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 44,310 | $1,281,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 21,000 | $1,277,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 142,125 | $1,276,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 102,900 | $1,276,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 24,128 | $1,270,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 37,975 | $1,270,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 61,221 | $1,270,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 27,618 | $1,269,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 36,506 | $1,265,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 39,747 | $1,264,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 37,800 | $1,264,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 60,715 | $1,263,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 49,400 | $1,262,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 26,521 | $1,262,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 91,700 | $1,261,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 67,547 | $1,259,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 452,357 | $1,257,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 30,061 | $1,254,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 33,771 | $1,254,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 100,128 | $1,254,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 54,406 | $1,253,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 34,796 | $1,252,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 71,453 | $1,251,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 31,778 | $1,251,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 82,132 | $1,251,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 63,646 | $1,250,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 38,815 | $1,248,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 24,721 | $1,248,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 78,731 | $1,247,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 90,000 | $1,247,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 31,539 | $1,245,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 64,500 | $1,244,000 | thousands by filing date | call |
| DREW INDS INC | 26168L205 | COM NEW | 19,308 | $1,244,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 36,311 | $1,243,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 41,446 | $1,242,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 104,511 | $1,242,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 25,400 | $1,240,000 | thousands by filing date | put |
| HALYARD HEALTH INC | 40650V100 | COM | 43,220 | $1,240,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 49,135 | $1,238,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 16,879 | $1,237,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 313,200 | $1,237,000 | thousands by filing date | call |
| FINANCIAL ENGINES INC | 317485100 | COM | 39,300 | $1,235,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 30,235 | $1,234,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 57,725 | $1,232,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 143,120 | $1,232,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 51,840 | $1,230,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 49,695 | $1,228,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 41,478 | $1,227,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 88,549 | $1,227,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 94,200 | $1,226,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 133,711 | $1,226,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 67,357 | $1,224,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 90,026 | $1,224,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 63,400 | $1,222,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 61,800 | $1,222,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 91,700 | $1,220,000 | thousands by filing date | put |
| KAMAN CORP-CLASS A | 483548103 | COM | 28,597 | $1,220,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 24,497 | $1,217,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 72,969 | $1,217,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 25,700 | $1,216,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 55,952 | $1,216,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,500 | $1,215,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 6,566 | $1,215,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 64,869 | $1,213,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 203,246 | $1,213,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 37,401 | $1,212,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 65,888 | $1,212,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 35,000 | $1,210,000 | thousands by filing date | call |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 33,000 | $1,208,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 46,180 | $1,208,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 949,000 | $1,206,000 | thousands by filing date | principal |
| MRC GLOBAL INC | 55345K103 | COM | 91,731 | $1,205,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 9,709 | $1,204,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 98,394 | $1,201,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 304,200 | $1,199,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 44,616 | $1,198,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 109,438 | $1,198,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 66,496 | $1,198,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 37,131 | $1,198,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 30,330 | $1,197,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 202,200 | $1,195,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 402,100 | $1,194,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 37,045 | $1,192,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 75,199 | $1,189,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 29,048 | $1,188,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 57,315 | $1,188,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 42,200 | $1,188,000 | thousands by filing date | call |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 47,000 | $1,187,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 89,421 | $1,187,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 30,283 | $1,187,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 182,200 | $1,186,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 17,567 | $1,185,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 74,402 | $1,183,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 124,767 | $1,183,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 59,502 | $1,179,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 25,194 | $1,178,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 16,200 | $1,174,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 226,740 | $1,174,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 29,081 | $1,174,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 43,122 | $1,173,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 34,843 | $1,172,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7,298 | $1,171,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 148,938 | $1,171,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 11,448 | $1,170,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 21,221 | $1,170,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 26,669 | $1,170,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 19,000 | $1,170,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 16,176 | $1,169,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 41,190 | $1,168,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 67,015 | $1,168,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 282,652 | $1,168,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 45,591 | $1,166,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 53,808 | $1,165,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 19,188 | $1,163,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 70,194 | $1,163,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 54,447 | $1,162,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 115,000 | $1,162,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 86,359 | $1,161,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 93,723 | $1,159,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 26,653 | $1,156,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 45,000 | $1,155,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 25,818 | $1,153,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 39,183 | $1,152,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,310,000 | $1,151,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 57,421 | $1,148,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 43,880 | $1,148,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 28,153 | $1,148,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 156,132 | $1,147,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 205,200 | $1,147,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 17,032 | $1,146,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 25,958 | $1,143,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 27,512 | $1,142,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 51,883 | $1,141,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 85,377 | $1,139,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 86,212 | $1,138,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 692,000 | $1,137,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 54,300 | $1,136,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 41,823 | $1,136,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 11,342 | $1,136,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 45,300 | $1,135,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 11,286 | $1,133,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 23,899 | $1,133,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 23,579 | $1,131,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 27,497 | $1,131,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 137,700 | $1,131,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 10,551 | $1,131,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 34,111 | $1,129,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 975,000 | $1,129,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 19,500 | $1,128,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 86,207 | $1,128,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 53,408 | $1,126,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 31,153 | $1,125,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 369,300 | $1,125,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 20,339 | $1,124,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 33,965 | $1,124,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 122,100 | $1,123,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 117,960 | $1,120,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 22,461 | $1,119,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 21,560 | $1,119,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 153,800 | $1,119,000 | thousands by filing date | call |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 24,292 | $1,119,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 20,203 | $1,117,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 15,500 | $1,114,000 | thousands by filing date | put |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 73,787 | $1,114,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 158,886 | $1,114,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 32,517 | $1,112,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 52,842 | $1,112,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 72,115 | $1,110,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 44,136 | $1,110,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 22,400 | $1,110,000 | thousands by filing date | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 53,648 | $1,109,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 100,361 | $1,108,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 158,500 | $1,108,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 12,292 | $1,107,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 27,139 | $1,107,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 20,100 | $1,107,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 242,410 | $1,107,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 43,702 | $1,105,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 18,478 | $1,105,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 15,974 | $1,104,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 35,800 | $1,102,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 41,172 | $1,101,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 53,400 | $1,100,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 36,023 | $1,099,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 39,909 | $1,099,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 32,400 | $1,098,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 369,800 | $1,098,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 23,900 | $1,097,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 86,967 | $1,095,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 40,400 | $1,094,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 40,269 | $1,094,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 78,727 | $1,094,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10,988 | $1,093,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 40,467 | $1,092,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 39,237 | $1,092,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 10,489 | $1,092,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 108,000 | $1,091,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 33,657 | $1,089,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 62,962 | $1,089,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 54,077 | $1,086,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 110,542 | $1,085,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 105,600 | $1,083,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 56,171 | $1,082,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 37,006 | $1,082,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 45,223 | $1,082,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 23,848 | $1,081,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 11,473 | $1,079,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,636 | $1,079,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 37,684 | $1,078,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 31,642 | $1,078,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 733,811 | $1,078,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 26,608 | $1,074,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 18,529 | $1,074,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,945 | $1,072,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 130,500 | $1,072,000 | thousands by filing date | call |
| Liberty Media Corp | 531229300 | COMMON STOCK | 28,167 | $1,072,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 20,573 | $1,071,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 15,244 | $1,069,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 124,879 | $1,069,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 181,215 | $1,068,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,462 | $1,067,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 101,252 | $1,067,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 24,012 | $1,066,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 35,430 | $1,064,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 99,669 | $1,062,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,989 | $1,060,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 14,136 | $1,059,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 29,980 | $1,059,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 50,765 | $1,059,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 27,100 | $1,058,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 48,949 | $1,057,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 70,866 | $1,057,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 63,619 | $1,056,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 281,177 | $1,055,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 37,916 | $1,054,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 37,200 | $1,054,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 121,300 | $1,050,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 27,965 | $1,049,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 20,530 | $1,047,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 55,205 | $1,046,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 63,100 | $1,046,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 26,809 | $1,045,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 16,000 | $1,043,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 18,087 | $1,043,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,174,000 | $1,043,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 22,327 | $1,042,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 50,090 | $1,040,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 100,988 | $1,040,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 32,671 | $1,040,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 12,600 | $1,039,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 25,728 | $1,039,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 52,347 | $1,038,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 94,158 | $1,037,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 65,883 | $1,037,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 16,289 | $1,037,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 11,910 | $1,036,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 99,550 | $1,035,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 79,906 | $1,034,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 32,956 | $1,033,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 23,100 | $1,033,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 29,669 | $1,032,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 73,702 | $1,032,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 27,598 | $1,031,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 31,833 | $1,031,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 6,300 | $1,028,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 251,477 | $1,028,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 299,800 | $1,027,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 8,959 | $1,025,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 36,844 | $1,023,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 72,514 | $1,022,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 182,900 | $1,022,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 31,043 | $1,021,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 92,300 | $1,021,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 89,035 | $1,020,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 28,894 | $1,019,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 114,505 | $1,018,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 38,030 | $1,016,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 28,051 | $1,016,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 92,925 | $1,015,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 79,784 | $1,015,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 26,252 | $1,015,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 22,347 | $1,014,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 52,800 | $1,014,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 130,400 | $1,014,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,182,000 | $1,013,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 13,004 | $1,012,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 54,697 | $1,011,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 20,781 | $1,009,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 61,222 | $1,009,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 34,117 | $1,008,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 47,328 | $1,008,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 37,200 | $1,008,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 20,823 | $1,007,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 14,694 | $1,007,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 29,688 | $1,006,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 50,400 | $1,006,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 97,600 | $1,006,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 52,300 | $1,004,000 | thousands by filing date | call |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 29,951 | $1,002,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 792,000 | $1,002,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 8,988 | $1,001,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 166,694 | $1,001,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 333 | $1,000,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 94,143 | $999,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 33,624 | $998,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 47,162 | $997,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 80,032 | $997,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 18,181 | $996,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 95,819 | $996,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 54,600 | $996,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 44,100 | $995,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 89,877 | $995,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 18,253 | $994,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 28,132 | $993,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 86,831 | $993,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 65,403 | $993,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 128,456 | $992,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 20,456 | $992,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 21,667 | $991,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 20,266 | $987,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 32,801 | $986,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 15,385 | $985,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 52,500 | $985,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 195,352 | $984,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 117,638 | $984,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 48,614 | $982,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 4,500 | $982,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 8,352 | $979,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 24,519 | $979,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 99,424 | $979,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 112,313 | $978,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 24,046 | $977,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 25,600 | $975,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 14,999 | $975,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,182 | $974,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 41,958 | $974,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 44,144 | $972,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 39,100 | $970,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 23,886 | $970,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 20,048 | $969,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 97,500 | $969,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 36,300 | $966,000 | thousands by filing date | call |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 36,836 | $964,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 28,100 | $962,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 100,700 | $961,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 85,247 | $960,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,842 | $959,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 35,100 | $958,000 | thousands by filing date | put |
| TERRENO RLTY CORP | 88146M101 | COM | 40,860 | $958,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 49,700 | $958,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 52,603 | $958,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 13,763 | $957,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,200 | $956,000 | thousands by filing date | call |
| ICF INTL INC | 44925C103 | COM | 27,812 | $956,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 15,070 | $954,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 28,149 | $954,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 9,433 | $953,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 45,156 | $953,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 58,400 | $952,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 49,250 | $952,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 29,295 | $952,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 50,500 | $950,000 | thousands by filing date | put |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 32,100 | $950,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 15,978 | $948,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 24,242 | $948,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 48,309 | $948,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 26,057 | $947,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $945,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 3,150,000 | $945,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 168,900 | $944,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 23,502 | $942,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 54,400 | $942,000 | thousands by filing date | put |
| UNION BANKSHARES CORP | 90539J109 | COM | 38,203 | $941,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 44,874 | $939,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 11,662 | $939,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 8,000 | $937,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 37,281 | $935,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 51,400 | $935,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 74,900 | $933,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 77,091 | $930,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 400,578 | $929,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 73,925 | $929,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 52,902 | $927,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 13,400 | $927,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 24,720 | $926,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 180,780 | $926,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20,487 | $925,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 27,701 | $924,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,440 | $923,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 10,878 | $923,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 50,714 | $921,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 6,337 | $921,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 40,217 | $921,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 24,455 | $919,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 52,000 | $916,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 19,623 | $916,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 33,087 | $915,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 58,705 | $915,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 83,364 | $915,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 50,936 | $914,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 15,010 | $914,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 21,488 | $913,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 18,064 | $912,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 18,594 | $909,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 23,640 | $908,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 87,600 | $908,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 13,900 | $906,000 | thousands by filing date | put |
| LIBBEY INC | 529898108 | COM | 48,652 | $905,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 9,089 | $904,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 73,211 | $904,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 116,831 | $902,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 41,705 | $901,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 10,700 | $901,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 44,779 | $900,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,547 | $900,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 154,290 | $900,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 28,300 | $899,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 10,603 | $897,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 30,492 | $897,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 24,998 | $897,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 13,500 | $896,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 70,556 | $896,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 26,200 | $896,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 23,014 | $896,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 55,390 | $896,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 75,765 | $895,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 882,000 | $895,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 64,253 | $895,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 151,300 | $894,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 98,713 | $894,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 14,029 | $893,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 24,485 | $892,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 33,797 | $891,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 41,200 | $890,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 34,600 | $890,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 12,383 | $890,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 203,900 | $889,000 | thousands by filing date | call |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 80,274 | $888,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 49,400 | $886,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 50,545 | $886,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7,775 | $885,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 12,700 | $881,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 16,600 | $881,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 48,254 | $881,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 50,358 | $881,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 22,626 | $880,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 53,055 | $879,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 105,007 | $879,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 31,164 | $878,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 57,626 | $876,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 53,439 | $875,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 222,000 | $874,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 11,789 | $873,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 68,587 | $873,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 868,000 | $873,000 | thousands by filing date | principal |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 120,458 | $871,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 199,500 | $870,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 17,486 | $869,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 20,121 | $869,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000275 | this filing | 2016-05-13 | acceptance time not in the bulk data set |